SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, October 6, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 35,616: 21,456 1,571 1,070 13,055 32,957 35,581 35,599: 34 17 Old : 35,616: 21,456 1,571 1,070 13,055 32,957 35,581 35,599: 34 17 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 29, 2009 : : 202: 26 472 -394 553 118 186 197: 16 5 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 60.2 4.4 3.0 36.7 92.5 99.9 100.0: 0.1 0.0 Old : 100.0: 60.2 4.4 3.0 36.7 92.5 99.9 100.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 39: 11 5 4 15 18 27 26: Old : 39: 11 5 4 15 18 27 26: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.3 57.5 91.5 81.5 72.1 53.5 81.7 72.2 Old : 75.3 57.5 91.5 81.5 72.1 53.5 81.7 72.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, October 6, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 4,593: 2,620 178 1,393 264 2,926 4,277 4,496: 316 97 Old : 4,593: 2,620 178 1,393 264 2,926 4,277 4,496: 316 97 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 29, 2009 : : -629: -209 11 -189 -183 -453 -581 -631: -48 2 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 57.0 3.9 30.3 5.7 63.7 93.1 97.9: 6.9 2.1 Old : 100.0: 57.0 3.9 30.3 5.7 63.7 93.1 97.9: 6.9 2.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 31: 23 3 8 1 5 26 14: Old : 31: 23 3 8 1 5 26 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 41.7 74.2 65.0 94.8 29.0 57.7 41.6 61.8 Old : 41.7 74.2 65.0 94.8 29.0 57.7 41.6 61.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F Commitments of Traders with Delta-adjusted Options and Futures Combined, October 6, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMMISSION ALLOWANCES) : : : : All : 16,910: 1,524 1,800 0 15,386 15,110 16,910 16,910: 0 -0 Old : 16,910: 1,524 1,800 0 15,386 15,110 16,910 16,910: 0 -0 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 29, 2009 : : 500: -400 500 0 975 75 575 575: -75 -75 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 9.0 10.6 0.0 91.0 89.4 100.0 100.0: 0.0 -0.0 Old : 100.0: 9.0 10.6 0.0 91.0 89.4 100.0 100.0: 0.0 -0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 20: 1 2 0 12 9 13 11: Old : 20: 1 2 0 12 9 13 11: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 83.5 90.8 96.5 99.7 83.4 89.6 93.5 95.3 Old : 83.5 90.8 96.5 99.7 83.4 89.6 93.5 95.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, October 6, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 27,006: 1,085 839 1,194 24,681 24,946 26,960 26,980: 46 27 Old : 27,006: 1,085 839 1,194 24,681 24,946 26,960 26,980: 46 27 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 29, 2009 : : -963: 77 57 19 -952 -907 -856 -831: -107 -132 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.0 3.1 4.4 91.4 92.4 99.8 99.9: 0.2 0.1 Old : 100.0: 4.0 3.1 4.4 91.4 92.4 99.8 99.9: 0.2 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 33: 6 5 7 19 15 29 23: Old : 33: 6 5 7 19 15 29 23: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 72.9 58.4 84.8 80.5 69.7 53.9 78.9 72.2 Old : 72.9 58.4 84.8 80.5 69.7 53.9 78.9 72.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 9, 2008