SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 OPTION AND FUTURES COMBINED POSITIONS AS OF 10/27/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 37,235 COMMITMENTS 21,270 2,253 341 15,606 34,638 37,218 37,232 17 3 CHANGES FROM 10/20/09 (CHANGE IN OPEN INTEREST: 66) 76 280 -77 69 192 68 394 -2 -328 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 57.1 6.1 0.9 41.9 93.0 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 42) 10 9 4 16 18 28 29 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 OPTION AND FUTURES COMBINED POSITIONS AS OF 10/27/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 4,442 COMMITMENTS 2,517 232 1,336 264 2,774 4,117 4,342 325 100 CHANGES FROM 10/20/09 (CHANGE IN OPEN INTEREST: -130) -113 29 -23 0 -138 -136 -133 6 2 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 56.7 5.2 30.1 5.9 62.5 92.7 97.7 7.3 2.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 31) 23 3 8 1 5 26 14 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F OPTION AND FUTURES COMBINED POSITIONS AS OF 10/27/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM OPEN INTEREST: 18,957 COMMITMENTS 624 2,099 101 18,196 16,721 18,921 18,921 36 36 CHANGES FROM 10/20/09 (CHANGE IN OPEN INTEREST: 564) -300 199 101 727 228 528 528 36 36 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 3.3 11.1 0.5 96.0 88.2 99.8 99.8 0.2 0.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 1 2 2 12 13 14 16 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U OPTION AND FUTURES COMBINED POSITIONS AS OF 10/27/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 28,226 COMMITMENTS 1,209 974 983 25,978 26,257 28,170 28,214 56 12 CHANGES FROM 10/20/09 (CHANGE IN OPEN INTEREST: -189) 91 89 -278 16 25 -170 -164 -19 -25 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 4.3 3.4 3.5 92.0 93.0 99.8 100.0 0.2 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 6 4 6 19 15 29 21
Updated October 30, 2009