SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, December 1, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 34,169: 18,833 1,554 618 14,695 31,993 34,146 34,165: 23 4 Old : 34,169: 18,833 1,554 618 14,695 31,993 34,146 34,165: 23 4 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 24, 2009 : : -1,680: -309 -370 41 -1,421 -1,346 -1,689 -1,675: 8 -5 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 55.1 4.5 1.8 43.0 93.6 99.9 100.0: 0.1 0.0 Old : 100.0: 55.1 4.5 1.8 43.0 93.6 99.9 100.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 40: 11 6 6 15 18 28 28: Old : 40: 11 6 6 15 18 28 28: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.5 64.0 93.0 87.2 65.4 57.1 77.1 75.5 Old : 75.5 64.0 93.0 87.2 65.4 57.1 77.1 75.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, December 1, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 4,640: 2,887 212 1,306 206 3,037 4,399 4,555: 241 85 Old : 4,640: 2,887 212 1,306 206 3,037 4,399 4,555: 241 85 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 24, 2009 : : 48: 145 3 1 -86 66 60 70: -11 -22 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 62.2 4.6 28.1 4.4 65.5 94.8 98.2: 5.2 1.8 Old : 100.0: 62.2 4.6 28.1 4.4 65.5 94.8 98.2: 5.2 1.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 28: 19 4 8 2 5 24 14: Old : 28: 19 4 8 2 5 24 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 45.4 80.2 68.0 96.5 36.1 60.9 48.7 65.5 Old : 45.4 80.2 68.0 96.5 36.1 60.9 48.7 65.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, December 1, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 35,709: 2,203 854 1,789 31,625 33,000 35,616 35,643: 93 66 Old : 35,709: 2,203 854 1,789 31,625 33,000 35,616 35,643: 93 66 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 24, 2009 : : 3,250: 474 -93 209 2,502 3,068 3,185 3,184: 65 66 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.2 2.4 5.0 88.6 92.4 99.7 99.8: 0.3 0.2 Old : 100.0: 6.2 2.4 5.0 88.6 92.4 99.7 99.8: 0.3 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 34: 8 4 9 21 13 33 22: Old : 34: 8 4 9 21 13 33 22: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 67.1 60.7 80.2 83.3 59.4 52.0 69.3 67.7 Old : 67.1 60.7 80.2 83.3 59.4 52.0 69.3 67.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated December 4, 2009