SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 OPTION AND FUTURES COMBINED POSITIONS AS OF 10/20/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 37,169 COMMITMENTS 21,194 1,973 419 15,537 34,446 37,150 36,838 18 331 CHANGES FROM 10/13/09 (CHANGE IN OPEN INTEREST: 1,436) 844 370 -638 1,289 1,432 1,495 1,165 -59 271 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 57.0 5.3 1.1 41.8 92.7 100.0 99.1 0.0 0.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 40) 10 7 5 16 18 29 27 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 OPTION AND FUTURES COMBINED POSITIONS AS OF 10/20/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 4,572 COMMITMENTS 2,630 203 1,359 264 2,912 4,253 4,475 320 98 CHANGES FROM 10/13/09 (CHANGE IN OPEN INTEREST: 57) 53 -2 0 0 59 53 57 3 -1 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 57.5 4.4 29.7 5.8 63.7 93.0 97.9 7.0 2.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 31) 23 3 8 1 5 26 14 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F OPTION AND FUTURES COMBINED POSITIONS AS OF 10/20/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM OPEN INTEREST: 18,393 COMMITMENTS 924 1,900 0 17,469 16,493 18,393 18,393 0 0 CHANGES FROM 10/13/09 (CHANGE IN OPEN INTEREST: 449) -300 100 0 749 349 449 449 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.0 10.3 0.0 95.0 89.7 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 1 2 0 11 12 12 14 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U OPTION AND FUTURES COMBINED POSITIONS AS OF 10/20/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 28,416 COMMITMENTS 1,118 884 1,261 25,962 26,233 28,341 28,378 75 38 CHANGES FROM 10/13/09 (CHANGE IN OPEN INTEREST: 475) 2 -144 112 415 572 529 541 -54 -65 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 3.9 3.1 4.4 91.4 92.3 99.7 99.9 0.3 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 6 4 7 19 15 29 22
Updated October 23, 2009