IN DELIVERY MONTH EUA - NEW YORK MERCANTILE EXCHANGE Code-006GEC OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1000 EUA) OPEN INTEREST: 168,897 COMMITMENTS 16,877 4,770 3,631 148,372 160,491 168,880 168,892 17 5 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 820) -118 200 -91 1,034 708 825 818 -5 2 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 10.0 2.8 2.1 87.8 95.0 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 7 1 7 10 11 17 19 GULF # 6 FUEL 3.0% SULFUR SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165A OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 39,616 COMMITMENTS 3,478 1,004 466 35,495 38,006 39,439 39,476 177 140 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 3,788) 236 90 118 3,434 3,580 3,788 3,788 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 8.8 2.5 1.2 89.6 95.9 99.6 99.6 0.4 0.4 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 57) 1 5 4 35 44 39 51 NY RES FUEL 1.0% SULFUR SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165B OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 12,415 COMMITMENTS 0 0 0 12,310 12,310 12,310 12,310 105 105 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 136) 0 0 0 136 121 136 121 0 15 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.0 0.0 99.2 99.2 99.2 99.2 0.8 0.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 30) 0 0 0 22 27 22 27 EUR 3.5% FUEL OIL RTD CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165E OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 11,429 COMMITMENTS 158 292 233 10,089 9,867 10,480 10,392 949 1,037 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 673) 33 16 1 828 813 862 830 -189 -157 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.4 2.6 2.0 88.3 86.3 91.7 90.9 8.3 9.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 42) 2 2 2 36 35 39 39 SING FUEL OIL 180 CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165G OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 7,696 COMMITMENTS 339 1,326 174 6,621 5,660 7,134 7,160 562 536 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 367) -10 5 24 338 483 352 512 15 -145 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 4.4 17.2 2.3 86.0 73.5 92.7 93.0 7.3 7.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 57) 2 5 4 44 45 49 51 EAST WEST FUEL OIL SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165I OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 3,508 COMMITMENTS 0 104 118 2,804 2,964 2,922 3,186 586 322 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 376) 0 -15 0 359 369 359 354 17 22 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 3.0 3.4 79.9 84.5 83.3 90.8 16.7 9.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 0 1 1 19 16 20 17 SING 180 380 FUEL OIL SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165J OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 3,181 COMMITMENTS 0 175 0 2,539 2,502 2,539 2,677 642 504 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 121) 0 -5 0 155 135 155 130 -34 -9 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 5.5 0.0 79.8 78.7 79.8 84.2 20.2 15.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 26) 0 2 0 20 18 20 20 SING 380 FUEL OIL SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165K OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 5,264 COMMITMENTS 0 337 87 4,799 4,412 4,886 4,836 378 428 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 539) 0 28 18 610 558 628 604 -89 -65 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 6.4 1.7 91.2 83.8 92.8 91.9 7.2 8.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 47) 0 3 3 39 39 42 42 NY 1% V GULF 3% FUEL OIL SPR - NEW YORK MERCANTILE EXCHANGE Code-02165T OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 GALLONS) OPEN INTEREST: 9,027 COMMITMENTS 0 50 25 8,947 8,952 8,972 9,027 55 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 176) 0 10 -10 186 176 176 176 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.6 0.3 99.1 99.2 99.4 100.0 0.6 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 0 1 1 14 18 15 19 MINI EUR 3.5%FOIL RTD CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-021A17 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 METRIC TONS) OPEN INTEREST: 9,953 COMMITMENTS 116 233 100 9,268 9,282 9,484 9,615 469 338 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 212) 116 0 18 184 196 318 214 -106 -2 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.2 2.3 1.0 93.1 93.3 95.3 96.6 4.7 3.4 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 33) 1 5 2 22 22 25 27 MINI SING FUELOIL 180 CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-021A19 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 METRIC TONS) OPEN INTEREST: 3,936 COMMITMENTS 539 35 45 3,307 3,767 3,891 3,847 45 89 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 396) 161 35 -10 260 356 411 381 -15 15 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 13.7 0.9 1.1 84.0 95.7 98.9 97.7 1.1 2.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 38) 6 1 2 24 25 30 28 GULF NO6 FO 3% v EUR 3.5% RDAM - NEW YORK MERCANTILE EXCHANGE Code-021A28 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 27,385 COMMITMENTS 0 3,413 80 27,040 23,758 27,120 27,251 265 134 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 1,886) 0 -150 0 1,886 2,036 1,886 1,886 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 12.5 0.3 98.7 86.8 99.0 99.5 1.0 0.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 36) 0 1 1 32 21 33 22 MINI SING 380 FUEL OIL SWAP - NEW YORK MERCANTILE EXCHANGE Code-021A35 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 METRIC TONS) OPEN INTEREST: 4,809 COMMITMENTS 4 458 95 4,132 3,959 4,231 4,512 578 297 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 148) 4 -34 -6 105 138 103 98 45 50 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.1 9.5 2.0 85.9 82.3 88.0 93.8 12.0 6.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 1 2 2 23 17 25 20 NO. 2 HEATING OIL, N.Y. HARBOR - NEW YORK MERCANTILE EXCHANGE Code-022651 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 298,780 COMMITMENTS 54,524 47,928 50,095 156,617 175,041 261,236 273,064 37,544 25,716 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -19,664) -5,680 -7,916 31 -11,460 -13,460 -17,109 -21,344 -2,556 1,679 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 18.2 16.0 16.8 52.4 58.6 87.4 91.4 12.6 8.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 159) 42 24 41 73 80 132 132 NATURAL GAS - NEW YORK MERCANTILE EXCHANGE Code-023651 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 1,317,439 COMMITMENTS 304,382 439,383 473,723 473,087 364,830 1251191 1277935 66,248 39,504 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -42,350) 5,264 -8,792 -35,909 -4,886 1,540 -35,531 -43,161 -6,820 810 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 23.1 33.4 36.0 35.9 27.7 95.0 97.0 5.0 3.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 319) 113 110 162 70 69 279 265 EUR STYLE NATURAL GAS OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-02365U OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 1,271,136 COMMITMENTS 91,114 27,462 439,446 735,499 802,088 1266059 1268996 5,077 2,140 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 21,792) 11,209 4,426 5,267 5,523 12,088 21,999 21,781 -207 12 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.2 2.2 34.6 57.9 63.1 99.6 99.8 0.4 0.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 134) 50 19 54 63 57 130 114 HENRY HUB LAST DAY FIN - NEW YORK MERCANTILE EXCHANGE Code-023A55 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 418,922 COMMITMENTS 124,935 94,648 88,666 197,997 229,248 411,598 412,562 7,324 6,360 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 15,882) 1,900 -3,250 7,053 6,647 9,973 15,600 13,777 282 2,105 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 29.8 22.6 21.2 47.3 54.7 98.3 98.5 1.7 1.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 72) 19 14 30 30 35 63 67 HENRY HUB PENULTIMATE FIN - NEW YORK MERCANTILE EXCHANGE Code-023A56 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 29,770 COMMITMENTS 6,432 4,739 6,934 13,142 15,340 26,508 27,013 3,262 2,757 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 3,404) 703 -1,418 1,977 782 2,906 3,462 3,465 -58 -61 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 21.6 15.9 23.3 44.1 51.5 89.0 90.7 11.0 9.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 7 5 10 10 11 22 21 NATURAL GAS CAL SPREAD OPT FIN - NEW YORK MERCANTILE EXCHANGE Code-023A84 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 78,718 COMMITMENTS 18,161 13,479 45,544 14,663 19,192 78,367 78,215 350 503 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -6,915) -420 -1,228 -3,929 -2,568 -1,803 -6,917 -6,960 2 46 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 23.1 17.1 57.9 18.6 24.4 99.6 99.4 0.4 0.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 42) 12 10 21 15 20 36 42 HENRY HUB SWAP - NEW YORK MERCANTILE EXCHANGE Code-03565B OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 2,500 MMBTU'S) OPEN INTEREST: 2,675,357 COMMITMENTS 951,109 83,021 680,884 993,424 1885474 2625417 2649379 49,940 25,978 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 1,167) -11,414 -7,159 -2,643 10,885 7,548 -3,172 -2,254 4,339 3,421 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 35.6 3.1 25.5 37.1 70.5 98.1 99.0 1.9 1.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 149) 35 16 47 86 79 138 129 HENRY HUB PENULTIMATE GAS SWAP - NEW YORK MERCANTILE EXCHANGE Code-03565C OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 2,500 MMBTU'S) OPEN INTEREST: 950,972 COMMITMENTS 66,822 190,388 247,016 634,525 510,330 948,363 947,734 2,609 3,238 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 36,930) 24,220 21,690 3,246 10,230 12,233 37,696 37,169 -766 -239 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.0 20.0 26.0 66.7 53.7 99.7 99.7 0.3 0.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 90) 11 34 32 41 43 76 85 COAL (API 2) CIF ARA SWAP FUT - NEW YORK MERCANTILE EXCHANGE Code-024656 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 76,359 COMMITMENTS 28,187 14,548 21,601 25,649 39,850 75,437 75,999 922 360 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 438) -1,147 -1,547 1,815 -158 170 510 438 -72 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 36.9 19.1 28.3 33.6 52.2 98.8 99.5 1.2 0.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 52) 17 18 34 15 15 50 50 COAL (API 4) FOB RICH BAY FUT - NEW YORK MERCANTILE EXCHANGE Code-024658 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 32,490 COMMITMENTS 6,888 15,996 3,446 21,740 12,700 32,074 32,142 416 348 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 1,154) 445 -135 155 485 1,065 1,085 1,085 69 69 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 21.2 49.2 10.6 66.9 39.1 98.7 98.9 1.3 1.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 43) 9 20 19 12 11 33 38 CHICAGO ETHANOL SWAP - NEW YORK MERCANTILE EXCHANGE Code-025651 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 31,741 COMMITMENTS 962 789 1,513 28,916 29,252 31,391 31,554 349 186 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 1,272) 147 47 343 737 909 1,228 1,299 45 -27 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 3.0 2.5 4.8 91.1 92.2 98.9 99.4 1.1 0.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 74) 9 6 9 38 50 52 63 JAPAN C&F NAPHTHA SWAP - NEW YORK MERCANTILE EXCHANGE Code-03265C OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 1,534 COMMITMENTS 85 0 60 1,086 997 1,231 1,057 303 477 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 65) 21 0 10 23 -38 54 -28 11 93 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.5 0.0 3.9 70.8 65.0 80.2 68.9 19.8 31.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 2 0 2 16 17 18 19 Mini Eur Naphtha CIF NWE Swap - NEW YORK MERCANTILE EXCHANGE Code-03265J OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 METRIC TONS) OPEN INTEREST: 3,609 COMMITMENTS 265 435 85 2,929 2,756 3,279 3,276 330 333 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 245) 20 -175 5 208 365 233 195 12 50 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.3 12.1 2.4 81.2 76.4 90.9 90.8 9.1 9.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 42) 2 4 2 29 31 33 35 PJM ELECTRICITY MONTHLY - NEW YORK MERCANTILE EXCHANGE Code-064657 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (40 MEGAWATT HOURS PER PEAK DAY) OPEN INTEREST: 67,886 COMMITMENTS 735 2,317 3,899 58,970 57,020 63,604 63,235 4,282 4,651 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 962) -39 53 249 1,384 686 1,594 988 -632 -26 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.1 3.4 5.7 86.9 84.0 93.7 93.1 6.3 6.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 38) 2 2 4 30 32 34 36 ISO NEW ENGLAND LMP SWAP - NEW YORK MERCANTILE EXCHANGE Code-06465H OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (40 MEGAWATT HOURS PER PEAK DAY) OPEN INTEREST: 9,924 COMMITMENTS 2,132 0 528 6,761 8,942 9,420 9,470 504 454 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 20) 2 0 0 18 -4 20 -4 0 24 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 21.5 0.0 5.3 68.1 90.1 94.9 95.4 5.1 4.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 3 0 2 18 14 21 16 AEP DAYTON PEAKCAL MONTH LMP 5 - NEW YORK MERCANTILE EXCHANGE Code-06465K OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 5 MEGAWATTS PER HOUR) OPEN INTEREST: 8,598 COMMITMENTS 1,418 160 102 6,392 7,902 7,912 8,164 686 434 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 0) 0 0 0 0 0 0 0 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 16.5 1.9 1.2 74.3 91.9 92.0 95.0 8.0 5.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 25) 1 1 1 18 17 19 19 PJM CAL MONTH OFF PK LMP SWAP - NEW YORK MERCANTILE EXCHANGE Code-06465M OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (2.5 MEGAWATTS PER OFF PEAK HRS) OPEN INTEREST: 13,697 COMMITMENTS 0 626 1,264 10,980 10,743 12,244 12,633 1,453 1,064 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -60) 0 0 0 -60 -60 -60 -60 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 4.6 9.2 80.2 78.4 89.4 92.2 10.6 7.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 29) 0 2 2 22 21 24 23 PJM N ILL PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A34 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 32,442 COMMITMENTS 0 355 0 31,676 32,023 31,676 32,378 766 64 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 384) 0 0 0 384 384 384 384 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 1.1 0.0 97.6 98.7 97.6 99.8 2.4 0.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 28) 0 1 0 18 15 18 16 PJM N ILL OFF PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A35 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 667,808 COMMITMENTS 4,680 4,680 0 663,128 663,128 667,808 667,808 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 12,650) 0 0 0 12,650 12,650 12,650 12,650 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.7 0.7 0.0 99.3 99.3 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 1 1 0 21 13 22 14 PJM AEP PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A38 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 17,873 COMMITMENTS 1,326 0 0 16,463 17,533 17,789 17,533 84 340 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 530) 0 0 0 530 530 530 530 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.4 0.0 0.0 92.1 98.1 99.5 98.1 0.5 1.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 1 0 0 12 11 13 11 PJM WESTERN PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A56 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 42,487 COMMITMENTS 0 0 0 41,977 42,233 41,977 42,233 510 254 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 0) 0 0 0 0 0 0 0 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.0 0.0 98.8 99.4 98.8 99.4 1.2 0.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 22) 0 0 0 13 17 13 17 PJM WESTERN OFF PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A57 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 MEGAWATT HOURS) OPEN INTEREST: 639,380 COMMITMENTS 0 0 0 639,380 639,380 639,380 639,380 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 0) 0 0 0 0 0 0 0 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.0 0.0 100.0 100.0 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 26) 0 0 0 17 16 17 16 PJM WESTERN PEAK REAL TIME - NEW YORK MERCANTILE EXCHANGE Code-064A58 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 72,650 COMMITMENTS 4,550 2,013 2,805 65,295 67,748 72,650 72,566 0 84 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 3,830) 0 0 0 3,830 3,830 3,830 3,830 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 6.3 2.8 3.9 89.9 93.3 100.0 99.9 0.0 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 38) 1 3 2 24 21 26 25 PJM WESTERN HUB REAL 50MW OFF - NEW YORK MERCANTILE EXCHANGE Code-064A59 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 1,849,845 COMMITMENTS 1,310 343,630 5,781 1842754 1500434 1849845 1849845 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 0) 0 0 0 0 0 0 0 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.1 18.6 0.3 99.6 81.1 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 41) 1 4 1 26 26 27 31 ISO NEW ENG INT HUB PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A60 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 20,970 COMMITMENTS 0 4,839 0 20,886 15,772 20,886 20,611 84 359 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 805) 0 805 0 805 0 805 805 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 23.1 0.0 99.6 75.2 99.6 98.3 0.4 1.7 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 0 3 0 15 10 15 13 PJM N ILL HUB 5 MW PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A63 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 45,830 COMMITMENTS 126 7,995 0 45,704 37,835 45,830 45,830 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -766) 0 63 0 -766 -829 -766 -766 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.3 17.4 0.0 99.7 82.6 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 29) 1 1 0 16 20 17 21 PJM AEP DAY HUB 5 MW PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A64 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 48,513 COMMITMENTS 5,686 0 2,524 40,303 45,989 48,513 48,513 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -530) 0 0 0 -530 -530 -530 -530 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 11.7 0.0 5.2 83.1 94.8 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 31) 3 0 2 22 18 25 20 NYISO ZONE A 5 MW PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A66 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 39,282 COMMITMENTS 63 1,717 1,606 37,103 35,959 38,772 39,282 510 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 2,555) 0 0 0 2,555 2,555 2,555 2,555 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.2 4.4 4.1 94.5 91.5 98.7 100.0 1.3 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 26) 1 1 1 19 19 21 20 NYISO ZONE G 5 MW PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A68 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 46,997 COMMITMENTS 0 806 205 46,708 45,986 46,913 46,997 84 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 3,713) 0 0 0 3,713 3,713 3,713 3,713 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 1.7 0.4 99.4 97.8 99.8 100.0 0.2 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 0 2 2 23 21 25 23 ISO NEW ENG HUB OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A78 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 364,863 COMMITMENTS 29,425 0 24,680 310,758 340,183 364,863 364,863 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 0) 0 0 0 0 0 0 0 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 8.1 0.0 6.8 85.2 93.2 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 2 0 2 16 17 18 19 PJM N ILL HUB 5 OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A79 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 887,292 COMMITMENTS 0 50,473 24,496 862,796 812,323 887,292 887,292 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 11,003) 0 1,224 0 11,003 9,779 11,003 11,003 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 5.7 2.8 97.2 91.6 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 26) 0 1 1 17 21 18 22 PJM AEP DAYTON OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A80 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 1,172,557 COMMITMENTS 317,655 0 0 854,902 1172557 1172557 1172557 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 0) 0 0 0 0 0 0 0 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 27.1 0.0 0.0 72.9 100.0 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 28) 4 0 0 18 16 22 16 NYISO ZONE A 5MW OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A82 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 538,517 COMMITMENTS 91,644 28,080 0 446,873 510,437 538,517 538,517 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 1,128) 0 0 0 1,128 1,128 1,128 1,128 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 17.0 5.2 0.0 83.0 94.8 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 25) 2 1 0 18 17 20 18 NYISO ZONE G5 MW OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A84 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 535,301 COMMITMENTS 0 23,911 0 535,301 511,390 535,301 535,301 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 47,768) 0 -3,760 0 47,768 51,528 47,768 47,768 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 4.5 0.0 100.0 95.5 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 31) 0 2 0 20 20 20 22 MW CINRGY 5 OFF PEAK REAL-TIME - NEW YORK MERCANTILE EXCHANGE Code-064A87 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatts Per Hour) OPEN INTEREST: 452,464 COMMITMENTS 0 9,920 0 452,464 442,544 452,464 452,464 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -3,128) 0 0 0 -3,128 -3,128 -3,128 -3,128 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 2.2 0.0 100.0 97.8 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 0 1 0 17 13 17 14 PJM ELEC OPT ON CALENDAR STRIP - NEW YORK MERCANTILE EXCHANGE Code-064B47 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (40 MEGAWATT HOURS PER PEAK DAY) OPEN INTEREST: 4,951 COMMITMENTS 252 0 161 4,538 4,790 4,951 4,951 0 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 139) 13 0 26 100 113 139 139 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.1 0.0 3.3 91.6 96.7 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 24) 3 0 3 18 20 21 23 MT BELVIEU PROPANE (OPIS) SWAP - NEW YORK MERCANTILE EXCHANGE Code-06665O OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 24,164 COMMITMENTS 553 125 0 23,328 23,395 23,881 23,520 283 644 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 1,214) 0 0 0 1,274 1,213 1,274 1,213 -60 1 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 2.3 0.5 0.0 96.5 96.8 98.8 97.3 1.2 2.7 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 43) 2 1 0 36 33 38 34 MT BELV NORM BUTANE OPIS SWAP - NEW YORK MERCANTILE EXCHANGE Code-06665Q OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 17,216 COMMITMENTS 190 1,514 158 16,602 15,207 16,950 16,879 266 337 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -12) 0 -39 29 -46 68 -17 58 5 -70 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.1 8.8 0.9 96.4 88.3 98.5 98.0 1.5 2.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 38) 1 3 1 31 23 33 26 MT BELV NAT GASOLINE OPIS SWAP - NEW YORK MERCANTILE EXCHANGE Code-06665R OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 8,398 COMMITMENTS 790 941 263 7,055 6,834 8,108 8,038 290 360 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 264) 45 30 50 174 159 269 239 -5 25 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 9.4 11.2 3.1 84.0 81.4 96.5 95.7 3.5 4.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 3 1 3 19 15 23 18 CRUDE OIL, LIGHT SWEET - NEW YORK MERCANTILE EXCHANGE Code-067651 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 2,625,559 COMMITMENTS 443,166 82,872 952,452 1125515 1504064 2521132 2539387 104,427 86,172 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -35,868) -16,789 -11,002 -21,702 6,661 3,903 -31,830 -28,801 -4,038 -7,067 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 16.9 3.2 36.3 42.9 57.3 96.0 96.7 4.0 3.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 396) 175 80 201 102 114 360 333 CRUDE OIL CAL SPREAD OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-067657 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 122,121 COMMITMENTS 8,569 15,543 29,317 84,057 76,515 121,943 121,374 177 746 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -30,654) -1,620 -8,493 -5,501 -23,541 -16,427 -30,662 -30,420 7 -234 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.0 12.7 24.0 68.8 62.7 99.9 99.4 0.1 0.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 33) 5 4 8 19 21 28 29 WTI CRUDE OIL CALENDAR SWAP - NEW YORK MERCANTILE EXCHANGE Code-06765A OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 166,746 COMMITMENTS 64,453 19,829 1,314 71,333 113,414 137,100 134,557 29,646 32,189 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 2,614) 567 -168 45 1,440 2,640 2,052 2,517 562 97 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 38.7 11.9 0.8 42.8 68.0 82.2 80.7 17.8 19.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 34) 6 5 7 19 21 29 29 EUR STYLE CRUDE OIL OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-06765B OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 34,577 COMMITMENTS 7,049 975 7,675 18,289 24,903 33,012 33,553 1,565 1,024 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 152) 319 -293 194 -419 220 94 122 59 31 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 20.4 2.8 22.2 52.9 72.0 95.5 97.0 4.5 3.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 12 3 13 14 13 30 27 CRUDE OIL AVG PRICE OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-06765C OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 228,569 COMMITMENTS 33,864 514 28,095 155,315 186,302 217,275 214,911 11,294 13,658 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -3,156) -1,328 18 -663 -1,326 -2,448 -3,316 -3,092 160 -64 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 14.8 0.2 12.3 68.0 81.5 95.1 94.0 4.9 6.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 35) 9 2 11 24 24 35 35 BRENT CRUDE OIL LAST DAY - NEW YORK MERCANTILE EXCHANGE Code-06765T OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 89,998 COMMITMENTS 17,906 12,657 25,687 42,178 46,618 85,771 84,962 4,227 5,036 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 4,531) -759 -978 4,694 538 646 4,472 4,362 59 169 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 19.9 14.1 28.5 46.9 51.8 95.3 94.4 4.7 5.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 37) 11 8 18 17 18 36 36 EUR STYLE BRENT OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-06765X OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 6,122 COMMITMENTS 1,939 390 236 3,655 5,024 5,831 5,650 291 472 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 67) 94 13 -28 7 89 74 74 -7 -7 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 31.7 6.4 3.9 59.7 82.1 95.2 92.3 4.8 7.7 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 5 3 1 11 12 17 15 BRENT AVG PRICE OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-06765Y OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 74,630 COMMITMENTS 741 2,114 4,286 54,796 58,838 59,824 65,238 14,806 9,392 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 138) -526 20 657 20 -481 151 196 -12 -58 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.0 2.8 5.7 73.4 78.8 80.2 87.4 19.8 12.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 3 1 3 18 18 22 21 WTI-BRENT SPREAD OPTION - NEW YORK MERCANTILE EXCHANGE Code-06765Z OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 38,303 COMMITMENTS 8,764 13,083 7,060 21,921 17,394 37,746 37,537 557 766 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -4,371) -1,447 -1,574 -531 -2,415 -2,180 -4,393 -4,285 22 -86 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 22.9 34.2 18.4 57.2 45.4 98.5 98.0 1.5 2.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 29) 8 3 6 18 16 29 22 PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 TROY OUNCES) OPEN INTEREST: 38,810 COMMITMENTS 26,518 2,869 2,489 8,046 32,207 37,053 37,565 1,757 1,245 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 1,224) 458 -836 547 215 1,494 1,219 1,205 4 18 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 68.3 7.4 6.4 20.7 83.0 95.5 96.8 4.5 3.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 163) 69 35 16 29 40 108 88 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 50 TROY OUNCES) OPEN INTEREST: 62,912 COMMITMENTS 43,050 7,587 1,734 13,680 50,231 58,464 59,553 4,448 3,360 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -3,345) 709 603 -1,084 -3,093 -3,107 -3,468 -3,587 123 242 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 68.4 12.1 2.8 21.7 79.8 92.9 94.7 7.1 5.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 160) 78 27 20 35 36 119 80 GASOLINE BLENDSTOCK (RBOB) - NEW YORK MERCANTILE EXCHANGE Code-111659 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 258,128 COMMITMENTS 76,315 32,298 27,780 136,527 180,535 240,621 240,613 17,507 17,515 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -21,584) -7,252 -4,829 -6,127 -7,414 -12,080 -20,793 -23,036 -791 1,452 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 29.6 12.5 10.8 52.9 69.9 93.2 93.2 6.8 6.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 197) 61 38 46 72 88 157 152 RBOB CALENDAR SWAP - NEW YORK MERCANTILE EXCHANGE Code-11165K OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 14,619 COMMITMENTS 6,756 1,346 1,173 3,914 7,581 11,843 10,100 2,776 4,519 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 647) 864 592 141 315 26 1,320 759 -673 -112 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 46.2 9.2 8.0 26.8 51.9 81.0 69.1 19.0 30.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 25) 8 2 7 12 12 21 20 RBOB UP-DOWN CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-11165L OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 15,210 COMMITMENTS 0 0 0 14,345 14,066 14,345 14,066 865 1,144 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 805) 0 0 0 830 830 830 830 -25 -25 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.0 0.0 94.3 92.5 94.3 92.5 5.7 7.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 0 0 0 19 14 19 14 RBOB GASOLINE/BRENT CRACK SPRD - NEW YORK MERCANTILE EXCHANGE Code-111A41 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 18,917 COMMITMENTS 6,170 0 1,161 8,791 14,378 16,122 15,539 2,795 3,378 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: -584) -1,357 0 27 886 -667 -444 -640 -140 56 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 32.6 0.0 6.1 46.5 76.0 85.2 82.1 14.8 17.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 2 0 2 12 18 14 20 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 20 SHORT TONS) OPEN INTEREST: 14,560 COMMITMENTS 4,433 9,138 1,316 8,632 4,076 14,381 14,530 179 30 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 0) 0 0 0 0 0 0 0 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 30.4 62.8 9.0 59.3 28.0 98.8 99.8 1.2 0.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 8 4 5 6 6 16 13 SING JET KERO SWAP - NEW YORK MERCANTILE EXCHANGE Code-26265D OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 10,241 COMMITMENTS 472 1,759 1,429 8,227 6,978 10,128 10,166 113 75 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 996) -172 -48 772 396 272 996 996 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 4.6 17.2 14.0 80.3 68.1 98.9 99.3 1.1 0.7 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 40) 4 4 4 24 26 31 33 UP DOWN GC ULSD VS HO SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-022A13 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 76,315 COMMITMENTS 971 2,832 525 74,409 72,954 75,905 76,311 410 4 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 558) -15 50 -50 623 558 558 558 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.3 3.7 0.7 97.5 95.6 99.5 100.0 0.5 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 59) 4 4 2 43 35 49 39 GRP 3 ULSD VS HEATING OIL SPR - NEW YORK MERCANTILE EXCHANGE Code-022A60 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 12,866 COMMITMENTS 2,501 0 58 10,259 12,793 12,818 12,851 48 15 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 875) 240 0 -175 810 1,050 875 875 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 19.4 0.0 0.5 79.7 99.4 99.6 99.9 0.4 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 24) 3 0 1 17 15 20 16 GULF JET NY HEAT OIL SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-86465A OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 48,711 COMMITMENTS 1,058 140 0 47,626 48,571 48,684 48,711 27 0 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 643) 180 0 0 463 643 643 643 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 2.2 0.3 0.0 97.8 99.7 99.9 100.0 0.1 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 40) 3 2 0 31 22 34 24 SING JET KERO GASOIL SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-86465C OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 12,509 COMMITMENTS 955 2,724 125 11,279 9,435 12,359 12,284 150 225 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 555) 130 130 0 425 425 555 555 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.6 21.8 1.0 90.2 75.4 98.8 98.2 1.2 1.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 43) 4 4 3 27 26 32 32 3.5% FUEL OIL RDAM CRACK SPR - NEW YORK MERCANTILE EXCHANGE Code-86565C OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 38,148 COMMITMENTS 1,556 4,965 1,392 34,892 31,544 37,840 37,901 308 247 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 543) -96 -796 -34 673 1,373 543 543 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 4.1 13.0 3.6 91.5 82.7 99.2 99.4 0.8 0.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 59) 4 8 5 39 39 46 49 1% FUEL OIL NWE CRACK SPR - NEW YORK MERCANTILE EXCHANGE Code-86565D OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 7,133 COMMITMENTS 487 660 0 6,450 6,073 6,937 6,733 196 400 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 66) 0 150 0 66 -84 66 66 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 6.8 9.3 0.0 90.4 85.1 97.3 94.4 2.7 5.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 22) 1 3 0 14 11 15 14 NAPHTHA CRACK SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-86665A OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 10,365 COMMITMENTS 207 1,459 272 9,700 8,601 10,179 10,332 186 33 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 154) 18 150 -18 154 154 154 286 0 -132 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 2.0 14.1 2.6 93.6 83.0 98.2 99.7 1.8 0.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 46) 3 7 3 28 33 32 42 MINI JAPAN C&F NAPHTHA SWAP FU - NEW YORK MERCANTILE EXCHANGE Code-86665E OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (100 METRIC TONS) OPEN INTEREST: 2,510 COMMITMENTS 350 50 165 1,680 2,220 2,195 2,435 315 75 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 200) -5 -40 95 50 130 140 185 60 15 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 13.9 2.0 6.6 66.9 88.4 87.5 97.0 12.5 3.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 35) 5 2 3 17 20 23 24 GULF COAST ULSD CRACK SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-022A09 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 19,370 COMMITMENTS 4,080 300 820 14,038 17,890 18,938 19,010 432 360 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 600) 0 0 0 600 600 600 600 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 21.1 1.5 4.2 72.5 92.4 97.8 98.1 2.2 1.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 22) 2 2 2 13 13 17 16 EUROBOB OXY NWE CRK SPR - NEW YORK MERCANTILE EXCHANGE Code-967654 OPTION AND FUTURES COMBINED POSITIONS AS OF 09/24/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 27,175 COMMITMENTS 2,096 392 150 23,167 22,823 25,413 23,365 1,762 3,810 CHANGES FROM 09/17/13 (CHANGE IN OPEN INTEREST: 1,729) -131 0 0 2,491 3,069 2,360 3,069 -631 -1,340 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.7 1.4 0.6 85.3 84.0 93.5 86.0 6.5 14.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 2 1 1 26 29 29 30
Updated September 27, 2013