SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, December 29, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 21,104: 16,371 420 892 3,808 18,947 21,070 20,259: 34 845 Old : 21,104: 16,371 420 892 3,808 18,947 21,070 20,259: 34 845 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 22, 2009 : : -5,902: -1,334 -818 20 -1,657 -2,988 -2,971 -3,786: -2,931 -2,116 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 77.6 2.0 4.2 18.0 89.8 99.8 96.0: 0.2 4.0 Old : 100.0: 77.6 2.0 4.2 18.0 89.8 99.8 96.0: 0.2 4.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 33: 9 4 4 11 12 21 19: Old : 33: 9 4 4 11 12 21 19: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 90.1 70.5 96.4 89.3 84.3 70.5 90.5 86.9 Old : 90.1 70.5 96.4 89.3 84.3 70.5 90.5 86.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, December 29, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 4,483: 2,832 484 1,068 240 2,822 4,140 4,374: 342 108 Old : 4,483: 2,832 484 1,068 240 2,822 4,140 4,374: 342 108 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 22, 2009 : : -196: -67 53 -161 1 -104 -227 -212: 32 17 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 63.2 10.8 23.8 5.4 62.9 92.4 97.6: 7.6 2.4 Old : 100.0: 63.2 10.8 23.8 5.4 62.9 92.4 97.6: 7.6 2.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 29: 20 4 8 2 5 25 14: Old : 29: 20 4 8 2 5 25 14: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 44.0 83.4 64.9 96.8 36.0 64.6 49.0 68.4 Old : 44.0 83.4 64.9 96.8 36.0 64.6 49.0 68.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, December 29, 2009 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 30,757: 2,641 118 125 27,708 30,128 30,474 30,371: 283 386 Old : 30,757: 2,641 118 125 27,708 30,128 30,474 30,371: 283 386 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 22, 2009 : : -7,568: 357 -535 -1,407 -6,770 -5,997 -7,821 -7,939: 252 371 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 8.6 0.4 0.4 90.1 98.0 99.1 98.7: 0.9 1.3 Old : 100.0: 8.6 0.4 0.4 90.1 98.0 99.1 98.7: 0.9 1.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 32: 6 5 7 20 14 30 22: Old : 32: 6 5 7 20 14 30 22: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 56.9 81.9 78.3 93.4 56.7 76.2 72.6 84.3 Old : 56.9 81.9 78.3 93.4 56.7 76.2 72.6 84.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated January 7, 2010