SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, December 8, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 34,287: 18,931 1,672 744 14,603 31,868 34,278 34,283: 9 4 Old : 34,287: 18,931 1,672 744 14,603 31,868 34,278 34,283: 9 4 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 1, 2009 : : 118: 99 118 125 -92 -125 132 118: -14 -0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 55.2 4.9 2.2 42.6 92.9 100.0 100.0: 0.0 0.0 Old : 100.0: 55.2 4.9 2.2 42.6 92.9 100.0 100.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 40: 10 7 6 15 18 27 29: Old : 40: 10 7 6 15 18 27 29: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.5 63.7 92.8 86.7 65.5 56.8 77.1 75.1 Old : 75.5 63.7 92.8 86.7 65.5 56.8 77.1 75.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, December 8, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 4,727: 2,871 326 1,281 228 3,023 4,380 4,631: 347 96 Old : 4,727: 2,871 326 1,281 228 3,023 4,380 4,631: 347 96 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 1, 2009 : : 87: -17 114 -24 22 -14 -19 76: 106 11 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 60.7 6.9 27.1 4.8 64.0 92.6 98.0: 7.4 2.0 Old : 100.0: 60.7 6.9 27.1 4.8 64.0 92.6 98.0: 7.4 2.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 28: 19 4 8 2 5 24 14: Old : 28: 19 4 8 2 5 24 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 44.3 81.0 66.7 96.5 35.4 60.6 47.7 66.0 Old : 44.3 81.0 66.7 96.5 35.4 60.6 47.7 66.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, December 8, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 37,790: 2,218 673 1,883 33,308 34,898 37,409 37,455: 380 335 Old : 37,790: 2,218 673 1,883 33,308 34,898 37,409 37,455: 380 335 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 1, 2009 : : 2,081: 15 -181 95 1,683 1,898 1,793 1,812: 287 269 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.9 1.8 5.0 88.1 92.3 99.0 99.1: 1.0 0.9 Old : 100.0: 5.9 1.8 5.0 88.1 92.3 99.0 99.1: 1.0 0.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 33: 7 3 9 21 13 32 22: Old : 33: 7 3 9 21 13 32 22: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 65.6 62.2 78.6 83.4 59.2 50.9 68.8 67.5 Old : 65.6 62.2 78.6 83.4 59.2 50.9 68.8 67.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated December 11, 2009