SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 OPTION AND FUTURES COMBINED POSITIONS AS OF 10/13/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 35,733 COMMITMENTS 20,351 1,602 1,056 14,248 33,014 35,655 35,673 77 60 CHANGES FROM 10/06/09 (CHANGE IN OPEN INTEREST: 117) -1,106 31 -14 1,193 57 74 74 43 43 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 57.0 4.5 3.0 39.9 92.4 99.8 99.8 0.2 0.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 39) 11 5 5 16 18 29 26 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 OPTION AND FUTURES COMBINED POSITIONS AS OF 10/13/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 4,516 COMMITMENTS 2,576 205 1,359 264 2,853 4,200 4,417 316 98 CHANGES FROM 10/06/09 (CHANGE IN OPEN INTEREST: -77) -44 27 -33 0 -72 -77 -79 -0 1 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 57.1 4.5 30.1 5.8 63.2 93.0 97.8 7.0 2.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 31) 23 3 8 1 5 26 14 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F OPTION AND FUTURES COMBINED POSITIONS AS OF 10/13/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM OPEN INTEREST: 17,943 COMMITMENTS 1,224 1,800 0 16,719 16,143 17,943 17,943 0 0 CHANGES FROM 10/06/09 (CHANGE IN OPEN INTEREST: 1,033) -300 0 0 1,333 1,033 1,033 1,033 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 6.8 10.0 0.0 93.2 90.0 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 1 2 0 11 11 12 13 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U OPTION AND FUTURES COMBINED POSITIONS AS OF 10/13/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 27,941 COMMITMENTS 1,116 1,028 1,149 25,547 25,660 27,811 27,837 129 103 CHANGES FROM 10/06/09 (CHANGE IN OPEN INTEREST: 934) 31 189 -46 866 714 852 858 83 77 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 4.0 3.7 4.1 91.4 91.8 99.5 99.6 0.5 0.4 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 34) 6 5 7 20 15 30 23
Updated October 16, 2009