SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 FUTURES ONLY POSITIONS AS OF 11/16/10 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 15,232 COMMITMENTS 10,940 84 0 4,285 15,129 15,225 15,213 7 19 CHANGES FROM 11/09/10 (CHANGE IN OPEN INTEREST: -713) 69 17 -12 -756 -719 -699 -714 -14 1 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 71.8 0.6 0.0 28.1 99.3 100.0 99.9 0.0 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 24) 6 1 0 5 13 11 14 SULFUR FINANCIAL INSTR 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-006265 FUTURES ONLY POSITIONS AS OF 11/16/10 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION OPEN INTEREST: 25,084 COMMITMENTS 18,609 39 37 6,415 24,999 25,061 25,075 23 9 CHANGES FROM 11/09/10 (CHANGE IN OPEN INTEREST: 63) 86 -4 -3 -12 66 71 59 -8 4 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 74.2 0.2 0.1 25.6 99.7 99.9 100.0 0.1 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 34) 12 1 3 11 13 23 17 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 FUTURES ONLY POSITIONS AS OF 11/16/10 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS CCX C02) OPEN INTEREST: 2,382 COMMITMENTS 2,266 396 0 0 1,985 2,266 2,381 116 1 CHANGES FROM 11/09/10 (CHANGE IN OPEN INTEREST: 0) 0 0 0 0 0 0 0 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 95.1 16.6 0.0 0.0 83.3 95.1 100.0 4.9 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 22) 18 2 0 0 2 18 4 RGGI CO2 ALLOWANCE 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U FUTURES ONLY POSITIONS AS OF 11/16/10 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- LONG | SHORT |SPREADS | LONG | SHORT | LONG | SHORT | LONG | SHORT -------------------------------------------------------------------------------- (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) OPEN INTEREST: 11,949 COMMITMENTS 524 79 9 11,395 11,815 11,928 11,903 21 46 CHANGES FROM 11/09/10 (CHANGE IN OPEN INTEREST: -197) 0 0 0 0 0 0 0 -197 -197 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS 4.4 0.7 0.1 95.4 98.9 99.8 99.6 0.2 0.4 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 5 1 2 8 7 13 10
Updated November 19, 2010