SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 FUTURES ONLY POSITIONS AS OF 11/09/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 34,651 COMMITMENTS 20,176 1,985 82 14,353 32,565 34,611 34,632 40 19 CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST: 1,099) 761 88 28 282 968 1,071 1,084 28 15 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 58.2 5.7 0.2 41.4 94.0 99.9 99.9 0.1 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 42) 13 7 2 12 16 25 25 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 FUTURES ONLY POSITIONS AS OF 11/09/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 2,872 COMMITMENTS 2,267 551 13 289 2,299 2,569 2,863 303 9 CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST: -50) -72 -50 0 -50 0 -122 -50 72 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 78.9 19.2 0.5 10.1 80.0 89.4 99.7 10.6 0.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 25) 18 3 1 1 4 20 7 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U FUTURES ONLY POSITIONS AS OF 11/09/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 20,829 COMMITMENTS 1,483 141 187 19,108 20,494 20,778 20,822 51 7 CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST: 771) 139 -56 68 560 768 767 780 4 -9 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 7.1 0.7 0.9 91.7 98.4 99.8 100.0 0.2 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 30) 5 2 3 14 12 20 17
Updated November 13, 2009