SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006261
FUTURES ONLY POSITIONS AS OF 11/09/09                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 25 U.S. EPA SO2 EMMISSION              OPEN INTEREST:       34,651
COMMITMENTS
  20,176    1,985       82   14,353   32,565   34,611   34,632       40       19

CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST:      1,099)
     761       88       28      282      968    1,071    1,084       28       15

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
    58.2      5.7      0.2     41.4     94.0     99.9     99.9      0.1      0.1

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       42)
      13        7        2       12       16       25       25
 
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006268
FUTURES ONLY POSITIONS AS OF 11/09/09                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 1,000 METRIC TONS CCX C02)             OPEN INTEREST:        2,872
COMMITMENTS
   2,267      551       13      289    2,299    2,569    2,863      303        9

CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST:        -50)
     -72      -50        0      -50        0     -122      -50       72        0

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
    78.9     19.2      0.5     10.1     80.0     89.4     99.7     10.6      0.3

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       25)
      18        3        1        1        4       20        7
 
 
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE                Code-00626U
FUTURES ONLY POSITIONS AS OF 11/09/09                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)              OPEN INTEREST:       20,829
COMMITMENTS
   1,483      141      187   19,108   20,494   20,778   20,822       51        7

CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST:        771)
     139      -56       68      560      768      767      780        4       -9

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
     7.1      0.7      0.9     91.7     98.4     99.8    100.0      0.2      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       30)
       5        2        3       14       12       20       17
 

Updated November 13, 2009