SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/17/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 36,107 COMMITMENTS 18,704 2,217 813 16,581 33,069 36,097 36,098 9 8 CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST: -700) -2,712 232 562 1,486 -1,477 -664 -683 -36 -17 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 51.8 6.1 2.3 45.9 91.6 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 41) 11 7 6 15 18 28 29 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/17/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 4,877 COMMITMENTS 2,853 130 1,377 289 3,266 4,519 4,773 357 103 CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST: 62) 91 -48 31 0 70 122 53 -60 9 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 58.5 2.7 28.2 5.9 67.0 92.7 97.9 7.3 2.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 28) 19 4 8 1 5 23 14 NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F OPTION AND FUTURES COMBINED POSITIONS AS OF 11/17/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM OPEN INTEREST: 17,327 COMMITMENTS 179 2,116 0 17,148 15,211 17,327 17,327 0 0 CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST: 41) -200 16 0 241 25 41 41 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.0 12.2 0.0 99.0 87.8 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 1 2 0 12 12 13 14 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U OPTION AND FUTURES COMBINED POSITIONS AS OF 11/17/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 30,694 COMMITMENTS 1,582 1,058 1,095 27,965 28,498 30,642 30,651 52 43 CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST: 1,654) 120 119 118 1,415 1,382 1,653 1,618 1 36 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.2 3.4 3.6 91.1 92.8 99.8 99.9 0.2 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 5 4 7 20 14 30 21
Updated November 20, 2009