SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders - Futures Only, October 27, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 34,832: 19,904 2,255 228 14,690 32,346 34,822 34,829: 10 3 Old : 34,832: 19,904 2,255 228 14,690 32,346 34,822 34,829: 10 3 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 20, 2009 : : 192: 39 217 -1 155 304 193 520: -1 -328 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 57.1 6.5 0.7 42.2 92.9 100.0 100.0: 0.0 0.0 Old : 100.0: 57.1 6.5 0.7 42.2 92.9 100.0 100.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 42: 10 9 2 14 17 25 27: Old : 42: 10 9 2 14 17 25 27: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 79.8 58.9 94.0 83.0 70.3 55.4 81.2 75.5 Old : 79.8 58.9 94.0 83.0 70.3 55.4 81.2 75.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders - Futures Only, October 27, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 2,828: 2,330 588 10 264 2,221 2,604 2,819: 224 9 Old : 2,828: 2,330 588 10 264 2,221 2,604 2,819: 224 9 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 20, 2009 : : 10: -10 0 10 0 0 0 10: 10 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 82.4 20.8 0.4 9.3 78.5 92.1 99.7: 7.9 0.3 Old : 100.0: 82.4 20.8 0.4 9.3 78.5 92.1 99.7: 7.9 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 27: 21 2 1 1 4 22 7: Old : 27: 21 2 1 1 4 22 7: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 38.6 96.3 65.1 99.7 36.8 87.0 59.5 90.0 Old : 38.6 96.3 65.1 99.7 36.8 87.0 59.5 90.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F Commitments of Traders - Futures Only, October 27, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM : : : : All : 18,895: 624 2,099 101 18,134 16,659 18,859 18,859: 36 36 Old : 18,895: 624 2,099 101 18,134 16,659 18,859 18,859: 36 36 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 20, 2009 : : 526: -300 199 101 689 190 490 490: 36 36 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 3.3 11.1 0.5 96.0 88.2 99.8 99.8: 0.2 0.2 Old : 100.0: 3.3 11.1 0.5 96.0 88.2 99.8 99.8: 0.2 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 20: 1 2 2 11 11 13 14: Old : 20: 1 2 2 11 11 13 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 84.4 82.6 96.6 96.4 81.6 81.8 91.6 91.4 Old : 84.4 82.6 96.6 96.4 81.6 81.8 91.6 91.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders - Futures Only, October 27, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 20,003: 1,326 141 90 18,531 19,760 19,947 19,991: 56 12 Old : 20,003: 1,326 141 90 18,531 19,760 19,947 19,991: 56 12 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 20, 2009 : : -174: 61 0 -248 32 99 -155 -149: -19 -25 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.6 0.7 0.4 92.6 98.8 99.7 99.9: 0.3 0.1 Old : 100.0: 6.6 0.7 0.4 92.6 98.8 99.7 99.9: 0.3 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 30: 6 2 1 14 13 20 16: Old : 30: 6 2 1 14 13 20 16: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 82.7 68.2 93.0 94.0 82.7 68.1 92.9 93.4 Old : 82.7 68.2 93.0 94.0 82.7 68.1 92.9 93.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 30, 2009