SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 FUTURES ONLY POSITIONS AS OF 11/17/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 35,337 COMMITMENTS 18,375 2,217 651 16,303 32,465 35,329 35,333 8 4 CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST: 686) -1,801 232 569 1,950 -100 718 701 -32 -15 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 52.0 6.3 1.8 46.1 91.9 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 39) 10 7 3 12 17 23 26 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 FUTURES ONLY POSITIONS AS OF 11/17/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 2,866 COMMITMENTS 2,336 538 0 289 2,309 2,625 2,847 241 19 CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST: -6) 69 -13 -13 0 10 56 -16 -62 10 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 81.5 18.8 0.0 10.1 80.6 91.6 99.3 8.4 0.7 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 25) 19 2 0 1 4 20 6 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U FUTURES ONLY POSITIONS AS OF 11/17/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 21,911 COMMITMENTS 1,563 59 419 19,877 21,390 21,859 21,868 52 43 CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST: 1,082) 80 -82 232 769 896 1,081 1,046 1 36 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 7.1 0.3 1.9 90.7 97.6 99.8 99.8 0.2 0.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 29) 5 2 3 14 12 20 17
Updated November 20, 2009