SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders - Futures Only, October 13, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 33,129: 19,008 1,677 838 13,213 30,554 33,059 33,069: 70 60 Old : 33,129: 19,008 1,677 838 13,213 30,554 33,059 33,069: 70 60 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 6, 2009 : : 267: -994 104 -40 1,257 160 223 224: 44 43 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 57.4 5.1 2.5 39.9 92.2 99.8 99.8: 0.2 0.2 Old : 100.0: 57.4 5.1 2.5 39.9 92.2 99.8 99.8: 0.2 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 39: 11 5 2 14 17 25 24: Old : 39: 11 5 2 14 17 25 24: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 78.4 60.8 93.2 84.6 71.9 57.1 78.9 75.4 Old : 78.4 60.8 93.2 84.6 71.9 57.1 78.9 75.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders - Futures Only, October 13, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 2,810: 2,332 588 0 264 2,213 2,596 2,801: 214 9 Old : 2,810: 2,332 588 0 264 2,213 2,596 2,801: 214 9 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 6, 2009 : : 4: 4 0 0 0 4 4 4: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 83.0 20.9 0.0 9.4 78.8 92.4 99.7: 7.6 0.3 Old : 100.0: 83.0 20.9 0.0 9.4 78.8 92.4 99.7: 7.6 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 27: 21 2 0 1 4 22 6: Old : 27: 21 2 0 1 4 22 6: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 38.8 96.7 65.5 99.7 37.0 87.3 59.9 90.3 Old : 38.8 96.7 65.5 99.7 37.0 87.3 59.9 90.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders - Futures Only, October 13, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 20,232: 1,285 243 318 18,500 19,570 20,103 20,131: 129 101 Old : 20,232: 1,285 243 318 18,500 19,570 20,103 20,131: 129 101 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 6, 2009 : : 305: -92 -85 11 303 301 222 227: 83 78 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.4 1.2 1.6 91.4 96.7 99.4 99.5: 0.6 0.5 Old : 100.0: 6.4 1.2 1.6 91.4 96.7 99.4 99.5: 0.6 0.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 32: 6 3 3 14 13 21 18: Old : 32: 6 3 3 14 13 21 18: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 80.6 66.8 91.8 92.0 80.6 66.7 91.7 91.4 Old : 80.6 66.8 91.8 92.0 80.6 66.7 91.7 91.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 16, 2009