GULF # 6 FUEL 3.0% SULFUR SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165A OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 40,793 COMMITMENTS 5,620 576 430 34,663 39,747 40,713 40,753 80 40 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -3,935) 794 -69 -56 -4,628 -3,773 -3,890 -3,898 -45 -37 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 13.8 1.4 1.1 85.0 97.4 99.8 99.9 0.2 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 56) 1 4 4 40 42 44 48 NY RES FUEL 1.0% SULFUR SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165B OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 10,118 COMMITMENTS 0 55 0 10,042 10,028 10,042 10,083 76 35 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,669) 0 25 0 -1,670 -1,646 -1,670 -1,621 1 -48 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.5 0.0 99.2 99.1 99.2 99.7 0.8 0.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 30) 0 2 0 20 26 20 28 EUR 3.5% FUEL OIL RTD CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165E OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 8,460 COMMITMENTS 90 200 270 7,127 6,907 7,487 7,377 973 1,083 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,827) -169 -32 32 -1,659 -1,700 -1,796 -1,700 -31 -127 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.1 2.4 3.2 84.2 81.6 88.5 87.2 11.5 12.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 38) 4 1 5 30 32 35 37 SING FUEL OIL 180 CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165G OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 6,033 COMMITMENTS 468 695 32 4,698 4,570 5,198 5,297 835 736 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,469) -13 -445 -87 -1,518 -1,009 -1,618 -1,541 149 72 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.8 11.5 0.5 77.9 75.8 86.2 87.8 13.8 12.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 50) 2 3 3 40 41 44 45 SING 380 FUEL OIL SWAP - NEW YORK MERCANTILE EXCHANGE Code-02165K OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 3,936 COMMITMENTS 105 100 80 3,272 3,388 3,457 3,568 479 368 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,184) 92 -205 -80 -1,236 -837 -1,224 -1,122 40 -62 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 2.7 2.5 2.0 83.1 86.1 87.8 90.7 12.2 9.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 49) 2 2 3 39 36 43 39 NY 1% V GULF 3% FUEL OIL SPR - NEW YORK MERCANTILE EXCHANGE Code-02165T OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 GALLONS) OPEN INTEREST: 5,456 COMMITMENTS 0 166 0 5,366 5,290 5,366 5,456 90 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -2,743) 0 -27 0 -2,728 -2,716 -2,728 -2,743 -15 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 3.0 0.0 98.4 97.0 98.4 100.0 1.6 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 0 1 0 17 12 17 13 MINI EUR 3.5%FOIL RTD CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-021A17 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 METRIC TONS) OPEN INTEREST: 9,270 COMMITMENTS 232 0 65 8,719 8,942 9,016 9,007 254 263 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -985) 29 -226 7 -956 -721 -920 -940 -65 -45 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 2.5 0.0 0.7 94.1 96.5 97.3 97.2 2.7 2.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 35) 3 0 1 27 26 31 27 MINI SING FUELOIL 180 CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-021A19 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 METRIC TONS) OPEN INTEREST: 4,392 COMMITMENTS 715 80 275 3,317 3,979 4,307 4,334 85 58 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -437) -127 -125 25 -335 -380 -437 -480 0 43 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 16.3 1.8 6.3 75.5 90.6 98.1 98.7 1.9 1.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 38) 6 2 3 22 22 28 27 GULF NO6 FO 3% v EUR 3.5% RDAM - NEW YORK MERCANTILE EXCHANGE Code-021A28 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 27,843 COMMITMENTS 0 6,449 150 27,443 21,136 27,593 27,735 250 108 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -518) -50 821 0 -463 -1,339 -513 -518 -5 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 23.2 0.5 98.6 75.9 99.1 99.6 0.9 0.4 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 34) 0 1 1 30 19 31 21 MINI SING 380 FUEL OIL SWAP - NEW YORK MERCANTILE EXCHANGE Code-021A35 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 METRIC TONS) OPEN INTEREST: 4,651 COMMITMENTS 235 649 33 3,776 3,720 4,044 4,402 607 249 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -836) 125 35 -140 -869 -825 -884 -930 48 94 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.1 14.0 0.7 81.2 80.0 86.9 94.6 13.1 5.4 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 36) 3 2 3 24 20 29 23 NO. 2 HEATING OIL, N.Y. HARBOR - NEW YORK MERCANTILE EXCHANGE Code-022651 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 315,484 COMMITMENTS 39,323 66,381 49,954 189,752 168,705 279,029 285,040 36,455 30,443 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 11,322) -3,940 4,891 3,676 10,958 3,047 10,695 11,614 628 -292 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 12.5 21.0 15.8 60.1 53.5 88.4 90.4 11.6 9.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 162) 35 39 45 70 76 132 137 NATURAL GAS - NEW YORK MERCANTILE EXCHANGE Code-023651 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 1,307,738 COMMITMENTS 307,623 466,999 463,240 469,526 330,424 1240389 1260664 67,349 47,075 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 20,686) 13,689 45,715 22,081 -16,359 -50,318 19,411 17,479 1,275 3,207 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 23.5 35.7 35.4 35.9 25.3 94.8 96.4 5.2 3.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 334) 119 118 151 75 69 275 273 EUR STYLE NATURAL GAS OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-02365U OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 1,207,641 COMMITMENTS 86,505 22,114 419,685 695,773 763,893 1201964 1205692 5,677 1,949 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 57,280) 7,219 4,453 26,469 23,395 26,037 57,083 56,959 197 321 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.2 1.8 34.8 57.6 63.3 99.5 99.8 0.5 0.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 129) 50 16 49 61 58 123 111 HENRY HUB LAST DAY FIN - NEW YORK MERCANTILE EXCHANGE Code-023A55 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 409,877 COMMITMENTS 112,463 90,923 86,448 203,228 226,893 402,139 404,264 7,738 5,613 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -12,837) -17,701 -6,508 1,011 3,785 -7,594 -12,905 -13,091 68 255 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 27.4 22.2 21.1 49.6 55.4 98.1 98.6 1.9 1.4 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 67) 17 11 32 30 32 63 64 NATURAL GAS CAL SPREAD OPT FIN - NEW YORK MERCANTILE EXCHANGE Code-023A84 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 65,547 COMMITMENTS 10,273 7,178 40,521 14,260 17,112 65,054 64,811 493 736 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,084) 374 -596 -1,001 -763 121 -1,390 -1,477 306 393 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 15.7 11.0 61.8 21.8 26.1 99.2 98.9 0.8 1.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 40) 16 7 20 15 17 36 39 NAT GAS OPT ON CALENDAR STRIP - NEW YORK MERCANTILE EXCHANGE Code-023B41 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 10,000 MMBTU'S) OPEN INTEREST: 7,025 COMMITMENTS 882 0 971 5,165 5,951 7,018 6,922 8 104 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 229) 371 0 -143 9 382 237 239 -8 -10 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 12.6 0.0 13.8 73.5 84.7 99.9 98.5 0.1 1.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 4 0 3 14 14 18 17 HENRY HUB SWAP - NEW YORK MERCANTILE EXCHANGE Code-03565B OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 2,500 MMBTU'S) OPEN INTEREST: 2,510,921 COMMITMENTS 940,805 106,960 638,342 889,040 1738552 2468187 2483854 42,734 27,067 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -139,354) 36,049 2,457 -74,262 -101,992 -67,305 -140,205 -139,110 851 -244 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 37.5 4.3 25.4 35.4 69.2 98.3 98.9 1.7 1.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 135) 32 17 42 75 72 123 117 HENRY HUB PENULTIMATE GAS SWAP - NEW YORK MERCANTILE EXCHANGE Code-03565C OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 2,500 MMBTU'S) OPEN INTEREST: 834,005 COMMITMENTS 61,778 225,153 180,015 588,416 423,764 830,209 828,932 3,796 5,073 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 29,623) 1,296 14,066 7,366 20,905 7,809 29,567 29,241 56 382 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.4 27.0 21.6 70.6 50.8 99.5 99.4 0.5 0.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 80) 13 25 30 40 38 71 75 COAL (API 2) CIF ARA SWAP FUT - NEW YORK MERCANTILE EXCHANGE Code-024656 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 76,766 COMMITMENTS 32,642 13,374 18,217 25,213 44,370 76,072 75,961 694 805 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 1,448) 708 1,242 390 213 -317 1,311 1,315 137 133 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 42.5 17.4 23.7 32.8 57.8 99.1 99.0 0.9 1.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 56) 21 17 26 15 15 51 44 COAL (API 4) FOB RICH BAY FUT - NEW YORK MERCANTILE EXCHANGE Code-024658 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 32,238 COMMITMENTS 4,908 17,429 2,954 24,116 11,370 31,978 31,753 260 485 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -61) 275 -155 314 -620 -40 -31 119 -30 -180 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 15.2 54.1 9.2 74.8 35.3 99.2 98.5 0.8 1.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 42) 7 21 18 11 11 30 38 CHICAGO ETHANOL SWAP - NEW YORK MERCANTILE EXCHANGE Code-025651 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 27,656 COMMITMENTS 2,331 463 2,905 22,153 24,158 27,389 27,526 267 130 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,081) 1,141 -451 946 -3,128 -1,501 -1,041 -1,007 -40 -74 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 8.4 1.7 10.5 80.1 87.4 99.0 99.5 1.0 0.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 76) 10 7 8 36 49 51 61 EUROPEAN NAPHTHA CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-03265A OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 METRIC TONS) OPEN INTEREST: 2,183 COMMITMENTS 129 0 0 1,624 1,601 1,753 1,601 430 582 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -343) -24 0 -10 -360 -342 -394 -352 51 9 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.9 0.0 0.0 74.4 73.3 80.3 73.3 19.7 26.7 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 22) 1 0 0 20 20 21 20 Mini Eur Naphtha CIF NWE Swap - NEW YORK MERCANTILE EXCHANGE Code-03265J OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 METRIC TONS) OPEN INTEREST: 2,937 COMMITMENTS 519 0 20 2,239 2,660 2,778 2,680 159 257 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,047) 125 -280 -120 -1,077 -537 -1,072 -937 25 -110 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 17.7 0.0 0.7 76.2 90.6 94.6 91.2 5.4 8.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 43) 7 0 1 27 27 34 28 PJM ELECTRICITY MONTHLY - NEW YORK MERCANTILE EXCHANGE Code-064657 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (40 MEGAWATT HOURS PER PEAK DAY) OPEN INTEREST: 56,801 COMMITMENTS 659 1,850 1,531 50,536 49,503 52,726 52,884 4,075 3,917 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -6,482) 33 -494 -1,276 -4,642 -4,056 -5,885 -5,827 -597 -655 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.2 3.3 2.7 89.0 87.2 92.8 93.1 7.2 6.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 37) 1 2 3 31 33 34 36 ISO NEW ENGLAND LMP SWAP - NEW YORK MERCANTILE EXCHANGE Code-06465H OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (40 MEGAWATT HOURS PER PEAK DAY) OPEN INTEREST: 7,879 COMMITMENTS 1,481 0 468 5,234 7,036 7,183 7,504 696 375 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -848) -285 0 0 -513 -845 -798 -845 -50 -3 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 18.8 0.0 5.9 66.4 89.3 91.2 95.2 8.8 4.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 3 0 2 18 15 21 17 AEP DAYTON PEAKCAL MONTH LMP 5 - NEW YORK MERCANTILE EXCHANGE Code-06465K OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 5 MEGAWATTS PER HOUR) OPEN INTEREST: 8,119 COMMITMENTS 1,196 80 284 5,755 7,006 7,235 7,370 884 749 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -374) -236 -40 216 -278 -907 -298 -731 -76 357 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 14.7 1.0 3.5 70.9 86.3 89.1 90.8 10.9 9.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 24) 1 1 1 17 17 18 19 PJM CAL MONTH OFF PK LMP SWAP - NEW YORK MERCANTILE EXCHANGE Code-06465M OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (2.5 MEGAWATTS PER OFF PEAK HRS) OPEN INTEREST: 11,314 COMMITMENTS 0 734 1,176 8,292 8,252 9,468 10,162 1,846 1,152 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,502) 0 34 -34 -1,618 -1,511 -1,652 -1,511 150 9 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 6.5 10.4 73.3 72.9 83.7 89.8 16.3 10.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 0 2 2 20 18 22 20 PJM N ILL PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A34 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 27,410 COMMITMENTS 955 1,055 0 25,944 26,270 26,899 27,325 511 85 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -2,179) 445 445 0 -2,624 -2,624 -2,179 -2,179 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 3.5 3.8 0.0 94.7 95.8 98.1 99.7 1.9 0.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 1 1 0 16 13 17 14 PJM N ILL OFF PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A35 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 592,205 COMMITMENTS 4,680 4,680 0 587,525 587,525 592,205 592,205 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -35,737) 0 0 0 -35,737 -35,737 -35,737 -35,737 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.8 0.8 0.0 99.2 99.2 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 1 1 0 21 12 22 13 PJM AEP PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A38 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 14,139 COMMITMENTS 1,572 0 0 12,270 13,842 13,842 13,842 297 297 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -2,390) -207 0 0 -2,160 -2,367 -2,367 -2,367 -23 -23 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 11.1 0.0 0.0 86.8 97.9 97.9 97.9 2.1 2.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 22) 1 0 0 13 12 14 12 PJM WESTERN PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A56 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 49,318 COMMITMENTS 0 0 0 48,808 49,064 48,808 49,064 510 254 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -3,059) 0 0 0 -3,059 -3,059 -3,059 -3,059 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.0 0.0 99.0 99.5 99.0 99.5 1.0 0.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 0 0 0 12 17 12 17 PJM WESTERN OFF PEAK DAY AHEAD - NEW YORK MERCANTILE EXCHANGE Code-064A57 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 MEGAWATT HOURS) OPEN INTEREST: 752,399 COMMITMENTS 0 0 0 752,399 752,399 752,399 752,399 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 1,344) 0 0 0 1,344 1,344 1,344 1,344 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.0 0.0 100.0 100.0 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 25) 0 0 0 16 17 16 17 PJM WESTERN PEAK REAL TIME - NEW YORK MERCANTILE EXCHANGE Code-064A58 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 99,133 COMMITMENTS 10,396 1,225 2,928 85,809 94,939 99,133 99,092 0 41 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 3,984) 5,644 -115 -69 -1,591 4,191 3,984 4,007 0 -23 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 10.5 1.2 3.0 86.6 95.8 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 39) 2 2 3 26 23 29 27 PJM WESTERN HUB REAL 50MW OFF - NEW YORK MERCANTILE EXCHANGE Code-064A59 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 1,813,255 COMMITMENTS 534 185,678 29,301 1783420 1598276 1813255 1813255 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -35,249) -376 -102,352 23,520 -58,393 43,583 -35,249 -35,249 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 10.2 1.6 98.4 88.1 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 40) 1 3 2 28 25 30 29 ISO NEW ENG INT HUB PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A60 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 28,512 COMMITMENTS 0 8,760 1,705 26,807 17,751 28,512 28,216 0 296 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 2,458) 0 4,531 0 2,458 -2,050 2,458 2,481 0 -23 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 30.7 6.0 94.0 62.3 100.0 99.0 0.0 1.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 0 3 3 18 15 21 18 PJM N ILL HUB 5 MW PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A63 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 57,141 COMMITMENTS 126 4,735 1,280 55,735 51,126 57,141 57,141 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -943) 0 -2,920 1,280 -2,223 697 -943 -943 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.2 8.3 2.2 97.5 89.5 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 1 1 1 17 17 19 18 PJM AEP DAY HUB 5 MW PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A64 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 55,529 COMMITMENTS 3,431 0 3,330 48,768 52,199 55,529 55,529 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 3,201) -2,210 0 861 4,550 2,340 3,201 3,201 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 6.2 0.0 6.0 87.8 94.0 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 33) 3 0 2 23 21 26 23 NYISO ZONE A 5 MW PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A66 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 40,436 COMMITMENTS 1,936 1,020 2,048 36,197 37,113 40,181 40,181 255 255 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,334) 1,183 0 0 -2,517 -1,334 -1,334 -1,334 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 4.8 2.5 5.1 89.5 91.8 99.4 99.4 0.6 0.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 26) 1 1 1 19 20 20 22 NYISO ZONE G 5 MW PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A68 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 53,475 COMMITMENTS 0 100 105 53,329 53,270 53,434 53,475 41 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,081) 0 -506 0 -1,058 -575 -1,058 -1,081 -23 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.2 0.2 99.7 99.6 99.9 100.0 0.1 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 33) 0 1 1 26 22 27 23 NYISO ZONE J 5 MW PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A69 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 80 Megawatt Hours) OPEN INTEREST: 22,411 COMMITMENTS 0 1,280 0 22,329 20,982 22,329 22,262 82 149 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -996) 0 0 0 -950 -996 -950 -996 -46 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 5.7 0.0 99.6 93.6 99.6 99.3 0.4 0.7 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 0 1 0 17 13 17 14 ISO NEW ENG HUB OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A78 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 367,980 COMMITMENTS 24,878 3,420 43,740 299,362 320,820 367,980 367,980 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -23,728) -6,392 0 0 -17,336 -23,728 -23,728 -23,728 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 6.8 0.9 11.9 81.4 87.2 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 29) 2 1 2 18 18 21 20 PJM N ILL HUB 5 OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A79 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 876,681 COMMITMENTS 0 12,129 48,016 828,665 816,536 876,681 876,681 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -28,720) 0 -31,544 23,520 -52,240 -20,696 -28,720 -28,720 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 1.4 5.5 94.5 93.1 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 27) 0 1 1 19 21 20 22 PJM AEP DAYTON OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A80 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 1,243,224 COMMITMENTS 182,939 0 47,842 1012443 1195382 1243224 1243224 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -40,642) -94,832 0 47,040 7,150 -87,682 -40,642 -40,642 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 14.7 0.0 3.8 81.4 96.2 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 28) 3 0 2 21 17 24 19 NYISO ZONE A 5MW OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A82 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 593,562 COMMITMENTS 132,076 28,080 408 461,078 565,074 593,562 593,562 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -12,072) -1,504 0 0 -10,568 -12,072 -12,072 -12,072 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 22.3 4.7 0.1 77.7 95.2 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 26) 1 1 1 19 16 20 18 NYISO ZONE G5 MW OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A84 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 587,737 COMMITMENTS 0 16,055 0 587,737 571,682 587,737 587,737 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 9,443) 0 -2,256 0 9,443 11,699 9,443 9,443 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 2.7 0.0 100.0 97.3 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 33) 0 2 0 24 21 24 23 NYISO ZONE J5 MW OFF PEAK SWAP - NEW YORK MERCANTILE EXCHANGE Code-064A85 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatt Hours) OPEN INTEREST: 342,844 COMMITMENTS 25,422 2,703 1,618 315,799 338,518 342,839 342,839 5 5 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -9,019) 752 0 -752 -9,024 -8,272 -9,024 -9,024 5 5 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.4 0.8 0.5 92.1 98.7 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 2 1 1 13 9 15 11 MW CINRGY 5 OFF PEAK REAL-TIME - NEW YORK MERCANTILE EXCHANGE Code-064A87 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (Contracts of 5 Megawatts Per Hour) OPEN INTEREST: 412,144 COMMITMENTS 0 8,720 0 412,144 403,424 412,144 412,144 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -22,648) 0 2,800 0 -22,648 -25,448 -22,648 -22,648 0 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 2.1 0.0 100.0 97.9 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 0 1 0 14 13 14 14 PJM ELEC OPT ON CALENDAR STRIP - NEW YORK MERCANTILE EXCHANGE Code-064B47 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (40 MEGAWATT HOURS PER PEAK DAY) OPEN INTEREST: 5,477 COMMITMENTS 327 0 173 4,977 5,304 5,477 5,477 0 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 289) 34 0 11 243 278 289 289 0 -0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 6.0 0.0 3.2 90.9 96.8 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 24) 3 0 3 19 19 22 22 MT BELVIEU PROPANE (OPIS) SWAP - NEW YORK MERCANTILE EXCHANGE Code-06665O OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 20,730 COMMITMENTS 430 71 139 19,940 20,078 20,509 20,288 221 442 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -2,984) 75 11 45 -3,032 -2,910 -2,912 -2,854 -72 -130 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 2.1 0.3 0.7 96.2 96.9 98.9 97.9 1.1 2.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 47) 3 2 3 38 32 43 35 MT BELV NORM BUTANE OPIS SWAP - NEW YORK MERCANTILE EXCHANGE Code-06665Q OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 15,029 COMMITMENTS 134 1,240 132 14,574 13,329 14,840 14,701 189 328 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,827) 14 -229 -14 -1,772 -1,506 -1,772 -1,749 -55 -78 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.9 8.3 0.9 97.0 88.7 98.7 97.8 1.3 2.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 38) 2 2 1 30 25 32 28 MT BELV NAT GASOLINE OPIS SWAP - NEW YORK MERCANTILE EXCHANGE Code-06665R OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 6,027 COMMITMENTS 110 803 42 5,660 4,928 5,812 5,773 215 254 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,474) -45 -275 -5 -1,369 -1,144 -1,419 -1,424 -55 -50 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.8 13.3 0.7 93.9 81.8 96.4 95.8 3.6 4.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 25) 1 2 1 16 13 18 15 CRUDE OIL, LIGHT SWEET - NEW YORK MERCANTILE EXCHANGE Code-067651 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 2,463,303 COMMITMENTS 436,573 100,279 892,918 1038809 1391089 2368300 2384286 95,003 79,017 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -17,626) 7,732 12,191 26,335 -63,337 -55,084 -29,270 -16,558 11,643 -1,068 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 17.7 4.1 36.2 42.2 56.5 96.1 96.8 3.9 3.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 378) 163 91 200 95 108 343 326 CRUDE OIL CAL SPREAD OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-067657 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 101,044 COMMITMENTS 16,540 4,622 37,604 46,658 58,192 100,801 100,418 243 626 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 6,713) 7,155 -6,441 13,198 -13,733 -159 6,620 6,598 93 115 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 16.4 4.6 37.2 46.2 57.6 99.8 99.4 0.2 0.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 38) 6 6 7 19 22 28 32 WTI CRUDE OIL CALENDAR SWAP - NEW YORK MERCANTILE EXCHANGE Code-06765A OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 154,213 COMMITMENTS 57,505 16,178 1,668 63,413 108,075 122,586 125,921 31,627 28,292 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -8,139) -3,423 -1,400 54 -4,947 -4,916 -8,316 -6,262 177 -1,877 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 37.3 10.5 1.1 41.1 70.1 79.5 81.7 20.5 18.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 32) 5 5 5 19 21 27 28 EUR STYLE CRUDE OIL OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-06765B OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 35,661 COMMITMENTS 6,681 1,417 9,493 17,796 23,446 33,970 34,357 1,691 1,305 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 1,402) 506 321 324 576 673 1,407 1,318 -5 84 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 18.7 4.0 26.6 49.9 65.7 95.3 96.3 4.7 3.7 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 33) 11 5 14 14 13 31 28 CRUDE OIL AVG PRICE OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-06765C OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 179,640 COMMITMENTS 26,932 267 17,094 126,780 150,376 170,806 167,738 8,834 11,903 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -23,636) -3,633 -900 -3,782 -14,980 -18,739 -22,395 -23,421 -1,241 -215 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 15.0 0.1 9.5 70.6 83.7 95.1 93.4 4.9 6.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 36) 9 2 11 25 25 36 36 BRENT CRUDE OIL LAST DAY - NEW YORK MERCANTILE EXCHANGE Code-06765T OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 82,534 COMMITMENTS 11,633 17,143 23,744 43,460 35,419 78,837 76,306 3,698 6,229 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,260) -1,012 2,202 4,547 -4,539 -7,267 -1,004 -518 -256 -742 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 14.1 20.8 28.8 52.7 42.9 95.5 92.5 4.5 7.5 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 39) 9 11 17 18 18 36 37 BRENT AVG PRICE OPTIONS - NEW YORK MERCANTILE EXCHANGE Code-06765Y OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 64,268 COMMITMENTS 210 530 3,958 46,007 50,294 50,175 54,782 14,093 9,486 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -7,704) -612 -1,002 40 -6,032 -6,528 -6,604 -7,490 -1,100 -214 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.3 0.8 6.2 71.6 78.3 78.1 85.2 21.9 14.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 22) 3 1 2 17 18 20 21 WTI-BRENT SPREAD OPTION - NEW YORK MERCANTILE EXCHANGE Code-06765Z OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 31,717 COMMITMENTS 3,408 16,862 5,115 22,755 9,176 31,278 31,153 439 564 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -419) -1,212 114 209 522 -807 -482 -484 63 66 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 10.7 53.2 16.1 71.7 28.9 98.6 98.2 1.4 1.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 36) 11 5 10 20 16 35 27 PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 100 TROY OUNCES) OPEN INTEREST: 44,907 COMMITMENTS 30,965 2,886 3,086 8,685 37,871 42,736 43,842 2,171 1,065 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 1,724) 802 58 531 344 1,012 1,677 1,601 47 123 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 69.0 6.4 6.9 19.3 84.3 95.2 97.6 4.8 2.4 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 180) 88 31 18 32 43 128 90 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 50 TROY OUNCES) OPEN INTEREST: 64,960 COMMITMENTS 43,123 5,992 1,351 15,696 54,873 60,170 62,215 4,790 2,745 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 520) 512 -1,910 -145 -143 2,606 224 551 296 -31 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 66.4 9.2 2.1 24.2 84.5 92.6 95.8 7.4 4.2 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 180) 84 35 16 38 39 131 86 GASOLINE BLENDSTOCK (RBOB) - NEW YORK MERCANTILE EXCHANGE Code-111659 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 248,922 COMMITMENTS 73,274 34,882 35,387 122,363 161,054 231,024 231,322 17,898 17,600 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: 13,564) 1,690 5,638 6,167 3,987 708 11,844 12,512 1,720 1,051 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 29.4 14.0 14.2 49.2 64.7 92.8 92.9 7.2 7.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 213) 54 49 56 77 93 162 170 RBOB CALENDAR SWAP - NEW YORK MERCANTILE EXCHANGE Code-11165K OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 12,505 COMMITMENTS 3,497 715 1,074 4,314 7,340 8,885 9,129 3,620 3,376 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -2,892) -2,103 -1,087 -308 -1,218 -1,166 -3,629 -2,561 737 -331 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 28.0 5.7 8.6 34.5 58.7 71.1 73.0 28.9 27.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 25) 6 3 7 12 13 20 21 RBOB UP-DOWN CAL SWAP - NEW YORK MERCANTILE EXCHANGE Code-11165L OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 U.S. GALLONS) OPEN INTEREST: 9,591 COMMITMENTS 0 0 0 8,927 8,862 8,927 8,862 664 729 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -2,922) 0 0 0 -2,450 -2,860 -2,450 -2,860 -472 -62 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.0 0.0 93.1 92.4 93.1 92.4 6.9 7.6 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 22) 0 0 0 12 17 12 17 SINGAPORE MOGUS 92 SWAP FUTURE - NEW YORK MERCANTILE EXCHANGE Code-111A11 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (1000 U.S. Barrels) OPEN INTEREST: 9,250 COMMITMENTS 0 0 0 8,082 8,158 8,082 8,158 1,168 1,092 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,845) 0 0 0 -2,123 -1,687 -2,123 -1,687 278 -158 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.0 0.0 0.0 87.4 88.2 87.4 88.2 12.6 11.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 0 0 0 19 17 19 17 RBOB GASOLINE/BRENT CRACK SPRD - NEW YORK MERCANTILE EXCHANGE Code-111A41 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 16,450 COMMITMENTS 7,349 1,439 217 7,160 12,106 14,726 13,762 1,724 2,688 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,728) 1,061 359 -344 -1,805 -1,685 -1,088 -1,670 -640 -58 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 44.7 8.7 1.3 43.5 73.6 89.5 83.7 10.5 16.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 2 1 2 12 14 14 17 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 20 SHORT TONS) OPEN INTEREST: 13,218 COMMITMENTS 3,724 2,944 3,260 6,066 7,004 13,050 13,208 168 10 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,569) -40 -868 -241 -1,297 -470 -1,578 -1,579 9 10 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 28.2 22.3 24.7 45.9 53.0 98.7 99.9 1.3 0.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 21) 7 4 7 8 5 18 13 SING JET KERO SWAP - NEW YORK MERCANTILE EXCHANGE Code-26265D OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 7,319 COMMITMENTS 550 746 850 5,809 5,585 7,209 7,181 110 138 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -2,780) 239 -959 -659 -2,330 -1,194 -2,750 -2,812 -30 32 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.5 10.2 11.6 79.4 76.3 98.5 98.1 1.5 1.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 35) 4 2 4 20 25 26 30 UP DOWN GC ULSD VS HO SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-022A13 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 63,085 COMMITMENTS 6,052 794 1,150 55,321 60,466 62,523 62,410 562 675 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -14,592) -48 -1,013 -175 -14,121 -14,079 -14,344 -15,267 -248 675 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 9.6 1.3 1.8 87.7 95.8 99.1 98.9 0.9 1.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 61) 6 4 2 37 38 45 42 GRP 3 ULSD VS HEATING OIL SPR - NEW YORK MERCANTILE EXCHANGE Code-022A60 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 11,494 COMMITMENTS 1,804 0 25 9,613 11,469 11,442 11,494 52 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,496) -317 0 0 -1,178 -1,496 -1,495 -1,496 -1 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 15.7 0.0 0.2 83.6 99.8 99.5 100.0 0.5 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 20) 3 0 1 13 12 16 13 GULF JET NY HEAT OIL SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-86465A OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 42,000 GALLONS) OPEN INTEREST: 45,785 COMMITMENTS 748 4,885 615 44,401 40,285 45,764 45,785 21 0 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -6,022) -207 -50 275 -6,087 -6,247 -6,019 -6,022 -3 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 1.6 10.7 1.3 97.0 88.0 100.0 100.0 0.0 0.0 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 39) 3 3 1 31 21 35 24 SING JET KERO GASOIL SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-86465C OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 10,776 COMMITMENTS 575 1,601 50 9,971 8,900 10,596 10,551 180 225 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,968) -405 -748 0 -1,548 -1,220 -1,953 -1,968 -15 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.3 14.9 0.5 92.5 82.6 98.3 97.9 1.7 2.1 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 41) 3 4 2 24 22 29 27 3.5% FUEL OIL RDAM CRACK SPR - NEW YORK MERCANTILE EXCHANGE Code-86565C OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 31,168 COMMITMENTS 2,022 5,171 986 27,754 24,167 30,762 30,324 406 844 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -5,867) -17 -1,716 -169 -5,610 -3,894 -5,796 -5,779 -71 -88 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 6.5 16.6 3.2 89.0 77.5 98.7 97.3 1.3 2.7 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 63) 6 8 5 42 37 51 47 1% FUEL OIL NWE CRACK SPR - NEW YORK MERCANTILE EXCHANGE Code-86565D OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 6,229 COMMITMENTS 364 435 0 5,673 5,342 6,037 5,777 192 452 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -633) -68 0 0 -595 -704 -663 -704 30 71 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 5.8 7.0 0.0 91.1 85.8 96.9 92.7 3.1 7.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 1 2 0 13 11 14 13 NAPHTHA CRACK SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-86665A OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 9,707 COMMITMENTS 81 810 212 9,325 8,497 9,618 9,519 89 188 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -1,382) -27 -218 50 -1,379 -1,264 -1,356 -1,432 -26 50 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 0.8 8.3 2.2 96.1 87.5 99.1 98.1 0.9 1.9 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 42) 1 5 4 26 34 30 40 MINI JAPAN C&F NAPHTHA SWAP FU - NEW YORK MERCANTILE EXCHANGE Code-86665E OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (100 METRIC TONS) OPEN INTEREST: 2,141 COMMITMENTS 521 155 160 1,315 1,616 1,996 1,931 145 210 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -725) 10 -15 30 -700 -820 -660 -805 -65 80 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 24.3 7.2 7.5 61.4 75.5 93.2 90.2 6.8 9.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 39) 8 2 7 19 17 29 25 GULF COAST ULSD CRACK SPR SWAP - NEW YORK MERCANTILE EXCHANGE Code-022A09 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 21,218 COMMITMENTS 4,050 300 1,310 15,270 19,128 20,630 20,738 588 480 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -451) -15 0 -25 -393 -426 -433 -451 -18 0 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 19.1 1.4 6.2 72.0 90.1 97.2 97.7 2.8 2.3 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 23) 2 2 3 14 14 18 18 EUROBOB OXY NWE CRK SPR - NEW YORK MERCANTILE EXCHANGE Code-967654 OPTION AND FUTURES COMBINED POSITIONS AS OF 11/05/13 | --------------------------------------------------------------| NONREPORTABLE NON-COMMERCIAL | COMMERCIAL | TOTAL | POSITIONS --------------------------|-----------------|-----------------|----------------- Long | Short |Spreads | Long | Short | Long | Short | Long | Short -------------------------------------------------------------------------------- (CONTRACTS OF 1,000 BARRELS) OPEN INTEREST: 25,843 COMMITMENTS 2,044 825 537 20,045 21,693 22,626 23,055 3,217 2,788 CHANGES FROM 10/29/13 (CHANGE IN OPEN INTEREST: -3,662) 119 60 255 -3,500 -2,344 -3,126 -2,029 -536 -1,633 PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER 7.9 3.2 2.1 77.6 83.9 87.6 89.2 12.4 10.8 NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS: 28) 1 2 2 19 21 21 24
Updated November 8, 2013