SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 FUTURES ONLY POSITIONS AS OF 10/20/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 34,640 COMMITMENTS 19,865 2,038 229 14,535 32,042 34,629 34,309 11 331 CHANGES FROM 10/13/09 (CHANGE IN OPEN INTEREST: 1,511) 857 361 -609 1,322 1,488 1,570 1,240 -59 271 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 57.3 5.9 0.7 42.0 92.5 100.0 99.0 0.0 1.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 40) 10 7 2 14 17 25 25 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 FUTURES ONLY POSITIONS AS OF 10/20/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 2,818 COMMITMENTS 2,340 588 0 264 2,221 2,604 2,809 214 9 CHANGES FROM 10/13/09 (CHANGE IN OPEN INTEREST: 8) 8 0 0 0 8 8 8 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 83.0 20.9 0.0 9.4 78.8 92.4 99.7 7.6 0.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 21 2 0 1 4 22 6 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U FUTURES ONLY POSITIONS AS OF 10/20/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 20,177 COMMITMENTS 1,265 141 338 18,499 19,661 20,102 20,140 75 37 CHANGES FROM 10/13/09 (CHANGE IN OPEN INTEREST: -55) -20 -102 20 -1 91 -1 9 -54 -64 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 6.3 0.7 1.7 91.7 97.4 99.6 99.8 0.4 0.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 30) 6 2 3 14 13 21 17
Updated October 23, 2009