SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders - Futures Only, November 3, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 33,552: 19,415 1,897 54 14,071 31,597 33,540 33,548: 12 4 Old : 33,552: 19,415 1,897 54 14,071 31,597 33,540 33,548: 12 4 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2009 : : -1,280: -489 -358 -174 -619 -749 -1,282 -1,281: 2 1 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 57.9 5.7 0.2 41.9 94.2 100.0 100.0: 0.0 0.0 Old : 100.0: 57.9 5.7 0.2 41.9 94.2 100.0 100.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 41: 12 7 2 12 16 25 24: Old : 41: 12 7 2 12 16 25 24: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 81.5 61.4 94.3 85.1 71.6 57.5 81.4 76.2 Old : 81.5 61.4 94.3 85.1 71.6 57.5 81.4 76.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders - Futures Only, November 3, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 2,922: 2,339 601 13 339 2,299 2,691 2,913: 231 9 Old : 2,922: 2,339 601 13 339 2,299 2,691 2,913: 231 9 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2009 : : 94: 9 13 3 75 78 87 94: 7 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 80.0 20.6 0.4 11.6 78.7 92.1 99.7: 7.9 0.3 Old : 100.0: 80.0 20.6 0.4 11.6 78.7 92.1 99.7: 7.9 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 27: 20 3 1 1 4 22 7: Old : 27: 20 3 1 1 4 22 7: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 39.9 95.9 65.6 99.7 35.6 84.3 57.6 87.6 Old : 39.9 95.9 65.6 99.7 35.6 84.3 57.6 87.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders - Futures Only, November 3, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 20,058: 1,344 197 119 18,548 19,726 20,011 20,042: 47 16 Old : 20,058: 1,344 197 119 18,548 19,726 20,011 20,042: 47 16 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2009 : : 55: 18 56 29 17 -34 64 51: -9 4 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.7 1.0 0.6 92.5 98.3 99.8 99.9: 0.2 0.1 Old : 100.0: 6.7 1.0 0.6 92.5 98.3 99.8 99.9: 0.2 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 30: 5 3 2 14 12 19 17: Old : 30: 5 3 2 14 12 19 17: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 83.4 70.6 93.6 93.9 83.4 70.5 93.6 93.3 Old : 83.4 70.6 93.6 93.9 83.4 70.5 93.6 93.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 6, 2009