SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders - Futures Only, December 1, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 33,807: 18,800 1,554 461 14,523 31,788 33,784 33,803: 23 4 Old : 33,807: 18,800 1,554 461 14,523 31,788 33,784 33,803: 23 4 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 24, 2009 : : -1,451: -52 -370 0 -1,408 -1,080 -1,460 -1,450: 9 -1 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 55.6 4.6 1.4 43.0 94.0 99.9 100.0: 0.1 0.0 Old : 100.0: 55.6 4.6 1.4 43.0 94.0 99.9 100.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 38: 10 6 3 12 15 23 23: Old : 38: 10 6 3 12 15 23 23: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.8 64.5 93.5 87.8 65.7 57.7 77.9 76.2 Old : 75.8 64.5 93.5 87.8 65.7 57.7 77.9 76.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders - Futures Only, December 1, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 2,673: 2,326 538 20 203 2,115 2,549 2,673: 124 0 Old : 2,673: 2,326 538 20 203 2,115 2,549 2,673: 124 0 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 24, 2009 : : -86: 0 0 20 -86 -87 -66 -67: -20 -19 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 87.0 20.1 0.7 7.6 79.1 95.4 100.0: 4.6 0.0 Old : 100.0: 87.0 20.1 0.7 7.6 79.1 95.4 100.0: 4.6 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 25: 19 2 1 1 4 20 7: Old : 25: 19 2 1 1 4 20 7: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 38.7 98.0 66.4 100.0 38.7 90.4 62.8 91.7 Old : 38.7 98.0 66.4 100.0 38.7 90.4 62.8 91.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders - Futures Only, December 1, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 24,876: 2,667 309 490 21,626 24,011 24,783 24,810: 93 66 Old : 24,876: 2,667 309 490 21,626 24,011 24,783 24,810: 93 66 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 24, 2009 : : 1,930: 651 129 -87 1,301 1,822 1,865 1,864: 65 66 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 10.7 1.2 2.0 86.9 96.5 99.6 99.7: 0.4 0.3 Old : 100.0: 10.7 1.2 2.0 86.9 96.5 99.6 99.7: 0.4 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 33: 8 4 3 16 11 25 17: Old : 33: 8 4 3 16 11 25 17: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.7 76.6 85.7 94.4 73.1 75.5 85.1 91.0 Old : 73.7 76.6 85.7 94.4 73.1 75.5 85.1 91.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated December 4, 2009