SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 FUTURES ONLY POSITIONS AS OF 11/03/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 33,552 COMMITMENTS 19,415 1,897 54 14,071 31,597 33,540 33,548 12 4 CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST: -1,280) -489 -358 -174 -619 -749 -1,282 -1,281 2 1 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 57.9 5.7 0.2 41.9 94.2 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 41) 12 7 2 12 16 25 24 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 FUTURES ONLY POSITIONS AS OF 11/03/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 2,922 COMMITMENTS 2,339 601 13 339 2,299 2,691 2,913 231 9 CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST: 94) 9 13 3 75 78 87 94 7 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 80.0 20.6 0.4 11.6 78.7 92.1 99.7 7.9 0.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 20 3 1 1 4 22 7 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U FUTURES ONLY POSITIONS AS OF 11/03/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 20,058 COMMITMENTS 1,344 197 119 18,548 19,726 20,011 20,042 47 16 CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST: 55) 18 56 29 17 -34 64 51 -9 4 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 6.7 1.0 0.6 92.5 98.3 99.8 99.9 0.2 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 30) 5 3 2 14 12 19 17
Updated November 6, 2009