SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders - Futures Only, November 17, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 35,337: 18,375 2,217 651 16,303 32,465 35,329 35,333: 8 4 Old : 35,337: 18,375 2,217 651 16,303 32,465 35,329 35,333: 8 4 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 9, 2009 : : 686: -1,801 232 569 1,950 -100 718 701: -32 -15 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 52.0 6.3 1.8 46.1 91.9 100.0 100.0: 0.0 0.0 Old : 100.0: 52.0 6.3 1.8 46.1 91.9 100.0 100.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 39: 10 7 3 12 17 23 26: Old : 39: 10 7 3 12 17 23 26: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.8 61.4 93.0 83.8 66.6 54.9 75.9 72.7 Old : 75.8 61.4 93.0 83.8 66.6 54.9 75.9 72.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders - Futures Only, November 17, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 2,866: 2,336 538 0 289 2,309 2,625 2,847: 241 19 Old : 2,866: 2,336 538 0 289 2,309 2,625 2,847: 241 19 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 9, 2009 : : -6: 69 -13 -13 0 10 56 -16: -62 10 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 81.5 18.8 0.0 10.1 80.6 91.6 99.3: 8.4 0.7 Old : 100.0: 81.5 18.8 0.0 10.1 80.6 91.6 99.3: 8.4 0.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 25: 19 2 0 1 4 20 6: Old : 25: 19 2 0 1 4 20 6: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 38.9 98.1 65.1 99.3 36.3 88.0 58.8 89.3 Old : 38.9 98.1 65.1 99.3 36.3 88.0 58.8 89.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders - Futures Only, November 17, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 21,911: 1,563 59 419 19,877 21,390 21,859 21,868: 52 43 Old : 21,911: 1,563 59 419 19,877 21,390 21,859 21,868: 52 43 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 9, 2009 : : 1,082: 80 -82 232 769 896 1,081 1,046: 1 36 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.1 0.3 1.9 90.7 97.6 99.8 99.8: 0.2 0.2 Old : 100.0: 7.1 0.3 1.9 90.7 97.6 99.8 99.8: 0.2 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 29: 5 2 3 14 12 20 17: Old : 29: 5 2 3 14 12 20 17: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 80.3 74.1 91.4 94.6 80.3 74.0 91.4 94.1 Old : 80.3 74.1 91.4 94.6 80.3 74.0 91.4 94.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 20, 2009