PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 22,296: 2,805 10,536 3,292 2,492 1,002 10,449 3,765 165 2,473 2,872 233: 1,877 1,231 Old : 22,296: 2,805 10,536 3,292 2,492 1,002 10,449 3,765 165 2,473 2,872 233: 1,877 1,231 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : -470: 428 314 -754 744 466 -219 -989 28 -228 -774 33: -224 -292 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 12.6 47.3 14.8 11.2 4.5 46.9 16.9 0.7 11.1 12.9 1.0: 8.4 5.5 Old : 100.0: 12.6 47.3 14.8 11.2 4.5 46.9 16.9 0.7 11.1 12.9 1.0: 8.4 5.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 144: 15 18 14 10 6 32 11 5 32 14 5: Old : 144: 15 18 14 10 6 32 11 5 32 14 5: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 24.8 33.5 38.2 50.9 24.8 33.2 38.1 48.5 Old : 24.8 33.5 38.2 50.9 24.8 33.2 38.1 48.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 66,469: 4,503 28,584 3,080 12,237 1,094 30,545 14,854 1,124 18,501 4,573 361: 7,261 3,642 Old : 66,469: 4,503 28,584 3,080 12,237 1,094 30,545 14,854 1,124 18,501 4,573 361: 7,261 3,642 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : -4,643: -380 1,917 -590 2,414 -289 -72 -7,750 -328 -1,929 -730 -73: -982 196 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.8 43.0 4.6 18.4 1.6 46.0 22.3 1.7 27.8 6.9 0.5: 10.9 5.5 Old : 100.0: 6.8 43.0 4.6 18.4 1.6 46.0 22.3 1.7 27.8 6.9 0.5: 10.9 5.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 220: 15 17 8 16 6 52 27 15 71 17 4: Old : 220: 15 17 8 16 6 52 27 15 71 17 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 16.6 32.0 28.5 46.2 16.4 31.9 28.2 45.6 Old : 16.6 32.0 28.5 46.2 16.4 31.9 28.2 45.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 188,265: 11,925 65,645 25,837 54,378 16,099 71,989 15,852 10,999 17,371 8,239 6,183: 27,862 10,870 Old : 188,265: 11,925 65,645 25,837 54,378 16,099 71,989 15,852 10,999 17,371 8,239 6,183: 27,862 10,870 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : -8,647: -2,534 1,244 -543 1,023 -1,657 5,256 -3,214 -1,829 -5,129 208 -1,327: -884 -3,095 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.3 34.9 13.7 28.9 8.6 38.2 8.4 5.8 9.2 4.4 3.3: 14.8 5.8 Old : 100.0: 6.3 34.9 13.7 28.9 8.6 38.2 8.4 5.8 9.2 4.4 3.3: 14.8 5.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 202: 13 22 13 13 13 58 17 26 42 28 19: Old : 202: 13 22 13 13 13 58 17 26 42 28 19: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 21.6 39.7 32.3 54.5 21.3 35.5 29.3 49.9 Old : 21.6 39.7 32.3 54.5 21.3 35.5 29.3 49.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 528,203: 27,597 158,095 31,113 146,201 56,205 211,670 38,033 45,490 78,190 34,589 26,923: 51,015 22,667 Old : 528,203: 27,597 158,095 31,113 146,201 56,205 211,670 38,033 45,490 78,190 34,589 26,923: 51,015 22,667 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 6,697: -69 4,502 -5,494 -3,730 5,080 8,000 630 3,056 -6,448 -1,185 3,404: -832 -5,060 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.2 29.9 5.9 27.7 10.6 40.1 7.2 8.6 14.8 6.5 5.1: 9.7 4.3 Old : 100.0: 5.2 29.9 5.9 27.7 10.6 40.1 7.2 8.6 14.8 6.5 5.1: 9.7 4.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 355: 25 30 14 20 19 90 27 36 88 69 47: Old : 355: 25 30 14 20 19 90 27 36 88 69 47: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 23.5 34.3 33.6 48.9 20.5 31.4 26.3 41.7 Old : 23.5 34.3 33.6 48.9 20.5 31.4 26.3 41.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 233,922: 25,091 96,740 43,499 9,783 816 92,038 32,750 10,863 26,347 45,999 17,168: 18,100 19,803 Old : 233,922: 25,091 96,740 43,499 9,783 816 92,038 32,750 10,863 26,347 45,999 17,168: 18,100 19,803 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 30,880: -1,118 24,609 -2,385 3,287 -279 24,208 -11,707 1,224 5,508 13,085 1,524: 2,198 -863 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 10.7 41.4 18.6 4.2 0.3 39.3 14.0 4.6 11.3 19.7 7.3: 7.7 8.5 Old : 100.0: 10.7 41.4 18.6 4.2 0.3 39.3 14.0 4.6 11.3 19.7 7.3: 7.7 8.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 341: 28 49 17 7 12 87 38 35 49 73 47: Old : 341: 28 49 17 7 12 87 38 35 49 73 47: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 19.2 24.1 30.7 38.1 18.8 23.8 30.0 37.8 Old : 19.2 24.1 30.7 38.1 18.8 23.8 30.0 37.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 27,640: 6,886 26,248 6,188 525 43 2,150 0 0 11,997 212 24: 352 588 Old : 27,640: 6,886 26,248 6,188 525 43 2,150 0 0 11,997 212 24: 352 588 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : -2,373: -627 -2,252 -490 -9 -16 -160 0 0 -1,032 -40 0: -48 -56 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 24.9 95.0 22.4 1.9 0.2 7.8 0.0 0.0 43.4 0.8 0.1: 1.3 2.1 Old : 100.0: 24.9 95.0 22.4 1.9 0.2 7.8 0.0 0.0 43.4 0.8 0.1: 1.3 2.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 27: 7 17 . . . . 0 0 . . .: Old : 27: 7 17 . . . . 0 0 . . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.6 51.6 91.7 80.0 75.6 51.6 87.8 78.3 Old : 75.6 51.6 91.7 80.0 75.6 51.6 87.8 78.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 16,890: 2,349 475 6,594 0 0 964 2,526 130 6,217 13,085 603: 33 71 Old : 16,890: 2,349 475 6,594 0 0 964 2,526 130 6,217 13,085 603: 33 71 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 26: 2 0 49 0 0 0 0 0 -50 0 25: 0 1 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 13.9 2.8 39.0 0.0 0.0 5.7 15.0 0.8 36.8 77.5 3.6: 0.2 0.4 Old : 100.0: 13.9 2.8 39.0 0.0 0.0 5.7 15.0 0.8 36.8 77.5 3.6: 0.2 0.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 7 . . 0 0 . . . 7 . 4: Old : 23: 7 . . 0 0 . . . 7 . 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 70.9 93.1 86.3 99.5 70.9 92.4 84.4 94.7 Old : 70.9 93.1 86.3 99.5 70.9 92.4 84.4 94.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 17,416: 5,242 4,839 0 0 0 1,454 5,019 117 6,207 3,093 3,885: 511 463 Old : 17,416: 5,242 4,839 0 0 0 1,454 5,019 117 6,207 3,093 3,885: 511 463 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : -2,892: -180 -6 0 0 0 115 -182 -799 -1,093 -646 161: -1,096 -1,420 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 30.1 27.8 0.0 0.0 0.0 8.3 28.8 0.7 35.6 17.8 22.3: 2.9 2.7 Old : 100.0: 30.1 27.8 0.0 0.0 0.0 8.3 28.8 0.7 35.6 17.8 22.3: 2.9 2.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 61: 15 12 0 0 0 6 7 . 19 14 20: Old : 61: 15 12 0 0 0 6 7 . 19 14 20: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 26.3 41.4 41.9 58.8 25.0 33.9 34.6 43.8 Old : 26.3 41.4 41.9 58.8 25.0 33.9 34.6 43.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 3,895: 992 1,427 91 0 0 626 944 11 968 669 61: 1,146 783 Old : 3,895: 992 1,427 91 0 0 626 944 11 968 669 61: 1,146 783 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : -31: 70 -103 -1 0 0 71 144 0 77 190 -61: -187 -201 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 25.5 36.6 2.3 0.0 0.0 16.1 24.2 0.3 24.9 17.2 1.6: 29.4 20.1 Old : 100.0: 25.5 36.6 2.3 0.0 0.0 16.1 24.2 0.3 24.9 17.2 1.6: 29.4 20.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 53: 13 16 . 0 0 5 9 . 11 6 .: Old : 53: 13 16 . 0 0 5 9 . 11 6 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 36.6 31.7 48.6 47.7 35.7 31.7 47.6 47.6 Old : 36.6 31.7 48.6 47.7 35.7 31.7 47.6 47.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 28,849: 14,900 11,282 2,333 7,515 1,200 0 0 0 9,817 8,333 519: 80 0 Old : 28,849: 14,900 11,282 2,333 7,515 1,200 0 0 0 9,817 8,333 519: 80 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 345: 105 294 0 0 0 0 0 0 260 51 0: -20 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 51.6 39.1 8.1 26.0 4.2 0.0 0.0 0.0 34.0 28.9 1.8: 0.3 0.0 Old : 100.0: 51.6 39.1 8.1 26.0 4.2 0.0 0.0 0.0 34.0 28.9 1.8: 0.3 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 34: 8 7 . . . 0 0 0 10 9 .: Old : 34: 8 7 . . . 0 0 0 10 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.0 51.2 92.5 75.2 70.7 51.0 80.1 71.0 Old : 73.0 51.2 92.5 75.2 70.7 51.0 80.1 71.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639W Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 34,610: 15,200 21,900 0 0 0 0 0 0 18,810 12,110 600: 0 0 Old : 34,610: 15,200 21,900 0 0 0 0 0 0 18,810 12,110 600: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 350: 50 -100 0 0 0 0 0 0 300 450 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 43.9 63.3 0.0 0.0 0.0 0.0 0.0 0.0 54.3 35.0 1.7: 0.0 0.0 Old : 100.0: 43.9 63.3 0.0 0.0 0.0 0.0 0.0 0.0 54.3 35.0 1.7: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 8 5 0 0 0 0 0 0 7 6 .: Old : 25: 8 5 0 0 0 0 0 0 7 6 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 68.8 75.6 88.6 95.3 68.8 73.8 88.6 93.3 Old : 68.8 75.6 88.6 95.3 68.8 73.8 88.6 93.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 29,130: 22,215 10,870 0 0 0 0 0 0 6,700 18,065 195: 20 0 Old : 29,130: 22,215 10,870 0 0 0 0 0 0 6,700 18,065 195: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 915: 650 120 0 0 0 0 0 0 265 835 0: 0 -40 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 76.3 37.3 0.0 0.0 0.0 0.0 0.0 0.0 23.0 62.0 0.7: 0.1 0.0 Old : 100.0: 76.3 37.3 0.0 0.0 0.0 0.0 0.0 0.0 23.0 62.0 0.7: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 10 4 0 0 0 0 0 0 6 9 .: Old : 26: 10 4 0 0 0 0 0 0 6 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 66.4 67.0 85.7 93.0 66.4 62.2 83.9 84.6 Old : 66.4 67.0 85.7 93.0 66.4 62.2 83.9 84.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 21,849: 18,086 7,824 615 12,900 65 0 0 0 2,508 485 575: 0 0 Old : 21,849: 18,086 7,824 615 12,900 65 0 0 0 2,508 485 575: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 145: 0 0 0 0 0 0 0 0 0 0 145: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 82.8 35.8 2.8 59.0 0.3 0.0 0.0 0.0 11.5 2.2 2.6: 0.0 0.0 Old : 100.0: 82.8 35.8 2.8 59.0 0.3 0.0 0.0 0.0 11.5 2.2 2.6: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 22: 8 . . . . 0 0 0 7 . 4: Old : 22: 8 . . . . 0 0 0 7 . 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.5 94.4 88.3 99.1 66.1 78.4 76.1 81.1 Old : 76.5 94.4 88.3 99.1 66.1 78.4 76.1 81.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 53,777: 30,582 14,702 0 17,230 15,200 0 0 0 5,225 3,869 2,770: 0 6 Old : 53,777: 30,582 14,702 0 17,230 15,200 0 0 0 5,225 3,869 2,770: 0 6 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 1,965: 115 145 0 0 1,850 0 0 0 0 -10 20: -20 -40 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 56.9 27.3 0.0 32.0 28.3 0.0 0.0 0.0 9.7 7.2 5.2: 0.0 0.0 Old : 100.0: 56.9 27.3 0.0 32.0 28.3 0.0 0.0 0.0 9.7 7.2 5.2: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 31: 10 7 0 . . 0 0 0 . 9 .: Old : 31: 10 7 0 . . 0 0 0 . 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 58.5 66.0 83.2 90.3 44.6 49.4 61.9 59.4 Old : 58.5 66.0 83.2 90.3 44.6 49.4 61.9 59.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 18,485: 14,500 8,900 0 0 0 0 0 0 3,525 9,185 400: 60 0 Old : 18,485: 14,500 8,900 0 0 0 0 0 0 3,525 9,185 400: 60 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 375: 200 50 0 0 0 0 0 0 125 325 0: 50 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 78.4 48.1 0.0 0.0 0.0 0.0 0.0 0.0 19.1 49.7 2.2: 0.3 0.0 Old : 100.0: 78.4 48.1 0.0 0.0 0.0 0.0 0.0 0.0 19.1 49.7 2.2: 0.3 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 7 5 0 0 0 0 0 0 7 8 .: Old : 26: 7 5 0 0 0 0 0 0 7 8 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.8 64.2 91.2 93.8 73.8 62.5 91.2 91.6 Old : 73.8 64.2 91.2 93.8 73.8 62.5 91.2 91.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2020 - ICE FUTURES ENERGY DIV Code-0063A4 Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 6,505: 2,700 2,910 0 0 0 0 0 0 3,805 3,595 0: 0 0 Old : 6,505: 2,700 2,910 0 0 0 0 0 0 3,805 3,595 0: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : .: . . . . . . . . . . .: . . : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 41.5 44.7 0.0 0.0 0.0 0.0 0.0 0.0 58.5 55.3 0.0: 0.0 0.0 Old : 100.0: 41.5 44.7 0.0 0.0 0.0 0.0 0.0 0.0 58.5 55.3 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 4 4 0 0 0 0 0 0 6 6 0: Old : 20: 4 4 0 0 0 0 0 0 6 6 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 80.8 79.6 97.7 98.1 80.8 79.6 97.7 98.1 Old : 80.8 79.6 97.7 98.1 80.8 79.6 97.7 98.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV Code-0063AA Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 17,730: 9,285 9,110 0 0 0 1,000 0 0 7,225 8,420 200: 20 0 Old : 17,730: 9,285 9,110 0 0 0 1,000 0 0 7,225 8,420 200: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : -50: 0 50 0 0 0 0 0 0 -50 -100 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 52.4 51.4 0.0 0.0 0.0 5.6 0.0 0.0 40.8 47.5 1.1: 0.1 0.0 Old : 100.0: 52.4 51.4 0.0 0.0 0.0 5.6 0.0 0.0 40.8 47.5 1.1: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 8 8 0 0 0 . 0 0 6 4 .: Old : 24: 8 8 0 0 0 . 0 0 6 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 65.6 80.0 87.5 95.5 62.2 78.8 84.1 94.1 Old : 65.6 80.0 87.5 95.5 62.2 78.8 84.1 94.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 19,716: 9,951 10,866 0 0 0 3,000 0 0 5,365 7,450 1,400: 0 0 Old : 19,716: 9,951 10,866 0 0 0 3,000 0 0 5,365 7,450 1,400: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 575: 675 325 0 0 0 0 0 0 -100 250 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 50.5 55.1 0.0 0.0 0.0 15.2 0.0 0.0 27.2 37.8 7.1: 0.0 0.0 Old : 100.0: 50.5 55.1 0.0 0.0 0.0 15.2 0.0 0.0 27.2 37.8 7.1: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 9 4 0 0 0 . 0 0 8 4 .: Old : 25: 9 4 0 0 0 . 0 0 8 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 50.0 76.4 79.2 97.7 49.0 70.3 77.4 88.8 Old : 50.0 76.4 79.2 97.7 49.0 70.3 77.4 88.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2019 - ICE FUTURES ENERGY DIV Code-0063AD Disaggregated Commitments of Traders - Futures Only, November 08, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 11,845: 4,325 5,600 0 0 0 1,300 0 0 6,120 6,145 100: 0 0 Old : 11,845: 4,325 5,600 0 0 0 1,300 0 0 6,120 6,145 100: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 1, 2016 : : 150: 100 100 0 0 0 0 0 0 50 50 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 36.5 47.3 0.0 0.0 0.0 11.0 0.0 0.0 51.7 51.9 0.8: 0.0 0.0 Old : 100.0: 36.5 47.3 0.0 0.0 0.0 11.0 0.0 0.0 51.7 51.9 0.8: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 7 4 0 0 0 . 0 0 4 4 .: Old : 20: 7 4 0 0 0 . 0 0 4 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 59.3 80.2 87.2 100.0 59.3 80.2 87.2 99.2 Old : 59.3 80.2 87.2 100.0 59.3 80.2 87.2 99.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 11, 2016