SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, September 15, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 34,660: 21,274 822 1,057 12,311 32,757 34,642 34,636: 18 24 Old : 34,660: 21,274 822 1,057 12,311 32,757 34,642 34,636: 18 24 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 8, 2009 : : 622: 170 123 -16 495 542 650 650: -28 -28 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 61.4 2.4 3.0 35.5 94.5 99.9 99.9: 0.1 0.1 Old : 100.0: 61.4 2.4 3.0 35.5 94.5 99.9 99.9: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 39: 10 6 5 16 18 29 26: Old : 39: 10 6 5 16 18 29 26: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 74.9 60.9 92.8 84.6 74.6 55.9 85.9 77.9 Old : 74.9 60.9 92.8 84.6 74.6 55.9 85.9 77.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, September 15, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 5,049: 2,795 226 1,512 376 3,216 4,683 4,955: 367 95 Old : 5,049: 2,795 226 1,512 376 3,216 4,683 4,955: 367 95 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 8, 2009 : : -40: -51 -33 29 0 -4 -21 -8: -18 -32 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 55.3 4.5 29.9 7.4 63.7 92.7 98.1: 7.3 1.9 Old : 100.0: 55.3 4.5 29.9 7.4 63.7 92.7 98.1: 7.3 1.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 30: 21 4 8 1 5 25 14: Old : 30: 21 4 8 1 5 25 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 44.3 77.8 68.4 94.8 32.3 56.1 43.7 60.6 Old : 44.3 77.8 68.4 94.8 32.3 56.1 43.7 60.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F Commitments of Traders with Delta-adjusted Options and Futures Combined, September 15, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMMISSION ALLOWANCES) : : : : All : 17,467: 1,924 1,550 0 15,543 15,917 17,467 17,467: 0 0 Old : 17,467: 1,924 1,550 0 15,543 15,917 17,467 17,467: 0 0 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 8, 2009 : : -238: 0 0 0 -238 -238 -238 -238: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 11.0 8.9 0.0 89.0 91.1 100.0 100.0: 0.0 0.0 Old : 100.0: 11.0 8.9 0.0 89.0 91.1 100.0 100.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 20: 1 2 0 12 11 13 13: Old : 20: 1 2 0 12 11 13 13: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 83.5 87.9 96.1 98.8 82.9 82.5 91.4 91.9 Old : 83.5 87.9 96.1 98.8 82.9 82.5 91.4 91.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, September 15, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 26,235: 953 1,075 846 24,262 24,172 26,060 26,093: 175 143 Old : 26,235: 953 1,075 846 24,262 24,172 26,060 26,093: 175 143 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 8, 2009 : : 3,815: 6 281 136 3,526 3,361 3,668 3,778: 147 36 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 3.6 4.1 3.2 92.5 92.1 99.3 99.5: 0.7 0.5 Old : 100.0: 3.6 4.1 3.2 92.5 92.1 99.3 99.5: 0.7 0.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 34: 4 5 7 21 17 30 25: Old : 34: 4 5 7 21 17 30 25: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.3 59.5 85.3 77.1 67.8 53.8 76.6 67.0 Old : 73.3 59.5 85.3 77.1 67.8 53.8 76.6 67.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated September 18, 2009