SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders - Futures Only, September 15, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 31,696: 19,676 825 834 11,177 30,013 31,687 31,672: 9 24 Old : 31,696: 19,676 825 834 11,177 30,013 31,687 31,672: 9 24 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 8, 2009 : : 613: 137 123 0 504 518 641 641: -28 -28 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 62.1 2.6 2.6 35.3 94.7 100.0 99.9: 0.0 0.1 Old : 100.0: 62.1 2.6 2.6 35.3 94.7 100.0 99.9: 0.0 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 39: 10 6 3 15 17 27 24: Old : 39: 10 6 3 15 17 27 24: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 78.0 65.5 92.8 88.3 78.0 60.3 87.1 83.0 Old : 78.0 65.5 92.8 88.3 78.0 60.3 87.1 83.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders - Futures Only, September 15, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 2,798: 2,274 658 12 298 2,118 2,584 2,788: 214 10 Old : 2,798: 2,274 658 12 298 2,118 2,584 2,788: 214 10 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 8, 2009 : : -31: -25 0 0 1 1 -24 1: -7 -32 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 81.3 23.5 0.4 10.7 75.7 92.4 99.6: 7.6 0.4 Old : 100.0: 81.3 23.5 0.4 10.7 75.7 92.4 99.6: 7.6 0.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 26: 20 2 2 1 4 21 8: Old : 26: 20 2 2 1 4 21 8: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 40.1 96.2 67.3 99.6 37.0 85.5 60.3 88.6 Old : 40.1 96.2 67.3 99.6 37.0 85.5 60.3 88.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders - Futures Only, September 15, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 17,966: 1,002 452 168 16,621 17,292 17,791 17,912: 175 54 Old : 17,966: 1,002 452 168 16,621 17,292 17,791 17,912: 175 54 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 8, 2009 : : 2,757: 15 58 34 2,561 2,643 2,610 2,735: 147 22 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.6 2.5 0.9 92.5 96.2 99.0 99.7: 1.0 0.3 Old : 100.0: 5.6 2.5 0.9 92.5 96.2 99.0 99.7: 1.0 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 32: 3 4 3 16 15 22 20: Old : 32: 3 4 3 16 15 22 20: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 79.7 70.0 90.5 89.1 79.1 69.9 89.3 86.9 Old : 79.7 70.0 90.5 89.1 79.1 69.9 89.3 86.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated September 18, 2009