SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, January 5, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) : : : : All : 16,812: 12,145 243 777 3,840 15,747 16,761 16,767: 51 45 Old : 16,812: 12,145 243 777 3,840 15,747 16,761 16,767: 51 45 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 29, 2009 : : -4,292: -4,226 -177 -115 32 -3,200 -4,309 -3,492: 17 -800 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 72.2 1.4 4.6 22.8 93.7 99.7 99.7: 0.3 0.3 Old : 100.0: 72.2 1.4 4.6 22.8 93.7 99.7 99.7: 0.3 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 33: 9 4 3 11 12 20 19: Old : 33: 9 4 3 11 12 20 19: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 86.8 86.4 95.1 97.3 82.3 86.4 90.5 93.1 Old : 86.8 86.4 95.1 97.3 82.3 86.4 90.5 93.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, January 5, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 4,407: 2,769 501 999 232 2,590 4,000 4,090: 408 318 Old : 4,407: 2,769 501 999 232 2,590 4,000 4,090: 408 318 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 29, 2009 : : -75: -63 16 -70 -8 -231 -141 -285: 65 210 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 62.8 11.4 22.7 5.3 58.8 90.7 92.8: 9.3 7.2 Old : 100.0: 62.8 11.4 22.7 5.3 58.8 90.7 92.8: 9.3 7.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 25: 19 4 7 2 2 24 10: Old : 25: 19 4 7 2 2 24 10: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 44.5 84.1 64.8 92.6 36.3 63.5 48.3 64.9 Old : 44.5 84.1 64.8 92.6 36.3 63.5 48.3 64.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, January 5, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 10,977: 160 37 94 10,670 10,837 10,924 10,968: 53 9 Old : 10,977: 160 37 94 10,670 10,837 10,924 10,968: 53 9 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 29, 2009 : : -19,780: -2,481 -81 -31 -17,038 -19,291 -19,550 -19,403: -230 -377 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 1.5 0.3 0.9 97.2 98.7 99.5 99.9: 0.5 0.1 Old : 100.0: 1.5 0.3 0.9 97.2 98.7 99.5 99.9: 0.5 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 20: 3 2 3 11 7 16 10: Old : 20: 3 2 3 11 7 16 10: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 91.7 84.1 96.7 99.3 91.7 83.9 96.7 98.1 Old : 91.7 84.1 96.7 99.3 91.7 83.9 96.7 98.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated January 8, 2010