PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 24,477: 1,943 11,403 1,393 4,973 323 15,697 2,821 56 2,708 2,717 175: 2,182 2,009 Old : 24,477: 1,943 11,403 1,393 4,973 323 15,697 2,821 56 2,708 2,717 175: 2,182 2,009 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : -974: -56 -439 99 -925 48 -1,037 645 -45 -99 -1,396 85: 31 1,053 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.9 46.6 5.7 20.3 1.3 64.1 11.5 0.2 11.1 11.1 0.7: 8.9 8.2 Old : 100.0: 7.9 46.6 5.7 20.3 1.3 64.1 11.5 0.2 11.1 11.1 0.7: 8.9 8.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 160: 9 21 10 13 . 44 12 5 30 22 .: Old : 160: 9 21 10 13 . 44 12 5 30 22 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 26.3 32.7 42.2 49.0 26.3 32.6 42.2 48.4 Old : 26.3 32.7 42.2 49.0 26.3 32.6 42.2 48.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 76,199: 5,150 32,446 1,610 19,697 4,093 35,019 9,694 3,150 19,269 3,539 790: 7,118 2,790 Old : 76,199: 5,150 32,446 1,610 19,697 4,093 35,019 9,694 3,150 19,269 3,539 790: 7,118 2,790 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : -1,430: -144 -2,887 -169 -2,930 1,222 -2,951 1,537 546 876 394 -143: -667 831 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.8 42.6 2.1 25.8 5.4 46.0 12.7 4.1 25.3 4.6 1.0: 9.3 3.7 Old : 100.0: 6.8 42.6 2.1 25.8 5.4 46.0 12.7 4.1 25.3 4.6 1.0: 9.3 3.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 238: 13 22 7 19 10 60 20 16 82 17 9: Old : 238: 13 22 7 19 10 60 20 16 82 17 9: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 15.6 31.0 27.1 45.4 15.0 31.0 26.1 44.0 Old : 15.6 31.0 27.1 45.4 15.0 31.0 26.1 44.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 193,953: 13,495 72,426 27,192 64,936 4,792 93,682 22,929 5,347 20,110 9,295 2,827: 26,508 11,401 Old : 193,953: 13,495 72,426 27,192 64,936 4,792 93,682 22,929 5,347 20,110 9,295 2,827: 26,508 11,401 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : -5,244: 5 303 -1,332 -4,537 836 -5,206 3,928 127 939 -1,735 -767: 154 -3,399 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.0 37.3 14.0 33.5 2.5 48.3 11.8 2.8 10.4 4.8 1.5: 13.7 5.9 Old : 100.0: 7.0 37.3 14.0 33.5 2.5 48.3 11.8 2.8 10.4 4.8 1.5: 13.7 5.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 222: 15 23 13 12 7 66 18 17 49 29 15: Old : 222: 15 23 13 12 7 66 18 17 49 29 15: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 24.2 39.0 33.9 56.5 24.2 38.2 33.8 55.0 Old : 24.2 39.0 33.9 56.5 24.2 38.2 33.8 55.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 575,002: 24,700 173,534 29,423 191,960 62,718 271,631 28,654 29,354 80,145 37,709 23,138: 53,893 27,935 Old : 575,002: 24,700 173,534 29,423 191,960 62,718 271,631 28,654 29,354 80,145 37,709 23,138: 53,893 27,935 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : -15,654: 2,226 -2,743 1,423 -12,210 2,722 -20,061 6,497 -2,455 1,462 -2,649 -925: -46 -3,891 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.3 30.2 5.1 33.4 10.9 47.2 5.0 5.1 13.9 6.6 4.0: 9.4 4.9 Old : 100.0: 4.3 30.2 5.1 33.4 10.9 47.2 5.0 5.1 13.9 6.6 4.0: 9.4 4.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 376: 23 34 12 20 23 106 23 36 91 72 50: Old : 376: 23 34 12 20 23 106 23 36 91 72 50: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 25.8 40.9 35.0 54.0 24.7 36.1 31.5 47.6 Old : 25.8 40.9 35.0 54.0 24.7 36.1 31.5 47.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 203,945: 33,342 48,672 46,132 5,920 625 48,595 85,173 6,857 40,086 28,801 11,721: 16,587 16,176 Old : 203,945: 33,342 48,672 46,132 5,920 625 48,595 85,173 6,857 40,086 28,801 11,721: 16,587 16,176 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 492: -4,603 -3,190 -3,381 -704 -212 4,506 -591 238 4,247 4,412 1,536: -1,839 -997 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 16.3 23.9 22.6 2.9 0.3 23.8 41.8 3.4 19.7 14.1 5.7: 8.1 7.9 Old : 100.0: 16.3 23.9 22.6 2.9 0.3 23.8 41.8 3.4 19.7 14.1 5.7: 8.1 7.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 292: 33 38 17 5 5 40 63 24 74 45 27: Old : 292: 33 38 17 5 5 40 63 24 74 45 27: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 19.4 23.7 33.3 34.8 19.0 22.9 32.0 33.9 Old : 19.4 23.7 33.3 34.8 19.0 22.9 32.0 33.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 28,899: 6,419 27,733 6,612 0 34 2,260 0 0 13,393 612 0: 181 520 Old : 28,899: 6,419 27,733 6,612 0 34 2,260 0 0 13,393 612 0: 181 520 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 772: 152 642 50 0 0 0 0 0 510 120 0: 60 10 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 22.2 96.0 22.9 0.0 0.1 7.8 0.0 0.0 46.3 2.1 0.0: 0.6 1.8 Old : 100.0: 22.2 96.0 22.9 0.0 0.1 7.8 0.0 0.0 46.3 2.1 0.0: 0.6 1.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 8 17 . 0 . . 0 0 . . 0: Old : 26: 8 17 . 0 . . 0 0 . . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.3 59.4 92.4 83.9 75.7 59.4 87.5 80.0 Old : 76.3 59.4 92.4 83.9 75.7 59.4 87.5 80.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 18,869: 2,425 630 8,249 0 0 752 3,031 163 6,483 14,143 741: 56 161 Old : 18,869: 2,425 630 8,249 0 0 752 3,031 163 6,483 14,143 741: 56 161 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 722: -48 102 600 0 0 0 60 -54 510 905 -286: 0 -5 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 12.9 3.3 43.7 0.0 0.0 4.0 16.1 0.9 34.4 75.0 3.9: 0.3 0.9 Old : 100.0: 12.9 3.3 43.7 0.0 0.0 4.0 16.1 0.9 34.4 75.0 3.9: 0.3 0.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 7 6 . 0 0 . . . 6 . .: Old : 25: 7 6 . 0 0 . . . 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 74.3 89.9 89.3 97.2 74.3 89.2 87.5 93.2 Old : 74.3 89.9 89.3 97.2 74.3 89.2 87.5 93.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 20,561: 6,561 4,312 0 0 0 1,232 6,151 1,083 6,270 3,384 5,012: 403 619 Old : 20,561: 6,561 4,312 0 0 0 1,232 6,151 1,083 6,270 3,384 5,012: 403 619 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 837: 653 293 0 0 0 90 -46 500 -351 59 17: -72 14 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 31.9 21.0 0.0 0.0 0.0 6.0 29.9 5.3 30.5 16.5 24.4: 2.0 3.0 Old : 100.0: 31.9 21.0 0.0 0.0 0.0 6.0 29.9 5.3 30.5 16.5 24.4: 2.0 3.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 54: 15 14 0 0 0 5 4 5 15 13 21: Old : 54: 15 14 0 0 0 5 4 5 15 13 21: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 26.5 39.8 41.9 55.5 22.1 34.4 33.9 42.0 Old : 26.5 39.8 41.9 55.5 22.1 34.4 33.9 42.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 3,102: 216 1,033 84 0 0 855 496 28 896 504 116: 907 925 Old : 3,102: 216 1,033 84 0 0 855 496 28 896 504 116: 907 925 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : -463: 3 -189 -4 0 0 -86 -47 1 -148 -44 -64: -165 -120 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.0 33.3 2.7 0.0 0.0 27.6 16.0 0.9 28.9 16.2 3.7: 29.2 29.8 Old : 100.0: 7.0 33.3 2.7 0.0 0.0 27.6 16.0 0.9 28.9 16.2 3.7: 29.2 29.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 49: 7 12 . 0 0 10 . . 15 5 5: Old : 49: 7 12 . 0 0 10 . . 15 5 5: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 29.3 35.3 41.7 51.1 29.3 35.3 41.7 51.0 Old : 29.3 35.3 41.7 51.1 29.3 35.3 41.7 51.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIFORNIA CARBON ALLOWANCE VINTAGE 2015 - ICE FUTURES ENERGY DIV Code-006393 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 6,503: 4,249 780 198 4,816 75 0 0 0 1,736 606 225: 20 1 Old : 6,503: 4,249 780 198 4,816 75 0 0 0 1,736 606 225: 20 1 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 25: 25 0 -25 0 25 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 65.3 12.0 3.0 74.1 1.2 0.0 0.0 0.0 26.7 9.3 3.5: 0.3 0.0 Old : 100.0: 65.3 12.0 3.0 74.1 1.2 0.0 0.0 0.0 26.7 9.3 3.5: 0.3 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 7 4 . . . 0 0 0 6 . .: Old : 20: 7 4 . . . 0 0 0 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.5 86.7 93.5 97.4 66.9 83.3 83.1 88.1 Old : 73.5 86.7 93.5 97.4 66.9 83.3 83.1 88.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 28,681: 7,254 12,097 2,205 7,515 1,020 0 0 0 17,613 7,530 519: 70 0 Old : 28,681: 7,254 12,097 2,205 7,515 1,020 0 0 0 17,613 7,530 519: 70 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 1,224: 1,005 1,159 729 0 20 0 0 0 -550 45 0: 20 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 25.3 42.2 7.7 26.2 3.6 0.0 0.0 0.0 61.4 26.3 1.8: 0.2 0.0 Old : 100.0: 25.3 42.2 7.7 26.2 3.6 0.0 0.0 0.0 61.4 26.3 1.8: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 34: 6 8 . . . 0 0 0 12 8 .: Old : 34: 6 8 . . . 0 0 0 12 8 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 66.4 51.0 89.6 74.1 62.3 50.1 73.7 67.2 Old : 66.4 51.0 89.6 74.1 62.3 50.1 73.7 67.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639W Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 34,275: 15,725 4,480 0 0 0 0 0 0 17,900 29,145 650: 0 0 Old : 34,275: 15,725 4,480 0 0 0 0 0 0 17,900 29,145 650: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 500: 100 -900 0 0 0 0 0 0 400 1,400 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 45.9 13.1 0.0 0.0 0.0 0.0 0.0 0.0 52.2 85.0 1.9: 0.0 0.0 Old : 100.0: 45.9 13.1 0.0 0.0 0.0 0.0 0.0 0.0 52.2 85.0 1.9: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 9 4 0 0 0 0 0 0 6 8 .: Old : 25: 9 4 0 0 0 0 0 0 6 8 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 67.7 76.6 86.5 94.4 67.1 75.0 85.9 92.2 Old : 67.7 76.6 86.5 94.4 67.1 75.0 85.9 92.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 22,895: 16,115 3,150 0 0 0 0 0 0 5,040 17,985 1,720: 20 40 Old : 22,895: 16,115 3,150 0 0 0 0 0 0 5,040 17,985 1,720: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 975: 700 -100 0 0 0 0 0 0 350 1,150 -75: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 70.4 13.8 0.0 0.0 0.0 0.0 0.0 0.0 22.0 78.6 7.5: 0.1 0.2 Old : 100.0: 70.4 13.8 0.0 0.0 0.0 0.0 0.0 0.0 22.0 78.6 7.5: 0.1 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 9 . 0 0 0 0 0 0 6 9 4: Old : 25: 9 . 0 0 0 0 0 0 6 9 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 64.8 71.8 84.6 91.9 64.8 65.6 81.3 80.5 Old : 64.8 71.8 84.6 91.9 64.8 65.6 81.3 80.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 22,979: 18,691 8,749 675 12,900 65 0 0 0 3,268 985 280: 0 0 Old : 22,979: 18,691 8,749 675 12,900 65 0 0 0 3,268 985 280: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 575: 595 0 -125 700 0 0 0 0 105 -125 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 81.3 38.1 2.9 56.1 0.3 0.0 0.0 0.0 14.2 4.3 1.2: 0.0 0.0 Old : 100.0: 81.3 38.1 2.9 56.1 0.3 0.0 0.0 0.0 14.2 4.3 1.2: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 21: 8 . . . . 0 0 0 7 . .: Old : 21: 8 . . . . 0 0 0 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.1 90.2 89.2 99.7 63.1 75.8 73.6 80.1 Old : 76.1 90.2 89.2 99.7 63.1 75.8 73.6 80.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 45,992: 29,447 16,994 500 14,280 7,050 0 0 0 6,225 4,878 2,750: 20 40 Old : 45,992: 29,447 16,994 500 14,280 7,050 0 0 0 6,225 4,878 2,750: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 1,165: 235 40 0 125 500 0 0 0 280 350 150: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 64.0 36.9 1.1 31.0 15.3 0.0 0.0 0.0 13.5 10.6 6.0: 0.0 0.1 Old : 100.0: 64.0 36.9 1.1 31.0 15.3 0.0 0.0 0.0 13.5 10.6 6.0: 0.0 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 31: 10 8 . . . 0 0 0 . 10 .: Old : 31: 10 8 . . . 0 0 0 . 10 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 53.5 61.9 81.0 84.3 50.0 56.2 71.1 67.9 Old : 53.5 61.9 81.0 84.3 50.0 56.2 71.1 67.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 15,560: 8,825 6,250 0 0 0 0 0 0 6,075 8,660 650: 10 0 Old : 15,560: 8,825 6,250 0 0 0 0 0 0 6,075 8,660 650: 10 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 0: 1,000 0 0 0 0 0 0 0 -1,000 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 56.7 40.2 0.0 0.0 0.0 0.0 0.0 0.0 39.0 55.7 4.2: 0.1 0.0 Old : 100.0: 56.7 40.2 0.0 0.0 0.0 0.0 0.0 0.0 39.0 55.7 4.2: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 6 5 0 0 0 0 0 0 7 7 .: Old : 24: 6 5 0 0 0 0 0 0 7 7 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 69.9 66.9 88.7 95.1 69.9 64.3 88.7 92.5 Old : 69.9 66.9 88.7 95.1 69.9 64.3 88.7 92.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV Code-0063AA Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 14,550: 8,435 8,860 0 0 0 1,450 0 0 4,325 5,370 320: 20 0 Old : 14,550: 8,435 8,860 0 0 0 1,450 0 0 4,325 5,370 320: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 150: 150 150 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 58.0 60.9 0.0 0.0 0.0 10.0 0.0 0.0 29.7 36.9 2.2: 0.1 0.0 Old : 100.0: 58.0 60.9 0.0 0.0 0.0 10.0 0.0 0.0 29.7 36.9 2.2: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 8 8 0 0 0 . 0 0 7 . .: Old : 24: 8 8 0 0 0 . 0 0 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 64.8 66.5 86.5 93.7 59.0 66.5 74.9 83.0 Old : 64.8 66.5 86.5 93.7 59.0 66.5 74.9 83.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Futures Only, September 13, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 16,965: 9,650 9,565 0 0 0 2,550 0 0 4,165 6,800 600: 0 0 Old : 16,965: 9,650 9,565 0 0 0 2,550 0 0 4,165 6,800 600: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 6, 2016 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 56.9 56.4 0.0 0.0 0.0 15.0 0.0 0.0 24.6 40.1 3.5: 0.0 0.0 Old : 100.0: 56.9 56.4 0.0 0.0 0.0 15.0 0.0 0.0 24.6 40.1 3.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 9 5 0 0 0 . 0 0 7 4 .: Old : 24: 9 5 0 0 0 . 0 0 7 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 51.8 73.6 79.8 97.1 50.6 68.9 77.5 88.4 Old : 51.8 73.6 79.8 97.1 50.6 68.9 77.5 88.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated September 16, 2016