SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 24, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 35,849: 19,141 1,924 577 16,116 33,339 35,835 35,840: 15 9 Old : 35,849: 19,141 1,924 577 16,116 33,339 35,835 35,840: 15 9 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 17, 2009 : : -257: 437 -293 -235 -465 270 -263 -258: 6 1 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 53.4 5.4 1.6 45.0 93.0 100.0 100.0: 0.0 0.0 Old : 100.0: 53.4 5.4 1.6 45.0 93.0 100.0 100.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 40: 11 6 6 15 19 28 29: Old : 40: 11 6 6 15 19 28 29: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.0 61.0 93.0 83.1 66.8 54.3 74.2 71.9 Old : 76.0 61.0 93.0 83.1 66.8 54.3 74.2 71.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 24, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 4,592: 2,743 209 1,304 292 2,971 4,339 4,485: 253 107 Old : 4,592: 2,743 209 1,304 292 2,971 4,339 4,485: 253 107 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 17, 2009 : : -285: -110 79 -73 3 -295 -180 -288: -104 4 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 59.7 4.6 28.4 6.4 64.7 94.5 97.7: 5.5 2.3 Old : 100.0: 59.7 4.6 28.4 6.4 64.7 94.5 97.7: 5.5 2.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 28: 19 4 8 2 5 24 14: Old : 28: 19 4 8 2 5 24 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 43.7 78.9 67.6 96.1 33.5 58.2 46.2 62.8 Old : 43.7 78.9 67.6 96.1 33.5 58.2 46.2 62.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, November 24, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 32,460: 1,729 948 1,580 29,123 29,932 32,432 32,460: 28 0 Old : 32,460: 1,729 948 1,580 29,123 29,932 32,432 32,460: 28 0 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 17, 2009 : : 1,765: 146 -110 485 1,158 1,434 1,789 1,808: -24 -43 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.3 2.9 4.9 89.7 92.2 99.9 100.0: 0.1 0.0 Old : 100.0: 5.3 2.9 4.9 89.7 92.2 99.9 100.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 33: 5 4 9 20 14 31 23: Old : 33: 5 4 9 20 14 31 23: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 71.5 61.7 83.4 82.1 65.1 58.4 74.8 71.9 Old : 71.5 61.7 83.4 82.1 65.1 58.4 74.8 71.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 30, 2009