SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, December 22, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 27,007: 17,705 1,238 872 5,465 21,935 24,042 24,046: 2,965 2,961 Old : 27,007: 17,705 1,238 872 5,465 21,935 24,042 24,046: 2,965 2,961 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 15, 2009 : : -7,355: -1,366 -290 -53 -8,860 -9,942 -10,280 -10,285: 2,925 2,930 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 65.6 4.6 3.2 20.2 81.2 89.0 89.0: 11.0 11.0 Old : 100.0: 65.6 4.6 3.2 20.2 81.2 89.0 89.0: 11.0 11.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 35: 10 5 3 13 13 23 21: Old : 35: 10 5 3 13 13 23 21: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.2 59.8 84.1 79.7 70.6 56.1 76.5 76.1 Old : 75.2 59.8 84.1 79.7 70.6 56.1 76.5 76.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, December 22, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 4,678: 2,899 431 1,229 239 2,926 4,367 4,586: 311 92 Old : 4,678: 2,899 431 1,229 239 2,926 4,367 4,586: 311 92 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 15, 2009 : : -7: 14 27 -25 6 -9 -5 -7: -3 -1 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 62.0 9.2 26.3 5.1 62.5 93.4 98.0: 6.6 2.0 Old : 100.0: 62.0 9.2 26.3 5.1 62.5 93.4 98.0: 6.6 2.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 29: 20 4 8 2 5 25 14: Old : 29: 20 4 8 2 5 25 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 43.5 83.0 66.4 96.7 35.5 61.6 48.0 66.6 Old : 43.5 83.0 66.4 96.7 35.5 61.6 48.0 66.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, December 22, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 38,325: 2,284 653 1,533 34,478 36,125 38,294 38,310: 31 15 Old : 38,325: 2,284 653 1,533 34,478 36,125 38,294 38,310: 31 15 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 15, 2009 : : -2,053: 89 -69 -256 -1,813 -1,698 -1,981 -2,023: -72 -30 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.0 1.7 4.0 90.0 94.3 99.9 100.0: 0.1 0.0 Old : 100.0: 6.0 1.7 4.0 90.0 94.3 99.9 100.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 34: 8 4 9 21 14 33 23: Old : 34: 8 4 9 21 14 33 23: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 55.5 69.3 75.9 85.1 51.3 58.7 63.0 67.4 Old : 55.5 69.3 75.9 85.1 51.3 58.7 63.0 67.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated December 28, 2009