SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 FUTURES ONLY POSITIONS AS OF 11/09/10 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 15,945 COMMITMENTS 10,871 67 12 5,041 15,848 15,924 15,927 21 18 CHANGES FROM 11/02/10 (CHANGE IN OPEN INTEREST: -1,405) -1,122 4 0 -299 -1,409 -1,421 -1,405 16 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 68.2 0.4 0.1 31.6 99.4 99.9 99.9 0.1 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 5 1 1 5 13 11 14 SULFUR FINANCIAL INSTR 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-006265 FUTURES ONLY POSITIONS AS OF 11/09/10 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 25,021 COMMITMENTS 18,523 43 40 6,427 24,933 24,990 25,016 31 5 CHANGES FROM 11/02/10 (CHANGE IN OPEN INTEREST: 543) 78 0 21 426 522 525 543 18 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 74.0 0.2 0.2 25.7 99.6 99.9 100.0 0.1 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 35) 13 1 3 11 13 24 17 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 FUTURES ONLY POSITIONS AS OF 11/09/10 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 2,382 COMMITMENTS 2,266 396 0 0 1,985 2,266 2,381 116 1 CHANGES FROM 11/02/10 (CHANGE IN OPEN INTEREST: 0) 0 0 0 0 0 0 0 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 95.1 16.6 0.0 0.0 83.3 95.1 100.0 4.9 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 22) 18 2 0 0 2 18 4 RGGI CO2 ALLOWANCE 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U FUTURES ONLY POSITIONS AS OF 11/09/10 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 12,146 COMMITMENTS 524 79 9 11,395 11,815 11,928 11,903 218 243 CHANGES FROM 11/02/10 (CHANGE IN OPEN INTEREST: 222) 16 0 4 15 5 35 9 187 213 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 4.3 0.7 0.1 93.8 97.3 98.2 98.0 1.8 2.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 5 1 2 8 7 13 10
Updated November 15, 2010