SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/29/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 35,413 COMMITMENTS 21,430 1,099 1,464 12,502 32,839 35,396 35,401 18 12 CHANGES FROM 09/22/09 (CHANGE IN OPEN INTEREST: 7) 122 173 431 -525 -599 27 4 -20 3 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 60.5 3.1 4.1 35.3 92.7 99.9 100.0 0.1 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 39) 11 5 5 17 18 31 25 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/29/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 5,222 COMMITMENTS 2,830 167 1,582 447 3,379 4,858 5,127 364 95 CHANGES FROM 09/22/09 (CHANGE IN OPEN INTEREST: 248) 83 -76 93 72 233 247 250 1 -2 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 54.2 3.2 30.3 8.6 64.7 93.0 98.2 7.0 1.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 31) 22 4 8 1 5 26 14 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F OPTION AND FUTURES COMBINED POSITIONS AS OF 09/29/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM OPEN INTEREST: 16,410 COMMITMENTS 1,924 1,300 0 14,411 15,035 16,335 16,335 75 75 CHANGES FROM 09/22/09 (CHANGE IN OPEN INTEREST: -701) 0 -250 0 -776 -526 -776 -776 75 75 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 11.7 7.9 0.0 87.8 91.6 99.5 99.5 0.5 0.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 1 2 0 12 9 13 11 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U OPTION AND FUTURES COMBINED POSITIONS AS OF 09/29/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 27,969 COMMITMENTS 1,008 782 1,176 25,632 25,853 27,816 27,811 153 158 CHANGES FROM 09/22/09 (CHANGE IN OPEN INTEREST: 749) 51 -106 464 242 426 757 784 -8 -35 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 3.6 2.8 4.2 91.6 92.4 99.5 99.4 0.5 0.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 5 4 6 21 16 29 23
Updated October 2, 2009