SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders - Futures Only, September 29, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 32,478: 19,865 1,101 1,267 11,337 30,098 32,469 32,466: 9 12 Old : 32,478: 19,865 1,101 1,267 11,337 30,098 32,469 32,466: 9 12 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2009 : : 118: 175 172 442 -479 -499 138 115: -20 3 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 61.2 3.4 3.9 34.9 92.7 100.0 100.0: 0.0 0.0 Old : 100.0: 61.2 3.4 3.9 34.9 92.7 100.0 100.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 39: 11 5 4 15 17 28 24: Old : 39: 11 5 4 15 17 28 24: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.9 63.8 91.2 86.0 75.8 59.4 84.0 80.3 Old : 75.9 63.8 91.2 86.0 75.8 59.4 84.0 80.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders - Futures Only, September 29, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 2,842: 2,324 588 10 295 2,235 2,629 2,833: 213 9 Old : 2,842: 2,324 588 10 295 2,235 2,629 2,833: 213 9 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2009 : : 44: 50 -70 -2 -3 117 45 45: -1 -1 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 81.8 20.7 0.4 10.4 78.6 92.5 99.7: 7.5 0.3 Old : 100.0: 81.8 20.7 0.4 10.4 78.6 92.5 99.7: 7.5 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 27: 21 2 2 1 4 22 8: Old : 27: 21 2 2 1 4 22 8: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 39.4 96.3 66.2 99.7 36.4 86.0 59.4 89.0 Old : 39.4 96.3 66.2 99.7 36.4 86.0 59.4 89.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders - Futures Only, September 29, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 21,070: 1,300 283 302 19,315 20,329 20,917 20,914: 153 156 Old : 21,070: 1,300 283 302 19,315 20,329 20,917 20,914: 153 156 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2009 : : 1,726: 298 -100 195 1,241 1,583 1,734 1,678: -8 48 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.2 1.3 1.4 91.7 96.5 99.3 99.3: 0.7 0.7 Old : 100.0: 6.2 1.3 1.4 91.7 96.5 99.3 99.3: 0.7 0.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 30: 4 3 2 16 14 21 18: Old : 30: 4 3 2 16 14 21 18: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.0 64.8 88.8 90.7 75.5 64.8 85.6 86.0 Old : 77.0 64.8 88.8 90.7 75.5 64.8 85.6 86.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 2, 2009