SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 36,806: 21,416 1,985 250 15,094 34,546 36,761 36,781: 45 26 Old : 36,806: 21,416 1,985 250 15,094 34,546 36,761 36,781: 45 26 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 3, 2009 : : 799: 613 90 41 118 646 772 777: 27 22 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 58.2 5.4 0.7 41.0 93.9 99.9 99.9: 0.1 0.1 Old : 100.0: 58.2 5.4 0.7 41.0 93.9 99.9 99.9: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 43: 13 7 5 15 18 29 29: Old : 43: 13 7 5 15 18 29 29: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 79.1 59.0 91.9 80.7 69.7 52.2 77.0 69.5 Old : 79.1 59.0 91.9 80.7 69.7 52.2 77.0 69.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 4,815: 2,762 177 1,347 289 3,196 4,398 4,720: 417 95 Old : 4,815: 2,762 177 1,347 289 3,196 4,398 4,720: 417 95 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 3, 2009 : : -102: -117 -42 -5 -50 -55 -172 -101: 70 -0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 57.4 3.7 28.0 6.0 66.4 91.3 98.0: 8.7 2.0 Old : 100.0: 57.4 3.7 28.0 6.0 66.4 91.3 98.0: 8.7 2.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 28: 19 4 8 1 5 23 14: Old : 28: 19 4 8 1 5 23 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 42.8 79.2 66.3 96.3 33.0 60.2 45.1 63.9 Old : 42.8 79.2 66.3 96.3 33.0 60.2 45.1 63.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 29,040: 1,462 939 977 26,550 27,117 28,989 29,033: 51 7 Old : 29,040: 1,462 939 977 26,550 27,117 28,989 29,033: 51 7 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 3, 2009 : : 937: 201 -94 17 716 1,023 933 946: 4 -9 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.0 3.2 3.4 91.4 93.4 99.8 100.0: 0.2 0.0 Old : 100.0: 5.0 3.2 3.4 91.4 93.4 99.8 100.0: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 32: 5 4 7 19 15 29 22: Old : 32: 5 4 7 19 15 29 22: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 74.5 61.9 85.6 82.3 69.6 58.5 78.4 72.9 Old : 74.5 61.9 85.6 82.3 69.6 58.5 78.4 72.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 13, 2009