PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 22,997: 2,166 11,411 2,011 2,985 341 13,236 2,878 88 2,840 3,696 290: 2,025 1,308 Old : 22,997: 2,166 11,411 2,011 2,985 341 13,236 2,878 88 2,840 3,696 290: 2,025 1,308 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : -2,110: 294 -652 519 -1,249 210 -3,206 -139 4 -43 -173 7: 105 -118 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 9.4 49.6 8.7 13.0 1.5 57.6 12.5 0.4 12.3 16.1 1.3: 8.8 5.7 Old : 100.0: 9.4 49.6 8.7 13.0 1.5 57.6 12.5 0.4 12.3 16.1 1.3: 8.8 5.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 154: 9 20 12 11 . 39 11 6 27 24 .: Old : 154: 9 20 12 11 . 39 11 6 27 24 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 24.4 34.6 38.9 47.9 24.4 34.6 38.8 47.6 Old : 24.4 34.6 38.9 47.9 24.4 34.6 38.8 47.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 69,494: 5,334 26,862 5,402 9,894 1,112 27,267 20,764 1,014 20,951 6,017 337: 8,077 3,494 Old : 69,494: 5,334 26,862 5,402 9,894 1,112 27,267 20,764 1,014 20,951 6,017 337: 8,077 3,494 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : -216: 90 -2,043 93 -2,219 -31 -1,007 3,806 86 302 330 -107: 358 -38 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.7 38.7 7.8 14.2 1.6 39.2 29.9 1.5 30.1 8.7 0.5: 11.6 5.0 Old : 100.0: 7.7 38.7 7.8 14.2 1.6 39.2 29.9 1.5 30.1 8.7 0.5: 11.6 5.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 243: 16 19 12 14 . 46 40 19 83 16 .: Old : 243: 16 19 12 14 . 46 40 19 83 16 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 16.0 29.3 27.8 43.0 15.8 29.2 27.5 42.3 Old : 16.0 29.3 27.8 43.0 15.8 29.2 27.5 42.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 189,229: 15,080 64,050 26,987 52,928 11,704 68,579 27,513 8,394 25,651 7,431 6,176: 26,658 11,033 Old : 189,229: 15,080 64,050 26,987 52,928 11,704 68,579 27,513 8,394 25,651 7,431 6,176: 26,658 11,033 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : 1,760: -129 -1,395 761 -697 965 -3,469 1,011 1,749 172 -701 1,368: 343 -540 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 8.0 33.8 14.3 28.0 6.2 36.2 14.5 4.4 13.6 3.9 3.3: 14.1 5.8 Old : 100.0: 8.0 33.8 14.3 28.0 6.2 36.2 14.5 4.4 13.6 3.9 3.3: 14.1 5.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 209: 16 22 13 12 10 46 27 22 57 22 20: Old : 209: 16 22 13 12 10 46 27 22 57 22 20: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 20.6 36.9 30.1 53.3 20.6 35.1 28.8 50.1 Old : 20.6 36.9 30.1 53.3 20.6 35.1 28.8 50.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 497,061: 30,322 136,610 35,745 132,128 49,374 190,008 59,054 33,837 84,337 35,673 22,418: 51,020 27,967 Old : 497,061: 30,322 136,610 35,745 132,128 49,374 190,008 59,054 33,837 84,337 35,673 22,418: 51,020 27,967 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : -3,267: 1,662 -6,623 1,397 -8,846 20 -13,025 4,814 3,898 3,984 1,746 1,474: -2,677 250 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.1 27.5 7.2 26.6 9.9 38.2 11.9 6.8 17.0 7.2 4.5: 10.3 5.6 Old : 100.0: 6.1 27.5 7.2 26.6 9.9 38.2 11.9 6.8 17.0 7.2 4.5: 10.3 5.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 373: 24 29 14 18 19 78 51 42 99 65 46: Old : 373: 24 29 14 18 19 78 51 42 99 65 46: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 22.4 33.2 31.5 46.5 20.8 30.4 27.7 39.8 Old : 22.4 33.2 31.5 46.5 20.8 30.4 27.7 39.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 207,729: 31,325 61,304 44,990 6,498 1,054 54,708 68,605 10,888 32,827 30,072 13,552: 18,385 15,756 Old : 207,729: 31,325 61,304 44,990 6,498 1,054 54,708 68,605 10,888 32,827 30,072 13,552: 18,385 15,756 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : 21,915: 5,974 -3,572 1,731 -862 480 -3,074 23,716 1,748 11,477 155 875: 2,704 -625 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 15.1 29.5 21.7 3.1 0.5 26.3 33.0 5.2 15.8 14.5 6.5: 8.9 7.6 Old : 100.0: 15.1 29.5 21.7 3.1 0.5 26.3 33.0 5.2 15.8 14.5 6.5: 8.9 7.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 302: 32 47 18 7 9 42 61 30 66 44 31: Old : 302: 32 47 18 7 9 42 61 30 66 44 31: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 21.0 24.9 33.3 36.7 20.1 24.3 31.3 34.2 Old : 21.0 24.9 33.3 36.7 20.1 24.3 31.3 34.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 29,520: 7,275 28,040 6,755 534 47 2,220 0 0 12,871 252 24: 328 623 Old : 29,520: 7,275 28,040 6,755 534 47 2,220 0 0 12,871 252 24: 328 623 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : 222: 248 160 -8 0 8 0 0 0 -4 0 0: -22 54 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 24.6 95.0 22.9 1.8 0.2 7.5 0.0 0.0 43.6 0.9 0.1: 1.1 2.1 Old : 100.0: 24.6 95.0 22.9 1.8 0.2 7.5 0.0 0.0 43.6 0.9 0.1: 1.1 2.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 7 17 . . . . 0 0 . . .: Old : 26: 7 17 . . . . 0 0 . . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.2 53.2 91.8 79.6 77.2 53.2 90.0 77.9 Old : 77.2 53.2 91.8 79.6 77.2 53.2 90.0 77.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 19,498: 2,821 814 7,675 0 0 811 3,117 28 7,428 14,762 702: 33 75 Old : 19,498: 2,821 814 7,675 0 0 811 3,117 28 7,428 14,762 702: 33 75 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : 946: 190 209 0 0 0 0 120 -1 572 522 181: 4 -85 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 14.5 4.2 39.4 0.0 0.0 4.2 16.0 0.1 38.1 75.7 3.6: 0.2 0.4 Old : 100.0: 14.5 4.2 39.4 0.0 0.0 4.2 16.0 0.1 38.1 75.7 3.6: 0.2 0.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 8 5 . 0 0 . . . 7 . .: Old : 25: 8 5 . 0 0 . . . 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 71.2 92.0 87.2 99.3 71.2 91.3 85.5 95.1 Old : 71.2 92.0 87.2 99.3 71.2 91.3 85.5 95.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 19,356: 5,660 4,886 0 0 0 1,309 5,236 961 7,258 3,788 3,813: 355 672 Old : 19,356: 5,660 4,886 0 0 0 1,309 5,236 961 7,258 3,788 3,813: 355 672 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : -17: -30 149 0 0 0 -30 120 0 346 68 -293: -10 -61 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 29.2 25.2 0.0 0.0 0.0 6.8 27.1 5.0 37.5 19.6 19.7: 1.8 3.5 Old : 100.0: 29.2 25.2 0.0 0.0 0.0 6.8 27.1 5.0 37.5 19.6 19.7: 1.8 3.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 56: 14 15 0 0 0 5 4 . 16 13 23: Old : 56: 14 15 0 0 0 5 4 . 16 13 23: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 27.2 39.0 41.2 56.0 25.4 32.2 35.6 40.8 Old : 27.2 39.0 41.2 56.0 25.4 32.2 35.6 40.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 4,593: 458 2,267 84 0 0 1,160 414 0 1,218 469 389: 1,284 1,054 Old : 4,593: 458 2,267 84 0 0 1,160 414 0 1,218 469 389: 1,284 1,054 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : -263: 59 -56 0 0 0 -153 26 0 -111 -69 -27: -31 -137 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 10.0 49.4 1.8 0.0 0.0 25.3 9.0 0.0 26.5 10.2 8.5: 28.0 22.9 Old : 100.0: 10.0 49.4 1.8 0.0 0.0 25.3 9.0 0.0 26.5 10.2 8.5: 28.0 22.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 60: 13 21 . 0 0 12 . 0 11 6 8: Old : 60: 13 21 . 0 0 12 . 0 11 6 8: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 25.9 29.2 36.6 44.8 25.9 29.2 35.7 43.1 Old : 25.9 29.2 36.6 44.8 25.9 29.2 35.7 43.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIFORNIA CARBON ALLOWANCE VINTAGE 2015 - ICE FUTURES ENERGY DIV Code-006393 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 6,400: 4,298 752 223 4,866 50 0 0 0 1,661 583 148: 20 1 Old : 6,400: 4,298 752 223 4,866 50 0 0 0 1,661 583 148: 20 1 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : -51: -51 -51 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 67.2 11.8 3.5 76.0 0.8 0.0 0.0 0.0 26.0 9.1 2.3: 0.3 0.0 Old : 100.0: 67.2 11.8 3.5 76.0 0.8 0.0 0.0 0.0 26.0 9.1 2.3: 0.3 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 21: 7 4 . . . 0 0 0 5 . .: Old : 21: 7 4 . . . 0 0 0 5 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 72.7 88.1 93.1 96.6 65.7 84.7 84.1 89.9 Old : 72.7 88.1 93.1 96.6 65.7 84.7 84.1 89.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 30,012: 15,636 12,830 1,982 7,515 1,265 0 0 0 10,399 7,752 650: 80 0 Old : 30,012: 15,636 12,830 1,982 7,515 1,265 0 0 0 10,399 7,752 650: 80 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : -768: -1,078 -1,313 35 0 -35 0 0 0 275 550 30: 5 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 52.1 42.7 6.6 25.0 4.2 0.0 0.0 0.0 34.6 25.8 2.2: 0.3 0.0 Old : 100.0: 52.1 42.7 6.6 25.0 4.2 0.0 0.0 0.0 34.6 25.8 2.2: 0.3 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 35: 8 8 . . . 0 0 0 11 9 .: Old : 35: 8 8 . . . 0 0 0 11 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 69.7 53.2 89.5 77.0 65.3 53.0 76.7 72.5 Old : 69.7 53.2 89.5 77.0 65.3 53.0 76.7 72.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639W Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 34,350: 15,200 21,840 0 0 0 0 0 0 18,300 11,660 850: 0 0 Old : 34,350: 15,200 21,840 0 0 0 0 0 0 18,300 11,660 850: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : -300: -700 -250 0 0 0 0 0 0 400 -50 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 44.3 63.6 0.0 0.0 0.0 0.0 0.0 0.0 53.3 33.9 2.5: 0.0 0.0 Old : 100.0: 44.3 63.6 0.0 0.0 0.0 0.0 0.0 0.0 53.3 33.9 2.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 9 5 0 0 0 0 0 0 6 7 .: Old : 25: 9 5 0 0 0 0 0 0 6 7 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 69.5 76.4 88.9 95.6 69.5 74.2 88.9 93.1 Old : 69.5 76.4 88.9 95.6 69.5 74.2 88.9 93.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 27,715: 21,265 10,100 0 0 0 0 0 0 6,235 17,380 195: 20 40 Old : 27,715: 21,265 10,100 0 0 0 0 0 0 6,235 17,380 195: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : 570: 450 400 0 0 0 0 0 0 245 295 -125: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 76.7 36.4 0.0 0.0 0.0 0.0 0.0 0.0 22.5 62.7 0.7: 0.1 0.1 Old : 100.0: 76.7 36.4 0.0 0.0 0.0 0.0 0.0 0.0 22.5 62.7 0.7: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 10 4 0 0 0 0 0 0 6 9 .: Old : 26: 10 4 0 0 0 0 0 0 6 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 65.0 68.3 84.6 92.9 65.0 63.2 82.6 84.0 Old : 65.0 68.3 84.6 92.9 65.0 63.2 82.6 84.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 22,059: 17,766 7,829 615 12,900 65 0 0 0 3,333 985 280: 0 0 Old : 22,059: 17,766 7,829 615 12,900 65 0 0 0 3,333 985 280: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : -925: -925 -925 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 80.5 35.5 2.8 58.5 0.3 0.0 0.0 0.0 15.1 4.5 1.3: 0.0 0.0 Old : 100.0: 80.5 35.5 2.8 58.5 0.3 0.0 0.0 0.0 15.1 4.5 1.3: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 21: 8 . . . . 0 0 0 7 . .: Old : 21: 8 . . . . 0 0 0 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.9 94.0 88.5 100.0 65.7 79.0 76.4 83.5 Old : 75.9 94.0 88.5 100.0 65.7 79.0 76.4 83.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 49,262: 31,467 15,682 25 16,230 9,775 0 0 0 5,225 4,779 2,750: 20 46 Old : 49,262: 31,467 15,682 25 16,230 9,775 0 0 0 5,225 4,779 2,750: 20 46 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : 2,329: -40 293 0 50 2,000 0 0 0 969 580 -600: 0 6 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 63.9 31.8 0.1 32.9 19.8 0.0 0.0 0.0 10.6 9.7 5.6: 0.0 0.1 Old : 100.0: 63.9 31.8 0.1 32.9 19.8 0.0 0.0 0.0 10.6 9.7 5.6: 0.0 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 30: 11 8 . . . 0 0 0 . 9 .: Old : 30: 11 8 . . . 0 0 0 . 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 53.0 60.1 81.6 86.2 48.7 54.6 67.2 65.2 Old : 53.0 60.1 81.6 86.2 48.7 54.6 67.2 65.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 17,810: 14,100 8,750 0 0 0 0 0 0 3,300 8,660 400: 10 0 Old : 17,810: 14,100 8,750 0 0 0 0 0 0 3,300 8,660 400: 10 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : 200: 300 0 0 0 0 0 0 0 -100 200 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 79.2 49.1 0.0 0.0 0.0 0.0 0.0 0.0 18.5 48.6 2.2: 0.1 0.0 Old : 100.0: 79.2 49.1 0.0 0.0 0.0 0.0 0.0 0.0 18.5 48.6 2.2: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 7 5 0 0 0 0 0 0 6 7 .: Old : 24: 7 5 0 0 0 0 0 0 6 7 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.5 65.7 92.1 95.4 75.5 64.0 91.5 93.1 Old : 75.5 65.7 92.1 95.4 75.5 64.0 91.5 93.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV Code-0063AA Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 17,350: 8,935 9,060 0 0 0 1,000 0 0 7,125 8,020 270: 20 0 Old : 17,350: 8,935 9,060 0 0 0 1,000 0 0 7,125 8,020 270: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : 1,550: 1,750 400 0 0 0 -450 0 0 350 1,250 -100: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 51.5 52.2 0.0 0.0 0.0 5.8 0.0 0.0 41.1 46.2 1.6: 0.1 0.0 Old : 100.0: 51.5 52.2 0.0 0.0 0.0 5.8 0.0 0.0 41.1 46.2 1.6: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 8 7 0 0 0 . 0 0 7 . .: Old : 24: 8 7 0 0 0 . 0 0 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 69.9 80.9 89.8 96.1 66.5 79.7 86.0 95.0 Old : 69.9 80.9 89.8 96.1 66.5 79.7 86.0 95.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 18,191: 9,276 10,341 0 0 0 3,000 0 0 4,965 6,900 950: 0 0 Old : 18,191: 9,276 10,341 0 0 0 3,000 0 0 4,965 6,900 950: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : 1,306: -174 876 0 0 0 450 0 0 680 80 350: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 51.0 56.8 0.0 0.0 0.0 16.5 0.0 0.0 27.3 37.9 5.2: 0.0 0.0 Old : 100.0: 51.0 56.8 0.0 0.0 0.0 16.5 0.0 0.0 27.3 37.9 5.2: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 9 4 0 0 0 . 0 0 7 4 .: Old : 24: 9 4 0 0 0 . 0 0 7 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 52.6 74.7 80.9 98.9 51.5 69.5 79.8 90.4 Old : 52.6 74.7 80.9 98.9 51.5 69.5 79.8 90.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2019 - ICE FUTURES ENERGY DIV Code-0063AD Disaggregated Commitments of Traders - Futures Only, October 18, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 11,145: 3,625 6,000 0 0 0 1,300 0 0 6,120 5,045 100: 0 0 Old : 11,145: 3,625 6,000 0 0 0 1,300 0 0 6,120 5,045 100: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 11, 2016 : : .: . . . . . . . . . . .: . . : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 32.5 53.8 0.0 0.0 0.0 11.7 0.0 0.0 54.9 45.3 0.9: 0.0 0.0 Old : 100.0: 32.5 53.8 0.0 0.0 0.0 11.7 0.0 0.0 54.9 45.3 0.9: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 6 4 0 0 0 . 0 0 5 4 .: Old : 20: 6 4 0 0 0 . 0 0 5 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 57.0 85.7 86.1 100.0 57.0 85.7 86.1 99.1 Old : 57.0 85.7 86.1 100.0 57.0 85.7 86.1 99.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 21, 2016