SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 16, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 16,181: 10,990 84 50 5,124 16,028 16,164 16,162: 17 19 Old : 16,181: 10,990 84 50 5,124 16,028 16,164 16,162: 17 19 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 9, 2010 : : -711: 69 17 -12 -754 -717 -697 -712: -14 1 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 67.9 0.5 0.3 31.7 99.1 99.9 99.9: 0.1 0.1 Old : 100.0: 67.9 0.5 0.3 31.7 99.1 99.9 99.9: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 24: 6 1 1 6 13 12 15: Old : 24: 6 1 1 6 13 12 15: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 84.0 73.8 98.4 95.7 83.7 70.0 89.7 86.2 Old : 84.0 73.8 98.4 95.7 83.7 70.0 89.7 86.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SULFUR FINANCIAL INSTR 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-006265 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 16, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 25,546: 18,674 38 38 6,811 25,461 25,523 25,537: 23 9 Old : 25,546: 18,674 38 38 6,811 25,461 25,523 25,537: 23 9 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 9, 2010 : : 28: 72 -4 -3 -33 31 36 24: -8 4 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 73.1 0.1 0.1 26.7 99.7 99.9 100.0: 0.1 0.0 Old : 100.0: 73.1 0.1 0.1 26.7 99.7 99.9 100.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 35: 13 1 4 15 16 29 20: Old : 35: 13 1 4 15 16 29 20: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 70.9 83.9 91.0 97.3 70.9 81.2 91.0 94.4 Old : 70.9 83.9 91.0 97.3 70.9 81.2 91.0 94.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 16, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 5,806: 4,906 821 629 0 4,345 5,535 5,794: 272 12 Old : 5,806: 4,906 821 629 0 4,345 5,535 5,794: 272 12 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 9, 2010 : : 1: 1 0 0 0 0 1 1: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 84.5 14.1 10.8 0.0 74.8 95.3 99.8: 4.7 0.2 Old : 100.0: 84.5 14.1 10.8 0.0 74.8 95.3 99.8: 4.7 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 23: 20 1 7 0 2 21 9: Old : 23: 20 1 7 0 2 21 9: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 65.0 94.5 81.6 99.8 59.4 89.0 72.0 89.0 Old : 65.0 94.5 81.6 99.8 59.4 89.0 72.0 89.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, November 16, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 11,987: 561 79 9 11,395 11,851 11,966 11,939: 21 48 Old : 11,987: 561 79 9 11,395 11,851 11,966 11,939: 21 48 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 9, 2010 : : -197: -0 0 0 0 -0 -0 -0: -197 -197 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.7 0.7 0.1 95.1 98.9 99.8 99.6: 0.2 0.4 Old : 100.0: 4.7 0.7 0.1 95.1 98.9 99.8 99.6: 0.2 0.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 21: 6 1 3 8 7 14 11: Old : 21: 6 1 3 8 7 14 11: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 93.7 86.6 98.3 99.5 93.7 86.5 98.2 99.4 Old : 93.7 86.6 98.3 99.5 93.7 86.5 98.2 99.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 19, 2010