SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006261
Commitments of Traders - Futures Only, November 9, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION                                    :
     :          :                                                                            :
All  :    34,651:    20,176      1,985         82     14,353     32,565     34,611     34,632:        40         19
Old  :    34,651:    20,176      1,985         82     14,353     32,565     34,611     34,632:        40         19
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: November 3, 2009                     :
     :     1,099:       761         88         28        282        968      1,071      1,084:        28         15
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      58.2        5.7        0.2       41.4       94.0       99.9       99.9:       0.1        0.1
Old  :     100.0:      58.2        5.7        0.2       41.4       94.0       99.9       99.9:       0.1        0.1
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        42:        13          7          2         12         16         25         25:
Old  :        42:        13          7          2         12         16         25         25:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 80.9       62.3       93.4       85.0       71.4       55.8       78.1       73.6
Old  :                 80.9       62.3       93.4       85.0       71.4       55.8       78.1       73.6
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006268
Commitments of Traders - Futures Only, November 9, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1,000 METRIC TONS CCX C02)                                   :
     :          :                                                                            :
All  :     2,872:     2,267        551         13        289      2,299      2,569      2,863:       303          9
Old  :     2,872:     2,267        551         13        289      2,299      2,569      2,863:       303          9
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: November 3, 2009                     :
     :       -50:       -72        -50          0        -50          0       -122        -50:        72          0
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      78.9       19.2        0.5       10.1       80.0       89.4       99.7:      10.6        0.3
Old  :     100.0:      78.9       19.2        0.5       10.1       80.0       89.4       99.7:      10.6        0.3
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        25:        18          3          1          1          4         20          7:
Old  :        25:        18          3          1          1          4         20          7:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 38.9       97.6       65.0       99.7       36.2       87.5       58.6       89.2
Old  :                 38.9       97.6       65.0       99.7       36.2       87.5       58.6       89.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE                                                   Code-00626U
Commitments of Traders - Futures Only, November 9, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)                                    :
     :          :                                                                            :
All  :    20,829:     1,483        141        187     19,108     20,494     20,778     20,822:        51          7
Old  :    20,829:     1,483        141        187     19,108     20,494     20,778     20,822:        51          7
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: November 3, 2009                     :
     :       771:       139        -56         68        560        768        767        780:         4         -9
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:       7.1        0.7        0.9       91.7       98.4       99.8      100.0:       0.2        0.0
Old  :     100.0:       7.1        0.7        0.9       91.7       98.4       99.8      100.0:       0.2        0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        30:         5          2          3         14         12         20         17:
Old  :        30:         5          2          3         14         12         20         17:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 81.9       73.2       92.8       94.1       81.9       73.1       92.8       93.6
Old  :                 81.9       73.2       92.8       94.1       81.9       73.1       92.8       93.6
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
 

Updated November 13, 2009