SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders - Futures Only, November 9, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 34,651: 20,176 1,985 82 14,353 32,565 34,611 34,632: 40 19 Old : 34,651: 20,176 1,985 82 14,353 32,565 34,611 34,632: 40 19 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 3, 2009 : : 1,099: 761 88 28 282 968 1,071 1,084: 28 15 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 58.2 5.7 0.2 41.4 94.0 99.9 99.9: 0.1 0.1 Old : 100.0: 58.2 5.7 0.2 41.4 94.0 99.9 99.9: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 42: 13 7 2 12 16 25 25: Old : 42: 13 7 2 12 16 25 25: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 80.9 62.3 93.4 85.0 71.4 55.8 78.1 73.6 Old : 80.9 62.3 93.4 85.0 71.4 55.8 78.1 73.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders - Futures Only, November 9, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 2,872: 2,267 551 13 289 2,299 2,569 2,863: 303 9 Old : 2,872: 2,267 551 13 289 2,299 2,569 2,863: 303 9 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 3, 2009 : : -50: -72 -50 0 -50 0 -122 -50: 72 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 78.9 19.2 0.5 10.1 80.0 89.4 99.7: 10.6 0.3 Old : 100.0: 78.9 19.2 0.5 10.1 80.0 89.4 99.7: 10.6 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 25: 18 3 1 1 4 20 7: Old : 25: 18 3 1 1 4 20 7: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 38.9 97.6 65.0 99.7 36.2 87.5 58.6 89.2 Old : 38.9 97.6 65.0 99.7 36.2 87.5 58.6 89.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders - Futures Only, November 9, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 20,829: 1,483 141 187 19,108 20,494 20,778 20,822: 51 7 Old : 20,829: 1,483 141 187 19,108 20,494 20,778 20,822: 51 7 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 3, 2009 : : 771: 139 -56 68 560 768 767 780: 4 -9 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.1 0.7 0.9 91.7 98.4 99.8 100.0: 0.2 0.0 Old : 100.0: 7.1 0.7 0.9 91.7 98.4 99.8 100.0: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 30: 5 2 3 14 12 20 17: Old : 30: 5 2 3 14 12 20 17: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 81.9 73.2 92.8 94.1 81.9 73.1 92.8 93.6 Old : 81.9 73.2 92.8 94.1 81.9 73.1 92.8 93.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 13, 2009