SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006261
FUTURES ONLY POSITIONS AS OF 11/16/10                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 25 U.S. EPA SO2 EMMISSION              OPEN INTEREST:       15,232
COMMITMENTS
  10,940       84        0    4,285   15,129   15,225   15,213        7       19

CHANGES FROM 11/09/10 (CHANGE IN OPEN INTEREST:       -713)
      69       17      -12     -756     -719     -699     -714      -14        1

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
    71.8      0.6      0.0     28.1     99.3    100.0     99.9      0.0      0.1

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       24)
       6        1        0        5       13       11       14
 
 
SULFUR FINANCIAL INSTR 2009 - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006265
FUTURES ONLY POSITIONS AS OF 11/16/10                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 25 U.S. EPA SO2 EMMISSION              OPEN INTEREST:       25,084
COMMITMENTS
  18,609       39       37    6,415   24,999   25,061   25,075       23        9

CHANGES FROM 11/09/10 (CHANGE IN OPEN INTEREST:         63)
      86       -4       -3      -12       66       71       59       -8        4

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
    74.2      0.2      0.1     25.6     99.7     99.9    100.0      0.1      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       34)
      12        1        3       11       13       23       17
 
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006268
FUTURES ONLY POSITIONS AS OF 11/16/10                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 1,000 METRIC TONS CCX C02)             OPEN INTEREST:        2,382
COMMITMENTS
   2,266      396        0        0    1,985    2,266    2,381      116        1

CHANGES FROM 11/09/10 (CHANGE IN OPEN INTEREST:          0)
       0        0        0        0        0        0        0        0        0

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
    95.1     16.6      0.0      0.0     83.3     95.1    100.0      4.9      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       22)
      18        2        0        0        2       18        4
 
 
RGGI CO2 ALLOWANCE 2009 - CHICAGO CLIMATE FUTURES EXCHANGE           Code-00626U
FUTURES ONLY POSITIONS AS OF 11/16/10                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)              OPEN INTEREST:       11,949
COMMITMENTS
     524       79        9   11,395   11,815   11,928   11,903       21       46

CHANGES FROM 11/09/10 (CHANGE IN OPEN INTEREST:       -197)
       0        0        0        0        0        0        0     -197     -197

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
     4.4      0.7      0.1     95.4     98.9     99.8     99.6      0.2      0.4

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       20)
       5        1        2        8        7       13       10
 

Updated November 19, 2010