PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 26,267: 3,183 9,508 2,808 3,931 1,634 11,314 4,041 1,992 3,410 3,241 474: 1,452 1,447 Old : 26,267: 3,183 9,508 2,808 3,931 1,634 11,314 4,041 1,992 3,410 3,241 474: 1,452 1,447 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 1,698: 217 93 491 -442 321 -1,375 123 1,146 1,102 180 14: -218 263 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 12.1 36.2 10.7 15.0 6.2 43.1 15.4 7.6 13.0 12.3 1.8: 5.5 5.5 Old : 100.0: 12.1 36.2 10.7 15.0 6.2 43.1 15.4 7.6 13.0 12.3 1.8: 5.5 5.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 158: 12 23 12 11 12 32 19 9 30 22 8: Old : 158: 12 23 12 11 12 32 19 9 30 22 8: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 30.3 27.2 41.3 44.5 28.2 24.0 36.9 39.2 Old : 30.3 27.2 41.3 44.5 28.2 24.0 36.9 39.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 68,540: 5,529 33,971 1,053 17,197 1,721 30,612 5,855 1,230 19,731 4,969 1,429: 7,237 2,168 Old : 68,540: 5,529 33,971 1,053 17,197 1,721 30,612 5,855 1,230 19,731 4,969 1,429: 7,237 2,168 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 1,689: 126 514 -199 -55 327 387 647 186 1,085 -355 196: -417 230 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 8.1 49.6 1.5 25.1 2.5 44.7 8.5 1.8 28.8 7.3 2.1: 10.6 3.2 Old : 100.0: 8.1 49.6 1.5 25.1 2.5 44.7 8.5 1.8 28.8 7.3 2.1: 10.6 3.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 245: 16 24 7 18 12 67 17 14 74 24 14: Old : 245: 16 24 7 18 12 67 17 14 74 24 14: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 17.5 36.2 27.6 52.4 17.5 35.7 27.6 51.3 Old : 17.5 36.2 27.6 52.4 17.5 35.7 27.6 51.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 237,078: 22,482 76,291 27,891 66,293 14,627 85,581 13,925 14,106 20,956 12,336 22,434: 29,001 17,066 Old : 237,078: 22,482 76,291 27,891 66,293 14,627 85,581 13,925 14,106 20,956 12,336 22,434: 29,001 17,066 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 6,834: -1,979 -1,753 -1,940 -800 1,778 5,675 1,012 1,585 1,814 1,863 462: -560 2,688 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 9.5 32.2 11.8 28.0 6.2 36.1 5.9 6.0 8.8 5.2 9.5: 12.2 7.2 Old : 100.0: 9.5 32.2 11.8 28.0 6.2 36.1 5.9 6.0 8.8 5.2 9.5: 12.2 7.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 251: 18 24 12 13 19 65 20 25 59 51 42: Old : 251: 18 24 12 13 19 65 20 25 59 51 42: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 16.8 29.3 26.9 46.3 14.5 26.6 22.8 39.9 Old : 16.8 29.3 26.9 46.3 14.5 26.6 22.8 39.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 819,565: 42,489 208,046 48,329 197,061 114,288 256,187 30,303 82,044 96,897 29,373 123,137: 56,194 35,313 Old : 819,565: 42,489 208,046 48,329 197,061 114,288 256,187 30,303 82,044 96,897 29,373 123,137: 56,194 35,313 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 2,618: 470 -11,509 249 3,057 640 -1,857 5,896 2,937 -1,550 -2,815 1,352: 376 3,060 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.2 25.4 5.9 24.0 13.9 31.3 3.7 10.0 11.8 3.6 15.0: 6.9 4.3 Old : 100.0: 5.2 25.4 5.9 24.0 13.9 31.3 3.7 10.0 11.8 3.6 15.0: 6.9 4.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 410: 29 37 12 18 23 104 39 61 116 67 97: Old : 410: 29 37 12 18 23 104 39 61 116 67 97: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 15.3 25.5 24.5 38.8 12.3 19.6 19.4 30.3 Old : 15.3 25.5 24.5 38.8 12.3 19.6 19.4 30.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 185,742: 36,605 55,148 43,323 2,463 1,888 38,224 44,631 6,770 33,074 49,475 9,508: 16,350 15,860 Old : 185,742: 36,605 55,148 43,323 2,463 1,888 38,224 44,631 6,770 33,074 49,475 9,508: 16,350 15,860 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 8,431: 9,013 -7,660 -2,964 -367 493 -6,009 17,101 -520 11,564 3,842 -4,617: 1,471 158 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 19.7 29.7 23.3 1.3 1.0 20.6 24.0 3.6 17.8 26.6 5.1: 8.8 8.5 Old : 100.0: 19.7 29.7 23.3 1.3 1.0 20.6 24.0 3.6 17.8 26.6 5.1: 8.8 8.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 276: 32 34 16 4 9 41 52 25 56 64 30: Old : 276: 32 34 16 4 9 41 52 25 56 64 30: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 15.6 29.0 27.8 38.0 15.1 26.1 26.8 34.2 Old : 15.6 29.0 27.8 38.0 15.1 26.1 26.8 34.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 25,602: 5,890 24,868 3,373 0 96 2,720 0 0 13,224 460 0: 299 178 Old : 25,602: 5,890 24,868 3,373 0 96 2,720 0 0 13,224 460 0: 299 178 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 211: 30 130 20 0 96 0 0 0 0 0 0: 65 -15 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 23.0 97.1 13.2 0.0 0.4 10.6 0.0 0.0 51.7 1.8 0.0: 1.2 0.7 Old : 100.0: 23.0 97.1 13.2 0.0 0.4 10.6 0.0 0.0 51.7 1.8 0.0: 1.2 0.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 8 15 . 0 . . 0 0 . . 0: Old : 23: 8 15 . 0 . . 0 0 . . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.5 82.4 93.7 92.0 74.3 81.3 88.6 89.1 Old : 77.5 82.4 93.7 92.0 74.3 81.3 88.6 89.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 22,214: 2,716 2,009 8,754 0 0 1,277 3,464 310 7,681 14,780 1,476: 0 175 Old : 22,214: 2,716 2,009 8,754 0 0 1,277 3,464 310 7,681 14,780 1,476: 0 175 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 269: 175 396 0 0 0 0 0 0 88 -228 81: -75 20 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 12.2 9.0 39.4 0.0 0.0 5.7 15.6 1.4 34.6 66.5 6.6: 0.0 0.8 Old : 100.0: 12.2 9.0 39.4 0.0 0.0 5.7 15.6 1.4 34.6 66.5 6.6: 0.0 0.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 30: 10 8 . 0 0 . 4 . 5 4 5: Old : 30: 10 8 . 0 0 . 4 . 5 4 5: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.4 80.5 91.9 91.8 76.2 79.5 86.1 87.0 Old : 77.4 80.5 91.9 91.8 76.2 79.5 86.1 87.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 21,002: 5,784 5,638 0 0 0 2,716 4,580 1,550 4,144 2,443 6,425: 383 366 Old : 21,002: 5,784 5,638 0 0 0 2,716 4,580 1,550 4,144 2,443 6,425: 383 366 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 317: -125 15 0 0 0 88 -240 8 -79 25 507: -82 2 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 27.5 26.8 0.0 0.0 0.0 12.9 21.8 7.4 19.7 11.6 30.6: 1.8 1.7 Old : 100.0: 27.5 26.8 0.0 0.0 0.0 12.9 21.8 7.4 19.7 11.6 30.6: 1.8 1.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 48: 12 11 0 0 0 6 . 6 14 12 23: Old : 48: 12 11 0 0 0 6 . 6 14 12 23: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 27.0 40.8 43.9 57.2 18.8 35.4 32.2 43.7 Old : 27.0 40.8 43.9 57.2 18.8 35.4 32.2 43.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE CFR N CHNA APO - NEW YORK MERCANTILE EXCHANGE Code-195653 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 12,529: 2,390 2,240 0 0 0 1,528 1,326 3,651 1,422 1,787 3,502: 38 24 Old : 12,529: 2,390 2,240 0 0 0 1,528 1,326 3,651 1,422 1,787 3,502: 38 24 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : -126: 108 129 0 0 0 -417 -153 426 39 -232 -315: 33 19 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 19.1 17.9 0.0 0.0 0.0 12.2 10.6 29.1 11.3 14.3 27.9: 0.3 0.2 Old : 100.0: 19.1 17.9 0.0 0.0 0.0 12.2 10.6 29.1 11.3 14.3 27.9: 0.3 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 5 5 0 0 0 . 5 5 6 5 8: Old : 23: 5 5 0 0 0 . 5 5 6 5 8: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 66.0 54.2 86.3 80.5 24.6 20.3 31.4 29.6 Old : 66.0 54.2 86.3 80.5 24.6 20.3 31.4 29.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 5,111: 278 2,794 159 0 0 1,509 388 0 1,160 454 457: 1,548 1,017 Old : 5,111: 278 2,794 159 0 0 1,509 388 0 1,160 454 457: 1,548 1,017 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 610: 39 467 7 0 0 233 0 -14 179 -72 160: 6 69 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.4 54.7 3.1 0.0 0.0 29.5 7.6 0.0 22.7 8.9 8.9: 30.3 19.9 Old : 100.0: 5.4 54.7 3.1 0.0 0.0 29.5 7.6 0.0 22.7 8.9 8.9: 30.3 19.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 73: 13 25 . 0 0 18 . 0 18 8 9: Old : 73: 13 25 . 0 0 18 . 0 18 8 9: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 18.1 32.8 27.6 47.3 18.1 32.6 27.3 46.0 Old : 18.1 32.8 27.6 47.3 18.1 32.6 27.3 46.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIFORNIA CARBON ALLOWANCE VINTAGE 2015 - ICE FUTURES ENERGY DIV Code-006393 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 9,871: 4,586 2,712 260 6,702 50 0 0 0 4,750 181 225: 0 1 Old : 9,871: 4,586 2,712 260 6,702 50 0 0 0 4,750 181 225: 0 1 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 47: 0 247 0 0 0 0 0 0 -3 -250 50: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 46.5 27.5 2.6 67.9 0.5 0.0 0.0 0.0 48.1 1.8 2.3: 0.0 0.0 Old : 100.0: 46.5 27.5 2.6 67.9 0.5 0.0 0.0 0.0 48.1 1.8 2.3: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 6 4 . . . 0 0 0 12 . .: Old : 25: 6 4 . . . 0 0 0 12 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 69.8 88.0 89.4 97.9 64.4 86.7 84.1 92.1 Old : 69.8 88.0 89.4 97.9 64.4 86.7 84.1 92.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 49,063: 14,053 19,589 587 10,372 1,685 0 0 0 22,746 7,507 9,910: 82 0 Old : 49,063: 14,053 19,589 587 10,372 1,685 0 0 0 22,746 7,507 9,910: 82 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : -239: -85 -316 3 67 50 0 0 0 -23 145 -185: 1 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 28.6 39.9 1.2 21.1 3.4 0.0 0.0 0.0 46.4 15.3 20.2: 0.2 0.0 Old : 100.0: 28.6 39.9 1.2 21.1 3.4 0.0 0.0 0.0 46.4 15.3 20.2: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 36: 6 6 . . . 0 0 0 15 9 11: Old : 36: 6 6 . . . 0 0 0 15 9 11: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 61.7 51.6 80.9 77.7 47.8 40.8 54.1 52.3 Old : 61.7 51.6 80.9 77.7 47.8 40.8 54.1 52.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639V Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 8,745: 5,660 1,081 1,300 0 0 0 0 0 1,585 7,464 200: 0 0 Old : 8,745: 5,660 1,081 1,300 0 0 0 0 0 1,585 7,464 200: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 64.7 12.4 14.9 0.0 0.0 0.0 0.0 0.0 18.1 85.4 2.3: 0.0 0.0 Old : 100.0: 64.7 12.4 14.9 0.0 0.0 0.0 0.0 0.0 18.1 85.4 2.3: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 6 . . 0 0 0 0 0 4 8 .: Old : 20: 6 . . 0 0 0 0 0 4 8 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 71.6 83.4 92.6 96.7 71.0 83.4 88.0 91.4 Old : 71.6 83.4 92.6 96.7 71.0 83.4 88.0 91.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639W Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 30,425: 13,325 3,180 0 0 0 0 0 0 16,250 26,395 850: 0 0 Old : 30,425: 13,325 3,180 0 0 0 0 0 0 16,250 26,395 850: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 500: 600 100 0 0 0 0 0 0 -100 400 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 43.8 10.5 0.0 0.0 0.0 0.0 0.0 0.0 53.4 86.8 2.8: 0.0 0.0 Old : 100.0: 43.8 10.5 0.0 0.0 0.0 0.0 0.0 0.0 53.4 86.8 2.8: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 7 . 0 0 0 0 0 0 8 8 4: Old : 25: 7 . 0 0 0 0 0 0 8 8 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 71.0 84.1 86.3 97.0 71.0 84.0 85.5 95.2 Old : 71.0 84.1 86.3 97.0 71.0 84.0 85.5 95.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 16,670: 10,115 1,000 0 0 0 0 0 0 4,760 13,835 1,795: 0 40 Old : 16,670: 10,115 1,000 0 0 0 0 0 0 4,760 13,835 1,795: 0 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 0: 100 0 0 0 0 0 0 0 -100 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 60.7 6.0 0.0 0.0 0.0 0.0 0.0 0.0 28.6 83.0 10.8: 0.0 0.2 Old : 100.0: 60.7 6.0 0.0 0.0 0.0 0.0 0.0 0.0 28.6 83.0 10.8: 0.0 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 6 . 0 0 0 0 0 0 7 10 4: Old : 24: 6 . 0 0 0 0 0 0 7 10 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 62.0 76.8 86.2 93.6 58.3 72.9 77.5 84.0 Old : 62.0 76.8 86.2 93.6 58.3 72.9 77.5 84.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 61,050: 45,429 29,953 102 13,343 2,567 0 250 0 5,306 7,291 7,626: 20 20 Old : 61,050: 45,429 29,953 102 13,343 2,567 0 250 0 5,306 7,291 7,626: 20 20 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 542: 511 258 -1 0 46 0 150 0 2 105 -17: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 74.4 49.1 0.2 21.9 4.2 0.0 0.4 0.0 8.7 11.9 12.5: 0.0 0.0 Old : 100.0: 74.4 49.1 0.2 21.9 4.2 0.0 0.4 0.0 8.7 11.9 12.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 34: 12 10 . . . 0 . 0 9 7 10: Old : 34: 12 10 . . . 0 . 0 9 7 10: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 49.2 56.5 68.6 78.7 36.6 45.3 47.0 50.9 Old : 49.2 56.5 68.6 78.7 36.6 45.3 47.0 50.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 11,610: 4,775 2,200 0 0 0 0 0 0 6,725 9,310 100: 10 0 Old : 11,610: 4,775 2,200 0 0 0 0 0 0 6,725 9,310 100: 10 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 100: 100 0 0 0 0 0 0 0 0 100 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 41.1 18.9 0.0 0.0 0.0 0.0 0.0 0.0 57.9 80.2 0.9: 0.1 0.0 Old : 100.0: 41.1 18.9 0.0 0.0 0.0 0.0 0.0 0.0 57.9 80.2 0.9: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 4 4 0 0 0 0 0 0 6 7 .: Old : 20: 4 4 0 0 0 0 0 0 6 7 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 72.4 69.0 96.0 92.5 72.4 69.0 96.0 92.5 Old : 72.4 69.0 96.0 92.5 72.4 69.0 96.0 92.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV Code-0063AA Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 8,800: 4,035 3,960 0 0 0 0 0 0 4,425 4,520 320: 20 0 Old : 8,800: 4,035 3,960 0 0 0 0 0 0 4,425 4,520 320: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 250: 150 0 0 0 0 0 0 0 100 250 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 45.9 45.0 0.0 0.0 0.0 0.0 0.0 0.0 50.3 51.4 3.6: 0.2 0.0 Old : 100.0: 45.9 45.0 0.0 0.0 0.0 0.0 0.0 0.0 50.3 51.4 3.6: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 5 5 0 0 0 0 0 0 8 4 .: Old : 20: 5 5 0 0 0 0 0 0 8 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 67.4 61.9 89.8 94.1 65.2 59.2 78.2 84.4 Old : 67.4 61.9 89.8 94.1 65.2 59.2 78.2 84.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Options and Futures Combined, May 10, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 12,295: 7,375 4,375 0 0 0 0 0 0 3,920 6,920 1,000: 0 0 Old : 12,295: 7,375 4,375 0 0 0 0 0 0 3,920 6,920 1,000: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: May 3, 2016 : : 150: 0 150 0 0 0 0 0 0 150 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 60.0 35.6 0.0 0.0 0.0 0.0 0.0 0.0 31.9 56.3 8.1: 0.0 0.0 Old : 100.0: 60.0 35.6 0.0 0.0 0.0 0.0 0.0 0.0 31.9 56.3 8.1: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 6 . 0 0 0 0 0 0 10 5 .: Old : 23: 6 . 0 0 0 0 0 0 10 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 51.9 72.6 80.1 95.9 51.9 65.3 74.8 85.4 Old : 51.9 72.6 80.1 95.9 51.9 65.3 74.8 85.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated May 13, 2016