PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 28,768: 2,630 13,656 2,621 4,184 1,304 16,251 3,004 702 3,523 4,105 293: 1,444 1,521 Old : 28,768: 2,630 13,656 2,621 4,184 1,304 16,251 3,004 702 3,523 4,105 293: 1,444 1,521 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : 513: -278 184 383 -850 142 40 561 -93 123 306 142: 55 120 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 9.1 47.5 9.1 14.5 4.5 56.5 10.4 2.4 12.2 14.3 1.0: 5.0 5.3 Old : 100.0: 9.1 47.5 9.1 14.5 4.5 56.5 10.4 2.4 12.2 14.3 1.0: 5.0 5.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 160: 14 17 10 14 10 26 21 11 28 29 9: Old : 160: 14 17 10 14 10 26 21 11 28 29 9: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 34.5 36.8 51.0 54.0 33.2 34.5 49.1 50.3 Old : 34.5 36.8 51.0 54.0 33.2 34.5 49.1 50.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 71,263: 5,850 34,232 5,770 14,290 882 33,922 10,429 1,342 17,429 5,732 340: 5,728 4,016 Old : 71,263: 5,850 34,232 5,770 14,290 882 33,922 10,429 1,342 17,429 5,732 340: 5,728 4,016 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -1,004: 310 679 -490 -58 64 -309 -1,407 -156 -86 -605 -350: 14 830 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 8.2 48.0 8.1 20.1 1.2 47.6 14.6 1.9 24.5 8.0 0.5: 8.0 5.6 Old : 100.0: 8.2 48.0 8.1 20.1 1.2 47.6 14.6 1.9 24.5 8.0 0.5: 8.0 5.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 224: 18 19 9 15 7 47 32 12 59 28 9: Old : 224: 18 19 9 15 7 47 32 12 59 28 9: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 24.8 36.7 35.5 50.0 24.6 36.5 35.3 49.8 Old : 24.8 36.7 35.5 50.0 24.6 36.5 35.3 49.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 195,630: 15,963 58,271 24,012 45,518 16,404 58,553 10,454 15,967 15,655 8,678 25,185: 23,891 15,153 Old : 195,630: 15,963 58,271 24,012 45,518 16,404 58,553 10,454 15,967 15,655 8,678 25,185: 23,891 15,153 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -2,562: -764 -408 919 -611 -34 -3,456 31 728 -653 -1,313 -340: 1,039 -614 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 8.2 29.8 12.3 23.3 8.4 29.9 5.3 8.2 8.0 4.4 12.9: 12.2 7.7 Old : 100.0: 8.2 29.8 12.3 23.3 8.4 29.9 5.3 8.2 8.0 4.4 12.9: 12.2 7.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 208: 14 20 13 14 21 48 15 29 45 41 48: Old : 208: 14 20 13 14 21 48 15 29 45 41 48: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 18.1 31.7 27.9 48.7 15.0 29.2 23.8 41.1 Old : 18.1 31.7 27.9 48.7 15.0 29.2 23.8 41.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 631,868: 43,728 134,913 57,406 89,601 128,477 119,073 46,998 61,976 71,076 29,501 107,089: 43,043 33,313 Old : 631,868: 43,728 134,913 57,406 89,601 128,477 119,073 46,998 61,976 71,076 29,501 107,089: 43,043 33,313 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -20,223: 4,752 -13,895 5,927 -23,526 1,410 -33,515 15,055 65 -2,113 -1,605 1,013: 2,239 1,261 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.9 21.4 9.1 14.2 20.3 18.8 7.4 9.8 11.2 4.7 16.9: 6.8 5.3 Old : 100.0: 6.9 21.4 9.1 14.2 20.3 18.8 7.4 9.8 11.2 4.7 16.9: 6.8 5.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 356: 28 33 12 21 24 68 45 56 80 78 82: Old : 356: 28 33 12 21 24 68 45 56 80 78 82: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 17.1 24.1 26.0 35.1 12.5 18.0 18.4 25.3 Old : 17.1 24.1 26.0 35.1 12.5 18.0 18.4 25.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 165,916: 27,448 54,947 46,630 1,229 2,667 32,428 35,327 10,048 22,926 31,749 10,069: 13,700 19,880 Old : 165,916: 27,448 54,947 46,630 1,229 2,667 32,428 35,327 10,048 22,926 31,749 10,069: 13,700 19,880 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -573: 2,835 -5,300 1,714 -1,970 408 -4,345 6,740 -1,529 1,555 1,403 -1,081: -131 756 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 16.5 33.1 28.1 0.7 1.6 19.5 21.3 6.1 13.8 19.1 6.1: 8.3 12.0 Old : 100.0: 16.5 33.1 28.1 0.7 1.6 19.5 21.3 6.1 13.8 19.1 6.1: 8.3 12.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 263: 32 38 19 . 9 31 54 23 37 67 27: Old : 263: 32 38 19 . 9 31 54 23 37 67 27: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 20.2 17.3 34.3 28.1 20.1 15.5 33.6 24.7 Old : 20.2 17.3 34.3 28.1 20.1 15.5 33.6 24.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 18,448: 5,761 18,422 3,216 0 0 780 0 0 8,562 0 0: 129 26 Old : 18,448: 5,761 18,422 3,216 0 0 780 0 0 8,562 0 0: 129 26 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -662: -196 -648 -305 0 0 480 0 0 -617 0 0: -24 -14 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 31.2 99.9 17.4 0.0 0.0 4.2 0.0 0.0 46.4 0.0 0.0: 0.7 0.1 Old : 100.0: 31.2 99.9 17.4 0.0 0.0 4.2 0.0 0.0 46.4 0.0 0.0: 0.7 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 7 11 . 0 0 . 0 0 . 0 0: Old : 20: 7 11 . 0 0 . 0 0 . 0 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 82.1 91.4 95.4 99.3 82.1 90.5 95.1 98.3 Old : 82.1 91.4 95.4 99.3 82.1 90.5 95.1 98.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 22,864: 3,940 4,625 5,565 0 0 0 2,037 0 11,828 14,701 1,451: 80 50 Old : 22,864: 3,940 4,625 5,565 0 0 0 2,037 0 11,828 14,701 1,451: 80 50 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -1,530: -820 -390 -89 0 0 0 -80 0 -648 -1,135 25: 2 50 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 17.2 20.2 24.3 0.0 0.0 0.0 8.9 0.0 51.7 64.3 6.3: 0.3 0.2 Old : 100.0: 17.2 20.2 24.3 0.0 0.0 0.0 8.9 0.0 51.7 64.3 6.3: 0.3 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 8 8 . 0 0 0 . 0 6 . .: Old : 26: 8 8 . 0 0 0 . 0 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.6 75.8 89.3 90.5 73.6 71.7 85.1 84.9 Old : 73.6 75.8 89.3 90.5 73.6 71.7 85.1 84.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 16,401: 3,083 2,563 0 0 0 522 4,174 2,141 5,114 1,994 5,021: 520 508 Old : 16,401: 3,083 2,563 0 0 0 522 4,174 2,141 5,114 1,994 5,021: 520 508 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -2,097: -753 -1,924 0 0 0 -254 254 -282 -872 -178 90: -26 -57 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 18.8 15.6 0.0 0.0 0.0 3.2 25.4 13.1 31.2 12.2 30.6: 3.2 3.1 Old : 100.0: 18.8 15.6 0.0 0.0 0.0 3.2 25.4 13.1 31.2 12.2 30.6: 3.2 3.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 48: 6 9 0 0 0 . 8 5 16 11 21: Old : 48: 6 9 0 0 0 . 8 5 16 11 21: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 37.2 30.2 56.5 45.2 27.1 20.2 38.7 30.9 Old : 37.2 30.2 56.5 45.2 27.1 20.2 38.7 30.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE CFR N CHNA APO - NEW YORK MERCANTILE EXCHANGE Code-195653 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 13,329: 2,953 1,382 0 0 0 365 2,753 5,472 1,636 819 2,903: 0 0 Old : 13,329: 2,953 1,382 0 0 0 365 2,753 5,472 1,636 819 2,903: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : 435: 285 113 0 0 0 -119 547 17 129 -365 124: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 22.2 10.4 0.0 0.0 0.0 2.7 20.7 41.1 12.3 6.1 21.8: 0.0 0.0 Old : 100.0: 22.2 10.4 0.0 0.0 0.0 2.7 20.7 41.1 12.3 6.1 21.8: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 5 4 0 0 0 . 4 4 5 5 8: Old : 20: 5 4 0 0 0 . 4 4 5 5 8: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 65.6 77.7 90.4 92.5 21.6 22.1 26.9 26.8 Old : 65.6 77.7 90.4 92.5 21.6 22.1 26.9 26.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 4,268: 708 887 290 0 0 553 972 12 911 770 669: 1,125 958 Old : 4,268: 708 887 290 0 0 553 972 12 911 770 669: 1,125 958 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -559: -14 -155 -42 0 0 -4 46 -36 -143 -180 -124: -197 -111 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 16.6 20.8 6.8 0.0 0.0 13.0 22.8 0.3 21.3 18.1 15.7: 26.4 22.4 Old : 100.0: 16.6 20.8 6.8 0.0 0.0 13.0 22.8 0.3 21.3 18.1 15.7: 26.4 22.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 66: 17 16 4 0 0 6 10 . 12 11 10: Old : 66: 17 16 4 0 0 6 10 . 12 11 10: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 24.3 31.7 36.6 45.4 19.7 28.3 30.2 37.6 Old : 24.3 31.7 36.6 45.4 19.7 28.3 30.2 37.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIFORNIA CARBON ALLOWANCE VINTAGE 2015 - ICE FUTURES ENERGY DIV Code-006393 Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 22,208: 11,983 2,724 0 14,229 400 0 0 0 9,011 4,085 769: 45 0 Old : 22,208: 11,983 2,724 0 14,229 400 0 0 0 9,011 4,085 769: 45 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -4,087: -222 -3,440 0 2,371 -2,450 0 0 0 -549 277 -846: -20 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 54.0 12.3 0.0 64.1 1.8 0.0 0.0 0.0 40.6 18.4 3.5: 0.2 0.0 Old : 100.0: 54.0 12.3 0.0 64.1 1.8 0.0 0.0 0.0 40.6 18.4 3.5: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 27: 7 5 0 4 . 0 0 0 11 5 4: Old : 27: 7 5 0 4 . 0 0 0 11 5 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.0 69.5 90.2 88.4 65.8 68.7 78.6 80.7 Old : 73.0 69.5 90.2 88.4 65.8 68.7 78.6 80.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 28,804: 20,372 9,266 460 10,233 1,720 0 0 0 5,131 6,464 1,121: 0 0 Old : 28,804: 20,372 9,266 460 10,233 1,720 0 0 0 5,131 6,464 1,121: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : -581: -606 -308 0 -7 0 0 0 0 291 0 -266: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 70.7 32.2 1.6 35.5 6.0 0.0 0.0 0.0 17.8 22.4 3.9: 0.0 0.0 Old : 100.0: 70.7 32.2 1.6 35.5 6.0 0.0 0.0 0.0 17.8 22.4 3.9: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 22: 7 4 . . . 0 0 0 6 4 .: Old : 22: 7 4 . . . 0 0 0 6 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.8 70.1 91.2 98.3 53.6 59.0 62.3 64.8 Old : 73.8 70.1 91.2 98.3 53.6 59.0 62.3 64.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 41,061: 21,267 13,681 2,690 7,575 9,825 0 0 0 2,300 5,001 4,979: 0 0 Old : 41,061: 21,267 13,681 2,690 7,575 9,825 0 0 0 2,300 5,001 4,979: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : 388: -12 -11 0 0 200 0 0 0 200 199 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 51.8 33.3 6.6 18.4 23.9 0.0 0.0 0.0 5.6 12.2 12.1: 0.0 0.0 Old : 100.0: 51.8 33.3 6.6 18.4 23.9 0.0 0.0 0.0 5.6 12.2 12.1: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 5 5 . . . 0 0 0 4 6 .: Old : 20: 5 5 . . . 0 0 0 4 6 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 64.0 76.5 87.9 95.1 29.5 31.6 35.2 35.3 Old : 64.0 76.5 87.9 95.1 29.5 31.6 35.2 35.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2015 - ICE FUTURES ENERGY DIV Code-00639Z Disaggregated Commitments of Traders - Options and Futures Combined, November 03, 2015 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 53,022: 36,711 22,596 0 15,209 527 166 0 0 5,931 5,044 4,647: 5,040 5,000 Old : 53,022: 36,711 22,596 0 15,209 527 166 0 0 5,931 5,044 4,647: 5,040 5,000 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 27, 2015 : : 9,873: 5,467 4,666 0 -201 527 -625 0 0 -351 67 -186: 5,040 5,000 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 69.2 42.6 0.0 28.7 1.0 0.3 0.0 0.0 11.2 9.5 8.8: 9.5 9.4 Old : 100.0: 69.2 42.6 0.0 28.7 1.0 0.3 0.0 0.0 11.2 9.5 8.8: 9.5 9.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 27: 12 9 0 . . . 0 0 6 6 8: Old : 27: 12 9 0 . . . 0 0 6 6 8: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 51.1 58.5 73.3 74.1 27.2 40.0 40.5 44.3 Old : 51.1 58.5 73.3 74.1 27.2 40.0 40.5 44.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 6, 2015