SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, October 27, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 37,235: 21,270 2,253 341 15,606 34,638 37,218 37,232: 17 3 Old : 37,235: 21,270 2,253 341 15,606 34,638 37,218 37,232: 17 3 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 20, 2009 : : 66: 76 280 -77 69 192 68 394: -2 -328 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 57.1 6.1 0.9 41.9 93.0 100.0 100.0: 0.0 0.0 Old : 100.0: 57.1 6.1 0.9 41.9 93.0 100.0 100.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 42: 10 9 4 16 18 28 29: Old : 42: 10 9 4 16 18 28 29: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.8 55.3 91.9 78.5 68.3 51.5 79.9 71.0 Old : 77.8 55.3 91.9 78.5 68.3 51.5 79.9 71.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, October 27, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 4,442: 2,517 232 1,336 264 2,774 4,117 4,342: 325 100 Old : 4,442: 2,517 232 1,336 264 2,774 4,117 4,342: 325 100 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 20, 2009 : : -130: -113 29 -23 0 -138 -136 -133: 6 2 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 56.7 5.2 30.1 5.9 62.5 92.7 97.7: 7.3 2.3 Old : 100.0: 56.7 5.2 30.1 5.9 62.5 92.7 97.7: 7.3 2.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 31: 23 3 8 1 5 26 14: Old : 31: 23 3 8 1 5 26 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 40.8 75.5 64.6 95.0 29.0 56.3 42.1 61.7 Old : 40.8 75.5 64.6 95.0 29.0 56.3 42.1 61.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F Commitments of Traders with Delta-adjusted Options and Futures Combined, October 27, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMMISSION ALLOWANCES) : : : : All : 18,957: 624 2,099 101 18,196 16,721 18,921 18,921: 36 36 Old : 18,957: 624 2,099 101 18,196 16,721 18,921 18,921: 36 36 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 20, 2009 : : 564: -300 199 101 727 228 528 528: 36 36 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 3.3 11.1 0.5 96.0 88.2 99.8 99.8: 0.2 0.2 Old : 100.0: 3.3 11.1 0.5 96.0 88.2 99.8 99.8: 0.2 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 21: 1 2 2 12 13 14 16: Old : 21: 1 2 2 12 13 14 16: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 84.1 82.3 96.3 96.1 81.0 81.5 91.0 91.1 Old : 84.1 82.3 96.3 96.1 81.0 81.5 91.0 91.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, October 27, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 28,226: 1,209 974 983 25,978 26,257 28,170 28,214: 56 12 Old : 28,226: 1,209 974 983 25,978 26,257 28,170 28,214: 56 12 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 20, 2009 : : -189: 91 89 -278 16 25 -170 -164: -19 -25 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.3 3.4 3.5 92.0 93.0 99.8 100.0: 0.2 0.0 Old : 100.0: 4.3 3.4 3.5 92.0 93.0 99.8 100.0: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 32: 6 4 6 19 15 29 21: Old : 32: 6 4 6 19 15 29 21: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.9 56.7 85.9 81.1 68.9 52.6 77.6 70.7 Old : 73.9 56.7 85.9 81.1 68.9 52.6 77.6 70.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 30, 2009