PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 25,156: 1,234 14,571 2,307 4,618 488 15,724 1,573 202 3,419 2,533 99: 1,683 1,072 Old : 25,156: 1,234 14,571 2,307 4,618 488 15,724 1,573 202 3,419 2,533 99: 1,683 1,072 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : -2,113: -98 111 631 -103 -279 -1,379 -255 -16 -409 -1,431 -57: -506 -83 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.9 57.9 9.2 18.4 1.9 62.5 6.3 0.8 13.6 10.1 0.4: 6.7 4.3 Old : 100.0: 4.9 57.9 9.2 18.4 1.9 62.5 6.3 0.8 13.6 10.1 0.4: 6.7 4.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 151: 7 20 13 11 . 40 12 6 25 23 .: Old : 151: 7 20 13 11 . 40 12 6 25 23 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 27.8 33.5 45.2 50.6 27.8 33.4 45.2 50.5 Old : 27.8 33.5 45.2 50.6 27.8 33.4 45.2 50.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 64,352: 5,901 28,682 4,365 11,361 1,003 24,010 12,860 2,996 18,427 3,309 804: 6,846 3,337 Old : 64,352: 5,901 28,682 4,365 11,361 1,003 24,010 12,860 2,996 18,427 3,309 804: 6,846 3,337 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : -2,462: 21 -577 -182 1,577 32 -1,885 -2,785 419 -774 -526 -211: 118 -391 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 9.2 44.6 6.8 17.7 1.6 37.3 20.0 4.7 28.6 5.1 1.2: 10.6 5.2 Old : 100.0: 9.2 44.6 6.8 17.7 1.6 37.3 20.0 4.7 28.6 5.1 1.2: 10.6 5.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 234: 17 18 8 16 11 51 32 18 72 20 6: Old : 234: 17 18 8 16 11 51 32 18 72 20 6: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 17.7 34.3 27.2 50.8 17.4 34.3 26.6 50.8 Old : 17.7 34.3 27.2 50.8 17.4 34.3 26.6 50.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 159,697: 10,859 58,920 25,559 51,446 5,679 59,215 16,139 5,765 24,314 6,496 4,031: 24,275 11,221 Old : 159,697: 10,859 58,920 25,559 51,446 5,679 59,215 16,139 5,765 24,314 6,496 4,031: 24,275 11,221 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : -3,859: 182 -3,967 830 -2,204 -782 -421 2,438 -784 -3,090 90 959: -753 391 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.8 36.9 16.0 32.2 3.6 37.1 10.1 3.6 15.2 4.1 2.5: 15.2 7.0 Old : 100.0: 6.8 36.9 16.0 32.2 3.6 37.1 10.1 3.6 15.2 4.1 2.5: 15.2 7.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 193: 13 24 13 14 8 45 24 19 47 18 16: Old : 193: 13 24 13 14 8 45 24 19 47 18 16: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 22.7 39.3 33.3 54.8 22.7 38.0 32.6 52.9 Old : 22.7 39.3 33.3 54.8 22.7 38.0 32.6 52.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 398,661: 22,130 101,474 39,604 94,282 26,226 137,588 83,783 21,490 81,479 20,450 22,852: 47,292 28,104 Old : 398,661: 22,130 101,474 39,604 94,282 26,226 137,588 83,783 21,490 81,479 20,450 22,852: 47,292 28,104 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 1,627: -69 -1,898 10,789 -3,246 -8,903 -8,562 6,351 7,123 -2,126 -2,562 2,175: 1,200 2,587 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.6 25.5 9.9 23.6 6.6 34.5 21.0 5.4 20.4 5.1 5.7: 11.9 7.0 Old : 100.0: 5.6 25.5 9.9 23.6 6.6 34.5 21.0 5.4 20.4 5.1 5.7: 11.9 7.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 312: 22 25 16 16 17 60 46 35 93 39 45: Old : 312: 22 25 16 16 17 60 46 35 93 39 45: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 19.8 30.8 29.4 45.1 18.0 28.3 25.6 41.2 Old : 19.8 30.8 29.4 45.1 18.0 28.3 25.6 41.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 233,042: 27,943 109,107 39,346 10,734 822 102,422 23,266 9,152 16,803 43,933 21,487: 15,067 14,541 Old : 233,042: 27,943 109,107 39,346 10,734 822 102,422 23,266 9,152 16,803 43,933 21,487: 15,067 14,541 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : -3,780: 3,253 -4,433 346 -86 148 -5,663 2,250 1,173 -2,778 -1,602 637: -896 -1,867 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 12.0 46.8 16.9 4.6 0.4 44.0 10.0 3.9 7.2 18.9 9.2: 6.5 6.2 Old : 100.0: 12.0 46.8 16.9 4.6 0.4 44.0 10.0 3.9 7.2 18.9 9.2: 6.5 6.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 309: 26 52 18 7 8 91 25 24 42 66 29: Old : 309: 26 52 18 7 8 91 25 24 42 66 29: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 19.4 27.2 29.7 42.9 19.2 26.4 28.5 39.5 Old : 19.4 27.2 29.7 42.9 19.2 26.4 28.5 39.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 33,365: 12,382 31,811 5,826 516 30 2,530 0 0 12,458 412 0: 139 596 Old : 33,365: 12,382 31,811 5,826 516 30 2,530 0 0 12,458 412 0: 139 596 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 990: 390 990 0 0 0 0 0 0 720 0 0: -120 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 37.1 95.3 17.5 1.5 0.1 7.6 0.0 0.0 37.3 1.2 0.0: 0.4 1.8 Old : 100.0: 37.1 95.3 17.5 1.5 0.1 7.6 0.0 0.0 37.3 1.2 0.0: 0.4 1.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 28: 9 17 . . . . 0 0 . . 0: Old : 28: 9 17 . . . . 0 0 . . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 71.3 58.1 90.9 84.1 71.3 58.1 85.7 81.0 Old : 71.3 58.1 90.9 84.1 71.3 58.1 85.7 81.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 15,207: 1,791 589 6,826 0 0 185 2,115 149 5,399 11,627 569: 288 158 Old : 15,207: 1,791 589 6,826 0 0 185 2,115 149 5,399 11,627 569: 288 158 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 115: -213 0 273 0 0 0 -132 0 -60 132 115: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 11.8 3.9 44.9 0.0 0.0 1.2 13.9 1.0 35.5 76.5 3.7: 1.9 1.0 Old : 100.0: 11.8 3.9 44.9 0.0 0.0 1.2 13.9 1.0 35.5 76.5 3.7: 1.9 1.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 7 4 . 0 0 . . . 6 . .: Old : 23: 7 4 . 0 0 . . . 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.1 90.4 87.7 97.6 75.6 90.4 84.6 92.6 Old : 77.1 90.4 87.7 97.6 75.6 90.4 84.6 92.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 18,311: 4,282 5,294 22 0 50 1,043 4,413 322 7,819 3,457 4,391: 382 384 Old : 18,311: 4,282 5,294 22 0 50 1,043 4,413 322 7,819 3,457 4,391: 382 384 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 685: 200 75 22 0 50 0 -106 -38 138 391 337: -24 -24 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 23.4 28.9 0.1 0.0 0.3 5.7 24.1 1.8 42.7 18.9 24.0: 2.1 2.1 Old : 100.0: 23.4 28.9 0.1 0.0 0.3 5.7 24.1 1.8 42.7 18.9 24.0: 2.1 2.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 58: 12 14 . 0 . 4 5 . 19 12 24: Old : 58: 12 14 . 0 . 4 5 . 19 12 24: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 25.9 43.3 42.7 57.2 24.0 33.8 36.4 44.1 Old : 25.9 43.3 42.7 57.2 24.0 33.8 36.4 44.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 4,191: 1,179 1,282 82 0 0 461 713 6 978 717 358: 1,127 1,115 Old : 4,191: 1,179 1,282 82 0 0 461 713 6 978 717 358: 1,127 1,115 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 511: 413 -210 0 0 0 -10 173 -14 7 248 110: 5 204 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 28.1 30.6 2.0 0.0 0.0 11.0 17.0 0.1 23.3 17.1 8.5: 26.9 26.6 Old : 100.0: 28.1 30.6 2.0 0.0 0.0 11.0 17.0 0.1 23.3 17.1 8.5: 26.9 26.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 52: 13 17 . 0 0 4 6 . 12 6 7: Old : 52: 13 17 . 0 0 4 6 . 12 6 7: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 35.6 32.0 47.1 45.8 34.0 30.9 44.0 43.2 Old : 35.6 32.0 47.1 45.8 34.0 30.9 44.0 43.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIFORNIA CARBON ALLOWANCE VINTAGE 2015 - ICE FUTURES ENERGY DIV Code-006393 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 6,097: 4,152 729 184 4,866 50 0 0 0 1,701 435 0: 10 17 Old : 6,097: 4,152 729 184 4,866 50 0 0 0 1,701 435 0: 10 17 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : .: . . . . . . . . . . .: . . : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 68.1 12.0 3.0 79.8 0.8 0.0 0.0 0.0 27.9 7.1 0.0: 0.2 0.3 Old : 100.0: 68.1 12.0 3.0 79.8 0.8 0.0 0.0 0.0 27.9 7.1 0.0: 0.2 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 7 4 . . . 0 0 0 5 . 0: Old : 20: 7 4 . . . 0 0 0 5 . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 84.4 92.5 95.9 99.1 77.4 88.9 88.9 91.9 Old : 84.4 92.5 95.9 99.1 77.4 88.9 88.9 91.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 28,372: 14,214 13,148 2,398 7,515 1,975 0 0 0 9,409 5,414 309: 67 11 Old : 28,372: 14,214 13,148 2,398 7,515 1,975 0 0 0 9,409 5,414 309: 67 11 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : -2,355: -2,196 -1,122 -85 0 100 0 0 0 -406 -1,558 225: 7 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 50.1 46.3 8.5 26.5 7.0 0.0 0.0 0.0 33.2 19.1 1.1: 0.2 0.0 Old : 100.0: 50.1 46.3 8.5 26.5 7.0 0.0 0.0 0.0 33.2 19.1 1.1: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 36: 10 6 . . . 0 0 0 10 10 .: Old : 36: 10 6 . . . 0 0 0 10 10 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 61.4 58.2 87.0 79.1 57.9 49.5 70.0 63.4 Old : 61.4 58.2 87.0 79.1 57.9 49.5 70.0 63.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639W Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 33,510: 14,900 21,500 0 0 0 0 0 0 18,010 11,410 600: 0 0 Old : 33,510: 14,900 21,500 0 0 0 0 0 0 18,010 11,410 600: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 44.5 64.2 0.0 0.0 0.0 0.0 0.0 0.0 53.7 34.0 1.8: 0.0 0.0 Old : 100.0: 44.5 64.2 0.0 0.0 0.0 0.0 0.0 0.0 53.7 34.0 1.8: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 8 5 0 0 0 0 0 0 5 6 .: Old : 23: 8 5 0 0 0 0 0 0 5 6 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 67.7 76.3 89.4 95.5 67.7 74.5 89.4 93.4 Old : 67.7 76.3 89.4 95.5 67.7 74.5 89.4 93.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 31,410: 25,385 11,694 0 0 0 0 0 0 5,934 19,645 71: 20 0 Old : 31,410: 25,385 11,694 0 0 0 0 0 0 5,934 19,645 71: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 80.8 37.2 0.0 0.0 0.0 0.0 0.0 0.0 18.9 62.5 0.2: 0.1 0.0 Old : 100.0: 80.8 37.2 0.0 0.0 0.0 0.0 0.0 0.0 18.9 62.5 0.2: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 10 4 0 0 0 0 0 0 6 9 .: Old : 26: 10 4 0 0 0 0 0 0 6 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 66.4 66.5 87.2 94.3 66.4 62.0 85.3 86.5 Old : 66.4 66.5 87.2 94.3 66.4 62.0 85.3 86.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 25,183: 21,231 9,876 0 13,338 12 0 0 0 3,010 1,027 930: 0 0 Old : 25,183: 21,231 9,876 0 13,338 12 0 0 0 3,010 1,027 930: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 550: 800 600 0 0 0 0 0 0 -148 52 -102: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 84.3 39.2 0.0 53.0 0.0 0.0 0.0 0.0 12.0 4.1 3.7: 0.0 0.0 Old : 100.0: 84.3 39.2 0.0 53.0 0.0 0.0 0.0 0.0 12.0 4.1 3.7: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 9 5 0 4 . 0 0 0 7 5 .: Old : 26: 9 5 0 4 . 0 0 0 7 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 71.8 88.1 89.8 96.0 65.5 74.8 78.3 80.5 Old : 71.8 88.1 89.8 96.0 65.5 74.8 78.3 80.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 64,518: 41,359 24,335 0 21,230 15,420 0 0 0 7,739 3,527 0: 0 6 Old : 64,518: 41,359 24,335 0 21,230 15,420 0 0 0 7,739 3,527 0: 0 6 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 2,628: 2,803 4,829 0 1,225 -1,025 0 0 0 2,600 -651 -1,750: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 64.1 37.7 0.0 32.9 23.9 0.0 0.0 0.0 12.0 5.5 0.0: 0.0 0.0 Old : 100.0: 64.1 37.7 0.0 32.9 23.9 0.0 0.0 0.0 12.0 5.5 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 29: 12 10 0 . . 0 0 0 . 6 0: Old : 29: 12 10 0 . . 0 0 0 . 6 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 57.2 65.4 84.7 85.7 48.3 43.8 57.9 56.8 Old : 57.2 65.4 84.7 85.7 48.3 43.8 57.9 56.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 18,878: 14,875 8,755 0 0 0 0 0 0 3,418 9,548 575: 10 0 Old : 18,878: 14,875 8,755 0 0 0 0 0 0 3,418 9,548 575: 10 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 55: 0 0 0 0 0 0 0 0 55 55 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 78.8 46.4 0.0 0.0 0.0 0.0 0.0 0.0 18.1 50.6 3.0: 0.1 0.0 Old : 100.0: 78.8 46.4 0.0 0.0 0.0 0.0 0.0 0.0 18.1 50.6 3.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 8 5 0 0 0 0 0 0 7 7 .: Old : 25: 8 5 0 0 0 0 0 0 7 7 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 69.5 69.0 89.7 92.3 69.5 66.9 89.7 88.9 Old : 69.5 69.0 89.7 92.3 69.5 66.9 89.7 88.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2020 - ICE FUTURES ENERGY DIV Code-0063A4 Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 12,097: 6,850 8,085 0 0 0 0 0 0 5,247 4,012 0: 0 0 Old : 12,097: 6,850 8,085 0 0 0 0 0 0 5,247 4,012 0: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 100: 0 -25 0 0 0 0 0 0 100 125 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 56.6 66.8 0.0 0.0 0.0 0.0 0.0 0.0 43.4 33.2 0.0: 0.0 0.0 Old : 100.0: 56.6 66.8 0.0 0.0 0.0 0.0 0.0 0.0 43.4 33.2 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 21: 6 4 0 0 0 0 0 0 5 6 0: Old : 21: 6 4 0 0 0 0 0 0 5 6 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.5 83.7 95.7 98.3 76.5 83.7 95.7 98.3 Old : 76.5 83.7 95.7 98.3 76.5 83.7 95.7 98.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV Code-0063AA Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 15,370: 7,900 8,005 0 0 0 1,000 0 0 6,250 7,165 200: 20 0 Old : 15,370: 7,900 8,005 0 0 0 1,000 0 0 6,250 7,165 200: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 51.4 52.1 0.0 0.0 0.0 6.5 0.0 0.0 40.7 46.6 1.3: 0.1 0.0 Old : 100.0: 51.4 52.1 0.0 0.0 0.0 6.5 0.0 0.0 40.7 46.6 1.3: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 21: 8 8 0 0 0 . 0 0 4 . .: Old : 21: 8 8 0 0 0 . 0 0 4 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 64.4 77.1 89.0 94.8 63.1 75.8 87.7 92.7 Old : 64.4 77.1 89.0 94.8 63.1 75.8 87.7 92.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 20,766: 11,006 12,566 0 0 0 3,000 0 0 5,360 6,800 1,400: 0 0 Old : 20,766: 11,006 12,566 0 0 0 3,000 0 0 5,360 6,800 1,400: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 53.0 60.5 0.0 0.0 0.0 14.4 0.0 0.0 25.8 32.7 6.7: 0.0 0.0 Old : 100.0: 53.0 60.5 0.0 0.0 0.0 14.4 0.0 0.0 25.8 32.7 6.7: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 22: 9 5 0 0 0 . 0 0 5 4 .: Old : 22: 9 5 0 0 0 . 0 0 5 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 52.6 76.9 81.6 97.6 51.6 73.0 78.5 88.4 Old : 52.6 76.9 81.6 97.6 51.6 73.0 78.5 88.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2019 - ICE FUTURES ENERGY DIV Code-0063AD Disaggregated Commitments of Traders - Futures Only, December 20, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 13,570: 5,100 6,420 0 0 0 1,300 0 0 7,070 7,050 100: 0 0 Old : 13,570: 5,100 6,420 0 0 0 1,300 0 0 7,070 7,050 100: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: December 13, 2016 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 37.6 47.3 0.0 0.0 0.0 9.6 0.0 0.0 52.1 52.0 0.7: 0.0 0.0 Old : 100.0: 37.6 47.3 0.0 0.0 0.0 9.6 0.0 0.0 52.1 52.0 0.7: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 8 . 0 0 0 . 0 0 4 4 .: Old : 20: 8 . 0 0 0 . 0 0 4 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 60.2 79.2 88.2 100.0 60.2 78.4 88.2 99.3 Old : 60.2 79.2 88.2 100.0 60.2 78.4 88.2 99.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated December 23, 2016