SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders - Futures Only, October 6, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 32,862: 20,002 1,573 878 11,956 30,394 32,836 32,845: 26 17 Old : 32,862: 20,002 1,573 878 11,956 30,394 32,836 32,845: 26 17 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 29, 2009 : : 384: 137 472 -389 619 296 367 379: 17 5 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 60.9 4.8 2.7 36.4 92.5 99.9 99.9: 0.1 0.1 Old : 100.0: 60.9 4.8 2.7 36.4 92.5 99.9 99.9: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 39: 11 5 2 13 17 24 24: Old : 39: 11 5 2 13 17 24 24: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.7 61.3 92.7 85.2 75.0 57.5 82.5 76.5 Old : 77.7 61.3 92.7 85.2 75.0 57.5 82.5 76.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders - Futures Only, October 6, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 2,806: 2,328 588 0 264 2,209 2,592 2,797: 214 9 Old : 2,806: 2,328 588 0 264 2,209 2,592 2,797: 214 9 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 29, 2009 : : -36: 4 0 -10 -31 -26 -37 -36: 1 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 83.0 21.0 0.0 9.4 78.7 92.4 99.7: 7.6 0.3 Old : 100.0: 83.0 21.0 0.0 9.4 78.7 92.4 99.7: 7.6 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 27: 21 2 0 1 4 22 6: Old : 27: 21 2 0 1 4 22 6: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 38.9 96.7 65.6 99.7 37.1 87.2 60.0 90.3 Old : 38.9 96.7 65.6 99.7 37.1 87.2 60.0 90.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders - Futures Only, October 6, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 19,927: 1,377 328 307 18,197 19,269 19,881 19,904: 46 23 Old : 19,927: 1,377 328 307 18,197 19,269 19,881 19,904: 46 23 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 29, 2009 : : -1,143: 77 45 5 -1,118 -1,060 -1,036 -1,010: -107 -133 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.9 1.6 1.5 91.3 96.7 99.8 99.9: 0.2 0.1 Old : 100.0: 6.9 1.6 1.5 91.3 96.7 99.8 99.9: 0.2 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 31: 5 4 3 13 12 20 17: Old : 31: 5 4 3 13 12 20 17: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 80.8 66.4 91.8 92.1 80.8 66.3 91.8 91.5 Old : 80.8 66.4 91.8 92.1 80.8 66.3 91.8 91.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 9, 2008