PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 27,978: 2,447 13,125 1,332 5,821 278 17,418 3,099 173 3,526 3,794 406: 2,398 1,282 Old : 27,978: 2,447 13,125 1,332 5,821 278 17,418 3,099 173 3,526 3,794 406: 2,398 1,282 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 1,930: 104 686 310 120 -26 1,005 455 34 440 566 22: 41 73 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 8.7 46.9 4.8 20.8 1.0 62.3 11.1 0.6 12.6 13.6 1.5: 8.6 4.6 Old : 100.0: 8.7 46.9 4.8 20.8 1.0 62.3 11.1 0.6 12.6 13.6 1.5: 8.6 4.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 175: 9 20 9 15 . 52 10 6 31 29 5: Old : 175: 9 20 9 15 . 52 10 6 31 29 5: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 24.5 31.0 38.9 47.4 24.5 31.0 38.9 47.4 Old : 24.5 31.0 38.9 47.4 24.5 31.0 38.9 47.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 69,695: 5,030 31,639 4,090 14,868 693 30,899 13,552 869 20,074 4,357 415: 7,625 3,302 Old : 69,695: 5,030 31,639 4,090 14,868 693 30,899 13,552 869 20,074 4,357 415: 7,625 3,302 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -699: -201 -1,766 1,469 -1,705 -80 -426 3,406 -883 245 606 -602: -221 325 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.2 45.4 5.9 21.3 1.0 44.3 19.4 1.2 28.8 6.3 0.6: 10.9 4.7 Old : 100.0: 7.2 45.4 5.9 21.3 1.0 44.3 19.4 1.2 28.8 6.3 0.6: 10.9 4.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 238: 16 20 9 16 . 55 26 16 82 19 4: Old : 238: 16 20 9 16 . 55 26 16 82 19 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 15.5 31.9 26.5 46.3 15.2 31.5 26.3 45.3 Old : 15.5 31.9 26.5 46.3 15.2 31.5 26.3 45.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 198,747: 13,874 68,618 24,750 60,902 10,261 88,384 23,877 6,569 22,380 11,084 5,548: 26,981 11,888 Old : 198,747: 13,874 68,618 24,750 60,902 10,261 88,384 23,877 6,569 22,380 11,084 5,548: 26,981 11,888 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -2,739: 949 -7,371 -2,207 -3,809 1,982 -8,801 3,383 1,466 2,617 -508 2,079: -824 39 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.0 34.5 12.5 30.6 5.2 44.5 12.0 3.3 11.3 5.6 2.8: 13.6 6.0 Old : 100.0: 7.0 34.5 12.5 30.6 5.2 44.5 12.0 3.3 11.3 5.6 2.8: 13.6 6.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 225: 16 23 11 13 10 58 28 24 53 28 19: Old : 225: 16 23 11 13 10 58 28 24 53 28 19: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 22.2 38.2 31.8 53.8 22.2 35.6 31.4 50.8 Old : 22.2 38.2 31.8 53.8 22.2 35.6 31.4 50.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 544,824: 27,604 155,278 29,901 173,469 54,359 244,765 44,649 30,431 79,371 33,979 23,435: 54,958 29,224 Old : 544,824: 27,604 155,278 29,901 173,469 54,359 244,765 44,649 30,431 79,371 33,979 23,435: 54,958 29,224 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -38,337: 923 -20,735 -2,137 -23,831 -10,078 -37,386 17,675 6,304 2,550 -6,115 -363: 1,850 -1,194 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.1 28.5 5.5 31.8 10.0 44.9 8.2 5.6 14.6 6.2 4.3: 10.1 5.4 Old : 100.0: 5.1 28.5 5.5 31.8 10.0 44.9 8.2 5.6 14.6 6.2 4.3: 10.1 5.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 364: 22 31 14 19 18 90 42 39 87 68 45: Old : 364: 22 31 14 19 18 90 42 39 87 68 45: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 25.0 38.8 34.5 51.5 24.6 34.6 30.4 44.9 Old : 25.0 38.8 34.5 51.5 24.6 34.6 30.4 44.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 181,809: 25,643 64,533 44,409 6,471 220 56,286 49,198 8,731 20,811 27,000 10,564: 15,145 15,092 Old : 181,809: 25,643 64,533 44,409 6,471 220 56,286 49,198 8,731 20,811 27,000 10,564: 15,145 15,092 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 1,905: -3,276 1,852 1,208 -997 28 3,042 -1,090 610 -714 429 2,408: -1,401 -1,335 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 14.1 35.5 24.4 3.6 0.1 31.0 27.1 4.8 11.4 14.9 5.8: 8.3 8.3 Old : 100.0: 14.1 35.5 24.4 3.6 0.1 31.0 27.1 4.8 11.4 14.9 5.8: 8.3 8.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 268: 31 45 19 6 4 52 43 26 37 57 24: Old : 268: 31 45 19 6 4 52 43 26 37 57 24: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 21.7 29.7 34.6 40.0 21.6 28.9 33.9 37.9 Old : 21.7 29.7 34.6 40.0 21.6 28.9 33.9 37.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 28,085: 5,836 26,667 6,781 534 39 2,220 0 0 12,875 252 24: 310 569 Old : 28,085: 5,836 26,667 6,781 534 39 2,220 0 0 12,875 252 24: 310 569 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -2,257: -706 -2,725 -107 534 5 -40 0 0 -1,538 -120 0: 129 49 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 20.8 95.0 24.1 1.9 0.1 7.9 0.0 0.0 45.8 0.9 0.1: 1.1 2.0 Old : 100.0: 20.8 95.0 24.1 1.9 0.1 7.9 0.0 0.0 45.8 0.9 0.1: 1.1 2.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 7 18 . . . . 0 0 . . .: Old : 26: 7 18 . . . . 0 0 . . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.0 55.9 91.4 81.4 76.0 55.9 89.6 78.3 Old : 76.0 55.9 91.4 81.4 76.0 55.9 89.6 78.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 18,085: 2,564 651 7,540 0 0 811 2,976 29 6,676 13,873 441: 24 115 Old : 18,085: 2,564 651 7,540 0 0 811 2,976 29 6,676 13,873 441: 24 115 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -867: 144 -112 -769 0 0 59 -55 -134 65 -325 -200: -32 -41 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 14.2 3.6 41.7 0.0 0.0 4.5 16.5 0.2 36.9 76.7 2.4: 0.1 0.6 Old : 100.0: 14.2 3.6 41.7 0.0 0.0 4.5 16.5 0.2 36.9 76.7 2.4: 0.1 0.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 8 4 . 0 0 . . . 6 . .: Old : 25: 8 4 . 0 0 . . . 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.3 91.8 86.7 99.1 73.3 91.3 86.1 95.9 Old : 73.3 91.8 86.7 99.1 73.3 91.3 86.1 95.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 19,125: 5,610 4,567 0 0 0 1,319 5,146 1,021 6,886 3,742 3,963: 326 686 Old : 19,125: 5,610 4,567 0 0 0 1,319 5,146 1,021 6,886 3,742 3,963: 326 686 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -2,392: -1,056 -680 0 0 0 -153 -1,101 44 28 255 -1,121: -134 211 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 29.3 23.9 0.0 0.0 0.0 6.9 26.9 5.3 36.0 19.6 20.7: 1.7 3.6 Old : 100.0: 29.3 23.9 0.0 0.0 0.0 6.9 26.9 5.3 36.0 19.6 20.7: 1.7 3.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 52: 13 14 0 0 0 5 . . 14 13 22: Old : 52: 13 14 0 0 0 5 . . 14 13 22: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 28.0 40.1 42.7 57.2 25.7 33.3 35.6 42.0 Old : 28.0 40.1 42.7 57.2 25.7 33.3 35.6 42.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 4,073: 366 1,737 84 0 0 987 440 0 1,102 468 317: 1,217 1,111 Old : 4,073: 366 1,737 84 0 0 987 440 0 1,102 468 317: 1,217 1,111 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 419: -77 353 2 0 0 100 -52 0 135 -73 72: 187 119 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 9.0 42.6 2.1 0.0 0.0 24.2 10.8 0.0 27.1 11.5 7.8: 29.9 27.3 Old : 100.0: 9.0 42.6 2.1 0.0 0.0 24.2 10.8 0.0 27.1 11.5 7.8: 29.9 27.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 58: 9 19 . 0 0 12 . 0 13 5 8: Old : 58: 9 19 . 0 0 12 . 0 13 5 8: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 26.3 28.7 36.9 42.7 26.3 28.1 36.5 42.0 Old : 26.3 28.7 36.9 42.7 26.3 28.1 36.5 42.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 29,611: 7,170 13,342 1,946 7,515 1,301 0 0 0 18,559 6,883 570: 65 0 Old : 29,611: 7,170 13,342 1,946 7,515 1,301 0 0 0 18,559 6,883 570: 65 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -145: -494 657 41 0 -16 0 0 0 584 -536 -250: -10 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 24.2 45.1 6.6 25.4 4.4 0.0 0.0 0.0 62.7 23.2 1.9: 0.2 0.0 Old : 100.0: 24.2 45.1 6.6 25.4 4.4 0.0 0.0 0.0 62.7 23.2 1.9: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 35: 6 8 . . . 0 0 0 12 9 .: Old : 35: 6 8 . . . 0 0 0 12 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 67.7 50.2 90.2 72.9 63.4 50.2 73.8 67.6 Old : 67.7 50.2 90.2 72.9 63.4 50.2 73.8 67.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639W Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 34,150: 15,600 4,936 0 0 0 0 0 0 17,700 28,364 850: 0 0 Old : 34,150: 15,600 4,936 0 0 0 0 0 0 17,700 28,364 850: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -785: -475 140 0 0 0 0 0 0 -210 -825 -100: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 45.7 14.5 0.0 0.0 0.0 0.0 0.0 0.0 51.8 83.1 2.5: 0.0 0.0 Old : 100.0: 45.7 14.5 0.0 0.0 0.0 0.0 0.0 0.0 51.8 83.1 2.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 9 4 0 0 0 0 0 0 6 8 .: Old : 25: 9 4 0 0 0 0 0 0 6 8 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 67.3 75.6 86.2 94.8 66.7 73.4 85.6 92.3 Old : 67.3 75.6 86.2 94.8 66.7 73.4 85.6 92.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 25,495: 17,765 4,600 0 0 0 0 0 0 5,990 19,135 1,720: 20 40 Old : 25,495: 17,765 4,600 0 0 0 0 0 0 5,990 19,135 1,720: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 1,050: 450 650 0 0 0 0 0 0 600 400 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 69.7 18.0 0.0 0.0 0.0 0.0 0.0 0.0 23.5 75.1 6.7: 0.1 0.2 Old : 100.0: 69.7 18.0 0.0 0.0 0.0 0.0 0.0 0.0 23.5 75.1 6.7: 0.1 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 9 . 0 0 0 0 0 0 5 10 4: Old : 25: 9 . 0 0 0 0 0 0 5 10 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 61.4 70.1 82.8 93.5 61.4 64.6 81.0 83.8 Old : 61.4 70.1 82.8 93.5 61.4 64.6 81.0 83.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 22,984: 18,691 8,754 615 12,900 65 0 0 0 3,333 985 280: 0 0 Old : 22,984: 18,691 8,754 615 12,900 65 0 0 0 3,333 985 280: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 81.3 38.1 2.7 56.1 0.3 0.0 0.0 0.0 14.5 4.3 1.2: 0.0 0.0 Old : 100.0: 81.3 38.1 2.7 56.1 0.3 0.0 0.0 0.0 14.5 4.3 1.2: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 21: 8 . . . . 0 0 0 7 . .: Old : 21: 8 . . . . 0 0 0 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.1 90.2 89.0 99.7 63.0 75.8 73.3 80.1 Old : 76.1 90.2 89.0 99.7 63.0 75.8 73.3 80.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 45,943: 29,242 17,044 25 14,330 7,050 0 0 0 6,256 4,129 3,350: 20 40 Old : 45,943: 29,242 17,044 25 14,330 7,050 0 0 0 6,256 4,129 3,350: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -685: -210 -10 -475 50 0 0 0 0 0 -725 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 63.6 37.1 0.1 31.2 15.3 0.0 0.0 0.0 13.6 9.0 7.3: 0.0 0.1 Old : 100.0: 63.6 37.1 0.1 31.2 15.3 0.0 0.0 0.0 13.6 9.0 7.3: 0.0 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 31: 9 8 . . . 0 0 0 4 9 .: Old : 31: 9 8 . . . 0 0 0 4 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 53.6 61.8 80.0 84.1 50.1 56.1 71.0 67.7 Old : 53.6 61.8 80.0 84.1 50.1 56.1 71.0 67.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 16,810: 9,425 8,150 0 0 0 0 0 0 6,975 8,260 400: 10 0 Old : 16,810: 9,425 8,150 0 0 0 0 0 0 6,975 8,260 400: 10 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 700: 350 250 0 0 0 0 0 0 350 450 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 56.1 48.5 0.0 0.0 0.0 0.0 0.0 0.0 41.5 49.1 2.4: 0.1 0.0 Old : 100.0: 56.1 48.5 0.0 0.0 0.0 0.0 0.0 0.0 41.5 49.1 2.4: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 6 5 0 0 0 0 0 0 8 6 .: Old : 24: 6 5 0 0 0 0 0 0 8 6 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 70.6 67.3 88.6 95.7 70.6 64.9 88.6 93.3 Old : 70.6 67.3 88.6 95.7 70.6 64.9 88.6 93.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV Code-0063AA Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 15,150: 6,935 8,660 0 0 0 1,450 0 0 6,575 6,320 170: 20 0 Old : 15,150: 6,935 8,660 0 0 0 1,450 0 0 6,575 6,320 170: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -250: -250 -250 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 45.8 57.2 0.0 0.0 0.0 9.6 0.0 0.0 43.4 41.7 1.1: 0.1 0.0 Old : 100.0: 45.8 57.2 0.0 0.0 0.0 9.6 0.0 0.0 43.4 41.7 1.1: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 8 8 0 0 0 . 0 0 7 . .: Old : 24: 8 8 0 0 0 . 0 0 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 61.3 71.8 87.0 93.6 59.3 71.8 80.3 89.0 Old : 61.3 71.8 87.0 93.6 59.3 71.8 80.3 89.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Futures Only, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 16,885: 9,450 9,465 0 0 0 2,550 0 0 4,285 6,820 600: 0 0 Old : 16,885: 9,450 9,465 0 0 0 2,550 0 0 4,285 6,820 600: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 56.0 56.1 0.0 0.0 0.0 15.1 0.0 0.0 25.4 40.4 3.6: 0.0 0.0 Old : 100.0: 56.0 56.1 0.0 0.0 0.0 15.1 0.0 0.0 25.4 40.4 3.6: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 9 5 0 0 0 . 0 0 6 5 .: Old : 24: 9 5 0 0 0 . 0 0 6 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 52.1 72.2 81.4 94.4 50.9 67.5 79.0 87.3 Old : 52.1 72.2 81.4 94.4 50.9 67.5 79.0 87.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 7, 2016