SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006261
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/17/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 25 U.S. EPA SO2 EMMISSION              OPEN INTEREST:       36,107
COMMITMENTS
  18,704    2,217      813   16,581   33,069   36,097   36,098        9        8

CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST:       -700)
  -2,712      232      562    1,486   -1,477     -664     -683      -36      -17

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
    51.8      6.1      2.3     45.9     91.6    100.0    100.0      0.0      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       41)
      11        7        6       15       18       28       29
 
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006268
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/17/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 1,000 METRIC TONS CCX C02)             OPEN INTEREST:        4,877
COMMITMENTS
   2,853      130    1,377      289    3,266    4,519    4,773      357      103

CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST:         62)
      91      -48       31        0       70      122       53      -60        9

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
    58.5      2.7     28.2      5.9     67.0     92.7     97.9      7.3      2.1

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       28)
      19        4        8        1        5       23       14
 
 
NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE      Code-00626F
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/17/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMM             OPEN INTEREST:       17,327
COMMITMENTS
     179    2,116        0   17,148   15,211   17,327   17,327        0        0

CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST:         41)
    -200       16        0      241       25       41       41        0        0

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
     1.0     12.2      0.0     99.0     87.8    100.0    100.0      0.0      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       20)
       1        2        0       12       12       13       14
 
 
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE                Code-00626U
OPTION AND FUTURES COMBINED POSITIONS AS OF 11/17/09          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
(CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)              OPEN INTEREST:       30,694
COMMITMENTS
   1,582    1,058    1,095   27,965   28,498   30,642   30,651       52       43

CHANGES FROM 11/09/09 (CHANGE IN OPEN INTEREST:      1,654)
     120      119      118    1,415    1,382    1,653    1,618        1       36

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
     5.2      3.4      3.6     91.1     92.8     99.8     99.9      0.2      0.1

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       32)
       5        4        7       20       14       30       21


Updated November 20, 2009