SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/09/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 36,806 COMMITMENTS 21,416 1,985 250 15,094 34,546 36,761 36,781 45 26 CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST: 799) 613 90 41 118 646 772 777 27 22 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 58.2 5.4 0.7 41.0 93.9 99.9 99.9 0.1 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 43) 13 7 5 15 18 29 29 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/09/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 4,815 COMMITMENTS 2,762 177 1,347 289 3,196 4,398 4,720 417 95 CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST: -102) -117 -42 -5 -50 -55 -172 -101 70 -0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 57.4 3.7 28.0 6.0 66.4 91.3 98.0 8.7 2.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 28) 19 4 8 1 5 23 14 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U OPTION AND FUTURES COMBINED POSITIONS AS OF 11/09/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 29,040 COMMITMENTS 1,462 939 977 26,550 27,117 28,989 29,033 51 7 CHANGES FROM 11/03/09 (CHANGE IN OPEN INTEREST: 937) 201 -94 17 716 1,023 933 946 4 -9 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.0 3.2 3.4 91.4 93.4 99.8 100.0 0.2 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 5 4 7 19 15 29 22
Updated November 13, 2009