SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 FUTURES ONLY POSITIONS AS OF 10/27/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 34,832 COMMITMENTS 19,904 2,255 228 14,690 32,346 34,822 34,829 10 3 CHANGES FROM 10/20/09 (CHANGE IN OPEN INTEREST: 192) 39 217 -1 155 304 193 520 -1 -328 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 57.1 6.5 0.7 42.2 92.9 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 42) 10 9 2 14 17 25 27 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 FUTURES ONLY POSITIONS AS OF 10/27/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 2,828 COMMITMENTS 2,330 588 10 264 2,221 2,604 2,819 224 9 CHANGES FROM 10/20/09 (CHANGE IN OPEN INTEREST: 10) -10 0 10 0 0 0 10 10 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 82.4 20.8 0.4 9.3 78.5 92.1 99.7 7.9 0.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 21 2 1 1 4 22 7 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F FUTURES ONLY POSITIONS AS OF 10/27/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM OPEN INTEREST: 18,895 COMMITMENTS 624 2,099 101 18,134 16,659 18,859 18,859 36 36 CHANGES FROM 10/20/09 (CHANGE IN OPEN INTEREST: 526) -300 199 101 689 190 490 490 36 36 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 3.3 11.1 0.5 96.0 88.2 99.8 99.8 0.2 0.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 1 2 2 11 11 13 14 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U FUTURES ONLY POSITIONS AS OF 10/27/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 20,003 COMMITMENTS 1,326 141 90 18,531 19,760 19,947 19,991 56 12 CHANGES FROM 10/20/09 (CHANGE IN OPEN INTEREST: -174) 61 0 -248 32 99 -155 -149 -19 -25 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 6.6 0.7 0.4 92.6 98.8 99.7 99.9 0.3 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 30) 6 2 1 14 13 20 16
Updated October 30, 2009