Futures Industry Registrants by Location

Location Floor Brokers Floor Traders Associated Persons* FCMs** Guaranteed IBs** Non-Guar. IBs** CTAs** CPOs** Principals* Branches
Alabama 3 4 335 0 13 0 5 1 34 44
Alaska 1 0 54 0 2 0 3 3 9 13
Arizona 3 2 289 1 12 2 10 2 61 41
Arkansas 7 5 541 0 15 3 34 6 55 69
California 22 7 5,496 5 96 34 288 124 877 514
Colorado 10 3 652 0 33 7 44 21 143 95
Connecticut 97 3 1,211 8 1 22 140 118 398 88
D.C. 1 1 72 0 1 1 6 4 10 3
Delaware 2 0 94 0 1 0 0 4 7 12
Florida 58 12 3,071 5 91 52 163 59 479 354
Georgia 0 1 819 1 23 5 38 15 126 100
Guam 0 0 2 0 0 0 0 0 1 0
Hawaii 2 0 169 0 0 0 6 1 13 25
Idaho 3 0 93 0 8 1 4 1 15 17
Illinois 6,098 1,038 4,526 72 173 59 469 187 1,326 377
Indiana 77 20 554 1 34 4 19 9 107 77
Iowa 8 2 609 3 90 9 38 23 271 118
Kansas 82 3 418 0 44 2 6 2 151 72
Kentucky 0 3 184 0 5 1 6 2 18 31
Louisiana 0 1 349 1 10 2 10 3 58 54
Maine 0 0 48 0 0 0 2 0 4 8
Maryland 1 0 426 1 2 2 29 9 81 46
Massachusetts 8 5 1,016 2 6 4 55 39 260 88
Michigan 12 2 662 0 9 2 25 5 66 99
Minnesota 127 3 757 5 44 3 26 16 157 105
Mississippi 2 1 126 0 3 0 5 1 10 22
Missouri 80 3 627 5 40 6 27 12 143 91
Montana 2 1 76 0 13 0 1 1 17 18
Nebraska 2 0 329 0 60 2 20 4 129 47
Nevada 7 3 216 0 5 3 29 10 38 25
Location Floor Brokers Floor Traders Associated Persons* FCMs** Guaranteed IBs** Non-Guar. IBs** CTAs** CPOs** Principals* Branches
New Hampshire 2 0 104 0 1 0 2 2 12 20
New Jersey 894 56 3,086 4 18 16 152 80 683 191
New Mexico 3 0 149 0 5 0 4 3 20 19
New York 1,677 131 7,166 90 38 97 438 417 1,549 324
North Carolina 2 1 591 3 13 5 29 13 96 95
North Dakota 2 0 115 0 17 0 3 0 40 28
Ohio 3 2 861 0 27 2 31 9 118 131
Oklahoma 0 1 366 0 22 3 17 2 67 50
Oregon 2 1 358 0 14 0 20 0 43 40
Pennsylvania 58 7 1,082 1 8 4 35 20 161 126
Puerto Rico 0 0 30 0 1 0 1 0 5 5
Rhode Island 1 0 72 0 1 1 4 1 8 15
South Carolina 3 1 256 0 4 2 12 3 19 52
South Dakota 0 0 119 0 23 0 5 2 43 33
Tennessee 5 3 685 3 22 7 39 29 146 68
Texas 13 6 2,415 1 76 22 108 53 347 266
Utah 1 0 178 0 1 0 11 6 24 30
Vermont 2 0 81 0 1 0 4 1 5 12
Virginia 2 2 673 1 12 10 51 29 199 82
Washington 1 1 589 0 9 1 28 14 80 80
West Virginia 0 0 70 0 0 0 2 0 5 16
Wisconsin 56 12 501 1 13 6 21 7 91 93
Wyoming 2 1 32 0 3 0 2 2 7 9
Total U.S. 9,448 1,348 43,400 214 1,163 402 2,531 1,375 8,832 4,438
Total Foreign 90 16 1,981 0 2 4 202 71 1,695 76
Total Registered 9,538 1,364 45,381 214 1,165 406 2,733 1,446 10,527 4,514
* Although associated persons and principals may be affiliated with more than one firm, they are counted once at a single location. An additional six associated persons are authorized to continue to act as floor traders pending review of their applications.
** A Firm registered in more than one category is counted in each category.

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