PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 22,766: 2,377 10,222 4,046 1,748 536 10,668 4,754 137 2,701 3,646 200: 2,101 1,523 Old : 22,766: 2,377 10,222 4,046 1,748 536 10,668 4,754 137 2,701 3,646 200: 2,101 1,523 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 1,161: 298 -372 1,485 -667 143 -598 1,842 58 -218 143 -88: 81 102 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 10.4 44.9 17.8 7.7 2.4 46.9 20.9 0.6 11.9 16.0 0.9: 9.2 6.7 Old : 100.0: 10.4 44.9 17.8 7.7 2.4 46.9 20.9 0.6 11.9 16.0 0.9: 9.2 6.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 154: 11 18 14 10 4 32 21 6 27 21 .: Old : 154: 11 18 14 10 4 32 21 6 27 21 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 23.7 31.2 37.6 45.6 23.6 30.1 37.6 43.8 Old : 23.7 31.2 37.6 45.6 23.6 30.1 37.6 43.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 71,112: 4,883 26,667 3,670 9,823 1,383 30,617 22,604 1,452 20,430 5,303 434: 8,243 3,446 Old : 71,112: 4,883 26,667 3,670 9,823 1,383 30,617 22,604 1,452 20,430 5,303 434: 8,243 3,446 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 729: -447 393 -864 1,612 146 2,809 -376 115 -1,101 -958 46: 25 -249 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.9 37.5 5.2 13.8 1.9 43.1 31.8 2.0 28.7 7.5 0.6: 11.6 4.8 Old : 100.0: 6.9 37.5 5.2 13.8 1.9 43.1 31.8 2.0 28.7 7.5 0.6: 11.6 4.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 238: 15 18 9 14 5 53 31 19 83 16 5: Old : 238: 15 18 9 14 5 53 31 19 83 16 5: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 16.0 30.3 27.1 44.4 15.7 30.2 26.9 43.7 Old : 16.0 30.3 27.1 44.4 15.7 30.2 26.9 43.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 196,912: 14,459 64,401 26,380 53,355 17,756 66,733 19,066 12,828 22,500 8,031 7,510: 28,746 13,965 Old : 196,912: 14,459 64,401 26,380 53,355 17,756 66,733 19,066 12,828 22,500 8,031 7,510: 28,746 13,965 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 601: -937 1,520 -724 340 3,136 777 -8,489 517 -3,757 446 481: 1,108 2,650 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.3 32.7 13.4 27.1 9.0 33.9 9.7 6.5 11.4 4.1 3.8: 14.6 7.1 Old : 100.0: 7.3 32.7 13.4 27.1 9.0 33.9 9.7 6.5 11.4 4.1 3.8: 14.6 7.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 215: 14 21 14 13 13 56 21 23 52 21 25: Old : 215: 14 21 14 13 13 56 21 23 52 21 25: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 21.7 36.9 32.2 53.3 19.8 32.9 27.4 47.3 Old : 21.7 36.9 32.2 53.3 19.8 32.9 27.4 47.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 521,506: 27,666 153,593 36,607 149,931 51,125 203,670 37,403 42,434 84,638 35,774 23,519: 51,847 27,727 Old : 521,506: 27,666 153,593 36,607 149,931 51,125 203,670 37,403 42,434 84,638 35,774 23,519: 51,847 27,727 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 13,889: -1,571 12,821 1,738 8,998 531 4,576 -17,781 5,249 -1,644 2,562 2,788: 2,222 -1,279 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.3 29.5 7.0 28.7 9.8 39.1 7.2 8.1 16.2 6.9 4.5: 9.9 5.3 Old : 100.0: 5.3 29.5 7.0 28.7 9.8 39.1 7.2 8.1 16.2 6.9 4.5: 9.9 5.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 372: 22 33 14 19 19 97 29 32 95 68 46: Old : 372: 22 33 14 19 19 97 29 32 95 68 46: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 22.4 34.5 31.4 48.9 20.0 31.4 26.3 41.9 Old : 22.4 34.5 31.4 48.9 20.0 31.4 26.3 41.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 203,042: 26,209 72,131 45,884 6,496 1,095 67,830 44,457 9,639 20,839 32,914 15,644: 15,902 20,666 Old : 203,042: 26,209 72,131 45,884 6,496 1,095 67,830 44,457 9,639 20,839 32,914 15,644: 15,902 20,666 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : -10,527: -6,166 12,791 -125 208 378 11,488 -28,527 -2,538 -13,754 1,209 843: -653 5,109 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 12.9 35.5 22.6 3.2 0.5 33.4 21.9 4.7 10.3 16.2 7.7: 7.8 10.2 Old : 100.0: 12.9 35.5 22.6 3.2 0.5 33.4 21.9 4.7 10.3 16.2 7.7: 7.8 10.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 306: 29 48 18 5 5 59 50 33 46 65 33: Old : 306: 29 48 18 5 5 59 50 33 46 65 33: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 22.4 24.1 35.0 34.5 21.9 24.1 33.3 33.2 Old : 22.4 24.1 35.0 34.5 21.9 24.1 33.3 33.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 30,013: 7,513 28,500 6,678 534 59 2,310 0 0 13,029 252 24: 400 644 Old : 30,013: 7,513 28,500 6,678 534 59 2,310 0 0 13,029 252 24: 400 644 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 361: 246 340 -55 0 0 90 0 0 -40 0 0: 120 21 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 25.0 95.0 22.3 1.8 0.2 7.7 0.0 0.0 43.4 0.8 0.1: 1.3 2.1 Old : 100.0: 25.0 95.0 22.3 1.8 0.2 7.7 0.0 0.0 43.4 0.8 0.1: 1.3 2.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 27: 7 17 . . . . 0 0 . . .: Old : 27: 7 17 . . . . 0 0 . . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.3 52.1 91.2 79.1 76.3 52.1 88.1 77.4 Old : 76.3 52.1 91.2 79.1 76.3 52.1 88.1 77.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 16,864: 2,347 475 6,545 0 0 964 2,526 130 6,267 13,085 578: 33 70 Old : 16,864: 2,347 475 6,545 0 0 964 2,526 130 6,267 13,085 578: 33 70 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : -2,537: -327 -217 -1,130 0 0 -8 -75 8 -892 -2,057 -188: 0 -8 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 13.9 2.8 38.8 0.0 0.0 5.7 15.0 0.8 37.2 77.6 3.4: 0.2 0.4 Old : 100.0: 13.9 2.8 38.8 0.0 0.0 5.7 15.0 0.8 37.2 77.6 3.4: 0.2 0.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 7 . . 0 0 . . . 7 . .: Old : 23: 7 . . 0 0 . . . 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 70.7 93.2 86.3 99.5 70.7 92.6 84.6 94.9 Old : 70.7 93.2 86.3 99.5 70.7 92.6 84.6 94.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 20,308: 5,422 4,845 0 0 0 1,339 5,201 916 7,300 3,739 3,724: 1,607 1,883 Old : 20,308: 5,422 4,845 0 0 0 1,339 5,201 916 7,300 3,739 3,724: 1,607 1,883 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 881: -428 -269 0 0 0 -30 117 -60 227 44 -52: 1,224 1,101 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 26.7 23.9 0.0 0.0 0.0 6.6 25.6 4.5 35.9 18.4 18.3: 7.9 9.3 Old : 100.0: 26.7 23.9 0.0 0.0 0.0 6.6 25.6 4.5 35.9 18.4 18.3: 7.9 9.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 58: 14 14 0 0 0 6 4 . 20 12 19: Old : 58: 14 14 0 0 0 6 4 . 20 12 19: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 26.9 38.2 40.2 54.0 25.2 31.0 32.3 38.8 Old : 26.9 38.2 40.2 54.0 25.2 31.0 32.3 38.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 3,926: 922 1,530 92 0 0 555 800 11 891 479 122: 1,333 984 Old : 3,926: 922 1,530 92 0 0 555 800 11 891 479 122: 1,333 984 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 84: 522 -188 8 0 0 -274 297 11 -217 -37 -2: 36 3 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 23.5 39.0 2.3 0.0 0.0 14.1 20.4 0.3 22.7 12.2 3.1: 34.0 25.1 Old : 100.0: 23.5 39.0 2.3 0.0 0.0 14.1 20.4 0.3 22.7 12.2 3.1: 34.0 25.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 47: 12 16 . 0 0 4 7 . 9 5 .: Old : 47: 12 16 . 0 0 4 7 . 9 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 35.0 29.7 47.2 45.0 34.0 29.7 45.9 44.4 Old : 35.0 29.7 47.2 45.0 34.0 29.7 45.9 44.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIFORNIA CARBON ALLOWANCE VINTAGE 2015 - ICE FUTURES ENERGY DIV Code-006393 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 6,122: 4,168 729 183 4,866 50 0 0 0 1,711 476 0: 10 1 Old : 6,122: 4,168 729 183 4,866 50 0 0 0 1,711 476 0: 10 1 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : -153: -130 -23 0 0 0 0 0 0 125 18 -148: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 68.1 11.9 3.0 79.5 0.8 0.0 0.0 0.0 27.9 7.8 0.0: 0.2 0.0 Old : 100.0: 68.1 11.9 3.0 79.5 0.8 0.0 0.0 0.0 27.9 7.8 0.0: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 6 4 . . . 0 0 0 5 . 0: Old : 20: 6 4 . . . 0 0 0 5 . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.9 92.1 95.3 98.7 69.0 88.5 88.4 92.2 Old : 75.9 92.1 95.3 98.7 69.0 88.5 88.4 92.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 28,504: 14,795 10,988 2,333 7,515 1,200 0 0 0 9,557 8,282 519: 100 0 Old : 28,504: 14,795 10,988 2,333 7,515 1,200 0 0 0 9,557 8,282 519: 100 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : -2,184: -1,191 -2,000 366 0 -266 0 0 0 -967 228 -131: 5 -15 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 51.9 38.5 8.2 26.4 4.2 0.0 0.0 0.0 33.5 29.1 1.8: 0.4 0.0 Old : 100.0: 51.9 38.5 8.2 26.4 4.2 0.0 0.0 0.0 33.5 29.1 1.8: 0.4 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 33: 8 7 . . . 0 0 0 9 9 .: Old : 33: 8 7 . . . 0 0 0 9 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.1 50.4 92.5 75.4 70.7 50.2 80.3 71.1 Old : 73.1 50.4 92.5 75.4 70.7 50.2 80.3 71.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639W Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 34,260: 15,150 22,000 0 0 0 0 0 0 18,510 11,660 600: 0 0 Old : 34,260: 15,150 22,000 0 0 0 0 0 0 18,510 11,660 600: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : -200: -50 50 0 0 0 0 0 0 90 -10 -240: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 44.2 64.2 0.0 0.0 0.0 0.0 0.0 0.0 54.0 34.0 1.8: 0.0 0.0 Old : 100.0: 44.2 64.2 0.0 0.0 0.0 0.0 0.0 0.0 54.0 34.0 1.8: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 8 5 0 0 0 0 0 0 6 7 .: Old : 25: 8 5 0 0 0 0 0 0 6 7 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 69.6 76.3 88.8 95.0 69.6 74.6 88.8 92.9 Old : 69.6 76.3 88.8 95.0 69.6 74.6 88.8 92.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 28,215: 21,565 10,750 0 0 0 0 0 0 6,435 17,230 195: 20 40 Old : 28,215: 21,565 10,750 0 0 0 0 0 0 6,435 17,230 195: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 300: 100 450 0 0 0 0 0 0 200 -150 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 76.4 38.1 0.0 0.0 0.0 0.0 0.0 0.0 22.8 61.1 0.7: 0.1 0.1 Old : 100.0: 76.4 38.1 0.0 0.0 0.0 0.0 0.0 0.0 22.8 61.1 0.7: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 10 4 0 0 0 0 0 0 6 9 .: Old : 26: 10 4 0 0 0 0 0 0 6 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 65.3 68.9 84.5 93.7 65.3 63.9 82.7 85.0 Old : 65.3 68.9 84.5 93.7 65.3 63.9 82.7 85.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 21,704: 18,086 7,824 615 12,900 65 0 0 0 2,508 485 430: 0 0 Old : 21,704: 18,086 7,824 615 12,900 65 0 0 0 2,508 485 430: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : -355: 320 -5 0 0 0 0 0 0 -825 -500 150: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 83.3 36.0 2.8 59.4 0.3 0.0 0.0 0.0 11.6 2.2 2.0: 0.0 0.0 Old : 100.0: 83.3 36.0 2.8 59.4 0.3 0.0 0.0 0.0 11.6 2.2 2.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 22: 8 . . . . 0 0 0 7 . .: Old : 22: 8 . . . . 0 0 0 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.0 95.0 88.2 99.7 66.5 78.9 75.9 81.6 Old : 77.0 95.0 88.2 99.7 66.5 78.9 75.9 81.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 51,812: 30,467 14,557 0 17,230 13,350 0 0 0 5,225 3,879 2,750: 20 46 Old : 51,812: 30,467 14,557 0 17,230 13,350 0 0 0 5,225 3,879 2,750: 20 46 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : -1,075: -125 -225 -25 975 -925 0 0 0 0 -900 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 58.8 28.1 0.0 33.3 25.8 0.0 0.0 0.0 10.1 7.5 5.3: 0.0 0.1 Old : 100.0: 58.8 28.1 0.0 33.3 25.8 0.0 0.0 0.0 10.1 7.5 5.3: 0.0 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 30: 10 7 0 . . 0 0 0 . 9 .: Old : 30: 10 7 0 . . 0 0 0 . 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 57.1 64.8 82.6 89.9 46.3 51.0 64.1 61.3 Old : 57.1 64.8 82.6 89.9 46.3 51.0 64.1 61.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 18,110: 14,300 8,850 0 0 0 0 0 0 3,400 8,860 400: 10 0 Old : 18,110: 14,300 8,850 0 0 0 0 0 0 3,400 8,860 400: 10 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 300: 200 100 0 0 0 0 0 0 100 200 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 79.0 48.9 0.0 0.0 0.0 0.0 0.0 0.0 18.8 48.9 2.2: 0.1 0.0 Old : 100.0: 79.0 48.9 0.0 0.0 0.0 0.0 0.0 0.0 18.8 48.9 2.2: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 7 5 0 0 0 0 0 0 6 7 .: Old : 24: 7 5 0 0 0 0 0 0 6 7 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.4 65.2 92.2 94.4 75.4 63.5 91.7 92.2 Old : 75.4 65.2 92.2 94.4 75.4 63.5 91.7 92.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV Code-0063AA Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 17,780: 9,285 9,060 0 0 0 1,000 0 0 7,275 8,520 200: 20 0 Old : 17,780: 9,285 9,060 0 0 0 1,000 0 0 7,275 8,520 200: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : -120: -300 -50 0 0 0 0 0 0 250 0 -70: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 52.2 51.0 0.0 0.0 0.0 5.6 0.0 0.0 40.9 47.9 1.1: 0.1 0.0 Old : 100.0: 52.2 51.0 0.0 0.0 0.0 5.6 0.0 0.0 40.9 47.9 1.1: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 8 8 0 0 0 . 0 0 6 4 .: Old : 24: 8 8 0 0 0 . 0 0 6 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 68.0 80.0 88.7 95.5 64.6 78.9 85.3 94.1 Old : 68.0 80.0 88.7 95.5 64.6 78.9 85.3 94.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 19,141: 9,276 10,541 0 0 0 3,000 0 0 5,465 7,200 1,400: 0 0 Old : 19,141: 9,276 10,541 0 0 0 3,000 0 0 5,465 7,200 1,400: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 750: 150 250 0 0 0 0 0 0 600 500 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 48.5 55.1 0.0 0.0 0.0 15.7 0.0 0.0 28.6 37.6 7.3: 0.0 0.0 Old : 100.0: 48.5 55.1 0.0 0.0 0.0 15.7 0.0 0.0 28.6 37.6 7.3: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 9 4 0 0 0 . 0 0 8 . .: Old : 24: 9 4 0 0 0 . 0 0 8 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 50.8 76.2 79.2 99.0 49.7 70.0 77.1 88.5 Old : 50.8 76.2 79.2 99.0 49.7 70.0 77.1 88.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2019 - ICE FUTURES ENERGY DIV Code-0063AD Disaggregated Commitments of Traders - Futures Only, November 01, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 11,695: 4,225 5,500 0 0 0 1,300 0 0 6,070 6,095 100: 0 0 Old : 11,695: 4,225 5,500 0 0 0 1,300 0 0 6,070 6,095 100: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 25, 2016 : : 1,150: 550 750 0 0 0 0 0 0 600 400 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 36.1 47.0 0.0 0.0 0.0 11.1 0.0 0.0 51.9 52.1 0.9: 0.0 0.0 Old : 100.0: 36.1 47.0 0.0 0.0 0.0 11.1 0.0 0.0 51.9 52.1 0.9: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 7 4 0 0 0 . 0 0 4 4 .: Old : 20: 7 4 0 0 0 . 0 0 4 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 59.9 82.1 86.8 100.0 59.9 82.1 86.8 99.1 Old : 59.9 82.1 86.8 100.0 59.9 82.1 86.8 99.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 4, 2016