SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/03/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 36,008 COMMITMENTS 20,803 1,895 210 14,977 33,899 35,990 36,004 18 4 CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST: -1,227) -467 -358 -132 -630 -738 -1,229 -1,228 2 1 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 57.8 5.3 0.6 41.6 94.1 99.9 100.0 0.1 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 42) 12 7 5 15 18 29 28 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/03/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 4,916 COMMITMENTS 2,879 219 1,352 339 3,251 4,569 4,821 347 95 CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST: 474) 362 -13 16 75 477 453 479 22 -5 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 58.6 4.5 27.5 6.9 66.1 92.9 98.1 7.1 1.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 31) 22 4 8 1 5 26 14 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F OPTION AND FUTURES COMBINED POSITIONS AS OF 11/03/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM OPEN INTEREST: 17,286 COMMITMENTS 379 2,100 0 16,907 15,186 17,286 17,286 0 0 CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST: -1,671) -245 1 -101 -1,289 -1,535 -1,635 -1,635 -36 -36 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 2.2 12.1 0.0 97.8 87.9 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 1 2 0 11 12 12 14 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U OPTION AND FUTURES COMBINED POSITIONS AS OF 11/03/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 28,103 COMMITMENTS 1,262 1,033 960 25,834 26,093 28,056 28,087 47 16 CHANGES FROM 10/27/09 (CHANGE IN OPEN INTEREST: -123) 53 59 -23 -144 -164 -114 -127 -9 4 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 4.5 3.7 3.4 91.9 92.8 99.8 99.9 0.2 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 4 6 6 19 15 28 22
Updated November 6, 2009