SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006261
Commitments of Traders with Delta-adjusted Options and Futures Combined, October 27, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES)                        :
     :          :                                                                            :
All  :    37,235:    21,270      2,253        341     15,606     34,638     37,218     37,232:        17          3
Old  :    37,235:    21,270      2,253        341     15,606     34,638     37,218     37,232:        17          3
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: October 20, 2009                     :
     :        66:        76        280        -77         69        192         68        394:        -2       -328
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      57.1        6.1        0.9       41.9       93.0      100.0      100.0:       0.0        0.0
Old  :     100.0:      57.1        6.1        0.9       41.9       93.0      100.0      100.0:       0.0        0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        42:        10          9          4         16         18         28         29:
Old  :        42:        10          9          4         16         18         28         29:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 77.8       55.3       91.9       78.5       68.3       51.5       79.9       71.0
Old  :                 77.8       55.3       91.9       78.5       68.3       51.5       79.9       71.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006268
Commitments of Traders with Delta-adjusted Options and Futures Combined, October 27, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1,000 METRIC TONS CCX C02)                                   :
     :          :                                                                            :
All  :     4,442:     2,517        232      1,336        264      2,774      4,117      4,342:       325        100
Old  :     4,442:     2,517        232      1,336        264      2,774      4,117      4,342:       325        100
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: October 20, 2009                     :
     :      -130:      -113         29        -23          0       -138       -136       -133:         6          2
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      56.7        5.2       30.1        5.9       62.5       92.7       97.7:       7.3        2.3
Old  :     100.0:      56.7        5.2       30.1        5.9       62.5       92.7       97.7:       7.3        2.3
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        31:        23          3          8          1          5         26         14:
Old  :        31:        23          3          8          1          5         26         14:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 40.8       75.5       64.6       95.0       29.0       56.3       42.1       61.7
Old  :                 40.8       75.5       64.6       95.0       29.0       56.3       42.1       61.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE                                         Code-00626F
Commitments of Traders with Delta-adjusted Options and Futures Combined, October 27, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMMISSION ALLOWANCES)                 :
     :          :                                                                            :
All  :    18,957:       624      2,099        101     18,196     16,721     18,921     18,921:        36         36
Old  :    18,957:       624      2,099        101     18,196     16,721     18,921     18,921:        36         36
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: October 20, 2009                     :
     :       564:      -300        199        101        727        228        528        528:        36         36
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:       3.3       11.1        0.5       96.0       88.2       99.8       99.8:       0.2        0.2
Old  :     100.0:       3.3       11.1        0.5       96.0       88.2       99.8       99.8:       0.2        0.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        21:         1          2          2         12         13         14         16:
Old  :        21:         1          2          2         12         13         14         16:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 84.1       82.3       96.3       96.1       81.0       81.5       91.0       91.1
Old  :                 84.1       82.3       96.3       96.1       81.0       81.5       91.0       91.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE                                                   Code-00626U
Commitments of Traders with Delta-adjusted Options and Futures Combined, October 27, 2009                
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)                                    :
     :          :                                                                            :
All  :    28,226:     1,209        974        983     25,978     26,257     28,170     28,214:        56         12
Old  :    28,226:     1,209        974        983     25,978     26,257     28,170     28,214:        56         12
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: October 20, 2009                     :
     :      -189:        91         89       -278         16         25       -170       -164:       -19        -25
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:       4.3        3.4        3.5       92.0       93.0       99.8      100.0:       0.2        0.0
Old  :     100.0:       4.3        3.4        3.5       92.0       93.0       99.8      100.0:       0.2        0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        32:         6          4          6         19         15         29         21:
Old  :        32:         6          4          6         19         15         29         21:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 73.9       56.7       85.9       81.1       68.9       52.6       77.6       70.7
Old  :                 73.9       56.7       85.9       81.1       68.9       52.6       77.6       70.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
 

Updated October 30, 2009