SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 OPTION AND FUTURES COMBINED POSITIONS AS OF 10/06/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 35,616 COMMITMENTS 21,456 1,571 1,070 13,055 32,957 35,581 35,599 34 17 CHANGES FROM 09/29/09 (CHANGE IN OPEN INTEREST: 202) 26 472 -394 553 118 186 197 16 5 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 60.2 4.4 3.0 36.7 92.5 99.9 100.0 0.1 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 39) 11 5 4 15 18 27 26 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 OPTION AND FUTURES COMBINED POSITIONS AS OF 10/06/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 4,593 COMMITMENTS 2,620 178 1,393 264 2,926 4,277 4,496 316 97 CHANGES FROM 09/29/09 (CHANGE IN OPEN INTEREST: -629) -209 11 -189 -183 -453 -581 -631 -48 2 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 57.0 3.9 30.3 5.7 63.7 93.1 97.9 6.9 2.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 31) 23 3 8 1 5 26 14 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F OPTION AND FUTURES COMBINED POSITIONS AS OF 10/06/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM OPEN INTEREST: 16,910 COMMITMENTS 1,524 1,800 0 15,386 15,110 16,910 16,910 0 -0 CHANGES FROM 09/29/09 (CHANGE IN OPEN INTEREST: 500) -400 500 0 975 75 575 575 -75 -75 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 9.0 10.6 0.0 91.0 89.4 100.0 100.0 0.0 -0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 1 2 0 12 9 13 11 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U OPTION AND FUTURES COMBINED POSITIONS AS OF 10/06/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 27,006 COMMITMENTS 1,085 839 1,194 24,681 24,946 26,960 26,980 46 27 CHANGES FROM 09/29/09 (CHANGE IN OPEN INTEREST: -963) 77 57 19 -952 -907 -856 -831 -107 -132 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 4.0 3.1 4.4 91.4 92.4 99.8 99.9 0.2 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 33) 6 5 7 19 15 29 23
Updated October 9, 2008