SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/24/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 35,849 COMMITMENTS 19,141 1,924 577 16,116 33,339 35,835 35,840 15 9 CHANGES FROM 11/17/09 (CHANGE IN OPEN INTEREST: -257) 437 -293 -235 -465 270 -263 -258 6 1 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 53.4 5.4 1.6 45.0 93.0 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 40) 11 6 6 15 19 28 29 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/24/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 4,592 COMMITMENTS 2,743 209 1,304 292 2,971 4,339 4,485 253 107 CHANGES FROM 11/17/09 (CHANGE IN OPEN INTEREST: -285) -110 79 -73 3 -295 -180 -288 -104 4 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 59.7 4.6 28.4 6.4 64.7 94.5 97.7 5.5 2.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 28) 19 4 8 2 5 24 14 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U OPTION AND FUTURES COMBINED POSITIONS AS OF 11/24/09 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 32,460 COMMITMENTS 1,729 948 1,580 29,123 29,932 32,432 32,460 28 0 CHANGES FROM 11/17/09 (CHANGE IN OPEN INTEREST: 1,765) 146 -110 485 1,158 1,434 1,789 1,808 -24 -43 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.3 2.9 4.9 89.7 92.2 99.9 100.0 0.1 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 33) 5 4 9 20 14 31 23
Updated November 30, 2009