PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 28,805: 2,560 13,157 1,301 5,683 672 17,405 3,435 299 3,528 3,635 618: 2,421 1,305 Old : 28,805: 2,560 13,157 1,301 5,683 672 17,405 3,435 299 3,528 3,635 618: 2,421 1,305 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 1,994: 102 686 261 104 34 986 466 47 441 503 80: 43 74 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 8.9 45.7 4.5 19.7 2.3 60.4 11.9 1.0 12.2 12.6 2.1: 8.4 4.5 Old : 100.0: 8.9 45.7 4.5 19.7 2.3 60.4 11.9 1.0 12.2 12.6 2.1: 8.4 4.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 177: 12 20 9 15 7 52 12 10 32 28 11: Old : 177: 12 20 9 15 7 52 12 10 32 28 11: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 23.7 30.3 37.8 46.2 23.7 29.6 37.8 45.1 Old : 23.7 30.3 37.8 46.2 23.7 29.6 37.8 45.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 71,732: 5,238 31,695 4,758 15,029 1,160 30,776 13,913 1,499 19,864 4,412 702: 7,734 3,322 Old : 71,732: 5,238 31,695 4,758 15,029 1,160 30,776 13,913 1,499 19,864 4,412 702: 7,734 3,322 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -712: -201 -1,757 1,802 -1,754 -261 -561 3,634 -925 107 511 -496: -177 335 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.3 44.2 6.6 21.0 1.6 42.9 19.4 2.1 27.7 6.2 1.0: 10.8 4.6 Old : 100.0: 7.3 44.2 6.6 21.0 1.6 42.9 19.4 2.1 27.7 6.2 1.0: 10.8 4.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 242: 17 20 9 16 7 55 28 19 81 22 7: Old : 242: 17 20 9 16 7 55 28 19 81 22 7: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 15.4 31.1 26.8 45.3 14.8 30.4 26.1 44.0 Old : 15.4 31.1 26.8 45.3 14.8 30.4 26.1 44.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 222,837: 14,850 69,747 24,329 63,971 14,885 89,114 22,695 11,378 23,139 10,958 16,183: 28,959 13,019 Old : 222,837: 14,850 69,747 24,329 63,971 14,885 89,114 22,695 11,378 23,139 10,958 16,183: 28,959 13,019 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -1,378: 908 -7,588 -2,477 -3,960 2,367 -8,732 2,743 2,508 2,259 131 2,151: -360 271 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.7 31.3 10.9 28.7 6.7 40.0 10.2 5.1 10.4 4.9 7.3: 13.0 5.8 Old : 100.0: 6.7 31.3 10.9 28.7 6.7 40.0 10.2 5.1 10.4 4.9 7.3: 13.0 5.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 236: 19 24 11 13 15 63 27 31 57 31 43: Old : 236: 19 24 11 13 15 63 27 31 57 31 43: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 19.9 34.5 28.7 49.9 19.8 31.8 28.0 46.2 Old : 19.9 34.5 28.7 49.9 19.8 31.8 28.0 46.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 761,990: 47,511 175,961 28,058 189,302 114,733 244,662 39,486 67,357 84,595 28,124 114,687: 60,386 32,339 Old : 761,990: 47,511 175,961 28,058 189,302 114,733 244,662 39,486 67,357 84,595 28,124 114,687: 60,386 32,339 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -30,675: 3,320 -20,940 -1,007 -21,543 -12,521 -42,048 14,668 9,538 2,537 -4,705 5,691: 3,816 -863 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.2 23.1 3.7 24.8 15.1 32.1 5.2 8.8 11.1 3.7 15.1: 7.9 4.2 Old : 100.0: 6.2 23.1 3.7 24.8 15.1 32.1 5.2 8.8 11.1 3.7 15.1: 7.9 4.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 399: 28 34 14 19 23 95 44 61 110 70 93: Old : 399: 28 34 14 19 23 95 44 61 110 70 93: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 19.3 33.3 29.2 44.5 17.5 26.0 21.3 33.6 Old : 19.3 33.3 29.2 44.5 17.5 26.0 21.3 33.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 182,586: 25,769 64,593 44,409 6,471 220 56,226 49,184 8,873 20,810 27,066 10,939: 15,340 15,240 Old : 182,586: 25,769 64,593 44,409 6,471 220 56,226 49,184 8,873 20,810 27,066 10,939: 15,340 15,240 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 1,998: -3,280 1,852 1,208 -997 28 3,050 -1,097 632 -662 482 2,403: -1,381 -1,307 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 14.1 35.4 24.3 3.5 0.1 30.8 26.9 4.9 11.4 14.8 6.0: 8.4 8.3 Old : 100.0: 14.1 35.4 24.3 3.5 0.1 30.8 26.9 4.9 11.4 14.8 6.0: 8.4 8.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 269: 33 45 19 6 4 52 43 28 39 56 26: Old : 269: 33 45 19 6 4 52 43 28 39 56 26: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 21.6 29.6 34.5 39.8 21.5 28.8 33.7 37.8 Old : 21.6 29.6 34.5 39.8 21.5 28.8 33.7 37.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 28,085: 5,836 26,667 6,781 534 39 2,220 0 0 12,875 252 24: 310 569 Old : 28,085: 5,836 26,667 6,781 534 39 2,220 0 0 12,875 252 24: 310 569 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -2,257: -706 -2,725 -107 534 5 -40 0 0 -1,538 -120 0: 129 49 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 20.8 95.0 24.1 1.9 0.1 7.9 0.0 0.0 45.8 0.9 0.1: 1.1 2.0 Old : 100.0: 20.8 95.0 24.1 1.9 0.1 7.9 0.0 0.0 45.8 0.9 0.1: 1.1 2.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 7 18 . . . . 0 0 . . .: Old : 26: 7 18 . . . . 0 0 . . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.0 55.9 91.4 81.4 76.0 55.9 89.6 78.3 Old : 76.0 55.9 91.4 81.4 76.0 55.9 89.6 78.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 18,085: 2,564 651 7,540 0 0 811 2,976 29 6,676 13,873 441: 24 115 Old : 18,085: 2,564 651 7,540 0 0 811 2,976 29 6,676 13,873 441: 24 115 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -867: 144 -112 -769 0 0 59 -55 -134 65 -325 -200: -32 -41 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 14.2 3.6 41.7 0.0 0.0 4.5 16.5 0.2 36.9 76.7 2.4: 0.1 0.6 Old : 100.0: 14.2 3.6 41.7 0.0 0.0 4.5 16.5 0.2 36.9 76.7 2.4: 0.1 0.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 8 4 . 0 0 . . . 6 . .: Old : 25: 8 4 . 0 0 . . . 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.3 91.8 86.7 99.1 73.3 91.3 86.1 95.9 Old : 73.3 91.8 86.7 99.1 73.3 91.3 86.1 95.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 19,125: 5,610 4,567 0 0 0 1,319 5,146 1,021 6,886 3,742 3,963: 326 686 Old : 19,125: 5,610 4,567 0 0 0 1,319 5,146 1,021 6,886 3,742 3,963: 326 686 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -2,392: -1,056 -680 0 0 0 -153 -1,101 44 28 255 -1,121: -134 211 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 29.3 23.9 0.0 0.0 0.0 6.9 26.9 5.3 36.0 19.6 20.7: 1.7 3.6 Old : 100.0: 29.3 23.9 0.0 0.0 0.0 6.9 26.9 5.3 36.0 19.6 20.7: 1.7 3.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 52: 13 14 0 0 0 5 . . 14 13 22: Old : 52: 13 14 0 0 0 5 . . 14 13 22: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 28.0 40.1 42.7 57.2 25.7 33.3 35.6 42.0 Old : 28.0 40.1 42.7 57.2 25.7 33.3 35.6 42.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE CFR N CHNA APO - NEW YORK MERCANTILE EXCHANGE Code-195653 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 8,785: 1,435 2,396 0 0 0 736 303 1,904 1,321 804 3,344: 46 35 Old : 8,785: 1,435 2,396 0 0 0 736 303 1,904 1,321 804 3,344: 46 35 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -616: -325 -147 0 0 0 80 -84 -72 -117 -122 -208: 26 15 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 16.3 27.3 0.0 0.0 0.0 8.4 3.4 21.7 15.0 9.2 38.1: 0.5 0.4 Old : 100.0: 16.3 27.3 0.0 0.0 0.0 8.4 3.4 21.7 15.0 9.2 38.1: 0.5 0.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 8 7 0 0 0 . . . 5 4 7: Old : 20: 8 7 0 0 0 . . . 5 4 7: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.7 63.2 90.4 87.6 27.4 24.0 30.8 30.2 Old : 77.7 63.2 90.4 87.6 27.4 24.0 30.8 30.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 4,324: 437 1,813 84 0 0 987 440 0 1,134 474 451: 1,231 1,145 Old : 4,324: 437 1,813 84 0 0 987 440 0 1,134 474 451: 1,231 1,145 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 363: -83 319 2 0 0 105 -52 -5 133 -78 48: 163 130 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 10.1 41.9 1.9 0.0 0.0 22.8 10.2 0.0 26.2 11.0 10.4: 28.5 26.5 Old : 100.0: 10.1 41.9 1.9 0.0 0.0 22.8 10.2 0.0 26.2 11.0 10.4: 28.5 26.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 62: 13 20 . 0 0 12 . 0 14 7 11: Old : 62: 13 20 . 0 0 12 . 0 14 7 11: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 24.8 27.3 35.5 41.1 24.7 26.5 34.4 40.0 Old : 24.8 27.3 35.5 41.1 24.7 26.5 34.4 40.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIFORNIA CARBON ALLOWANCE VINTAGE 2015 - ICE FUTURES ENERGY DIV Code-006393 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 6,428: 4,299 830 223 4,816 50 0 0 0 1,688 583 148: 20 1 Old : 6,428: 4,299 830 223 4,816 50 0 0 0 1,688 583 148: 20 1 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -126: -25 9 25 0 -25 0 0 0 -14 -23 -77: -10 -10 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 66.9 12.9 3.5 74.9 0.8 0.0 0.0 0.0 26.3 9.1 2.3: 0.3 0.0 Old : 100.0: 66.9 12.9 3.5 74.9 0.8 0.0 0.0 0.0 26.3 9.1 2.3: 0.3 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 7 4 . . . 0 0 0 6 . .: Old : 20: 7 4 . . . 0 0 0 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 72.4 87.8 92.7 96.9 65.0 84.3 83.3 88.7 Old : 72.4 87.8 92.7 96.9 65.0 84.3 83.3 88.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 35,841: 8,966 16,067 2,306 7,515 1,412 0 0 0 16,454 4,209 6,639: 65 0 Old : 35,841: 8,966 16,067 2,306 7,515 1,412 0 0 0 16,454 4,209 6,639: 65 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -1,896: -1,132 -632 11 0 -19 0 0 0 498 0 -1,244: -10 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 25.0 44.8 6.4 21.0 3.9 0.0 0.0 0.0 45.9 11.7 18.5: 0.2 0.0 Old : 100.0: 25.0 44.8 6.4 21.0 3.9 0.0 0.0 0.0 45.9 11.7 18.5: 0.2 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 35: 9 8 . . . 0 0 0 13 8 10: Old : 35: 9 8 . . . 0 0 0 13 8 10: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 56.9 44.7 78.4 68.9 47.3 39.3 54.0 50.4 Old : 56.9 44.7 78.4 68.9 47.3 39.3 54.0 50.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639W Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 34,150: 15,600 4,936 0 0 0 0 0 0 17,700 28,364 850: 0 0 Old : 34,150: 15,600 4,936 0 0 0 0 0 0 17,700 28,364 850: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -785: -475 140 0 0 0 0 0 0 -210 -825 -100: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 45.7 14.5 0.0 0.0 0.0 0.0 0.0 0.0 51.8 83.1 2.5: 0.0 0.0 Old : 100.0: 45.7 14.5 0.0 0.0 0.0 0.0 0.0 0.0 51.8 83.1 2.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 9 4 0 0 0 0 0 0 6 8 .: Old : 25: 9 4 0 0 0 0 0 0 6 8 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 67.3 75.6 86.2 94.8 66.7 73.4 85.6 92.3 Old : 67.3 75.6 86.2 94.8 66.7 73.4 85.6 92.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 25,495: 17,765 4,600 0 0 0 0 0 0 5,990 19,135 1,720: 20 40 Old : 25,495: 17,765 4,600 0 0 0 0 0 0 5,990 19,135 1,720: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 1,050: 450 650 0 0 0 0 0 0 600 400 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 69.7 18.0 0.0 0.0 0.0 0.0 0.0 0.0 23.5 75.1 6.7: 0.1 0.2 Old : 100.0: 69.7 18.0 0.0 0.0 0.0 0.0 0.0 0.0 23.5 75.1 6.7: 0.1 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 9 . 0 0 0 0 0 0 5 10 4: Old : 25: 9 . 0 0 0 0 0 0 5 10 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 61.4 70.1 82.8 93.5 61.4 64.6 81.0 83.8 Old : 61.4 70.1 82.8 93.5 61.4 64.6 81.0 83.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 29,956: 22,321 12,632 703 12,900 65 0 0 0 3,519 1,012 3,346: 0 0 Old : 29,956: 22,321 12,632 703 12,900 65 0 0 0 3,519 1,012 3,346: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -360: -195 -193 -8 0 0 0 0 0 0 -10 -158: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 74.5 42.2 2.3 43.1 0.2 0.0 0.0 0.0 11.7 3.4 11.2: 0.0 0.0 Old : 100.0: 74.5 42.2 2.3 43.1 0.2 0.0 0.0 0.0 11.7 3.4 11.2: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 8 5 . . . 0 0 0 8 4 5: Old : 24: 8 5 . . . 0 0 0 8 4 5: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 68.3 74.5 82.4 93.3 46.8 58.3 55.3 61.7 Old : 68.3 74.5 82.4 93.3 46.8 58.3 55.3 61.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 64,699: 42,525 33,576 113 14,258 7,122 0 0 0 8,931 3,715 5,988: 20 40 Old : 64,699: 42,525 33,576 113 14,258 7,122 0 0 0 8,931 3,715 5,988: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -1,006: -384 -270 -496 74 -24 0 0 0 4 -681 -105: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 65.7 51.9 0.2 22.0 11.0 0.0 0.0 0.0 13.8 5.7 9.3: 0.0 0.1 Old : 100.0: 65.7 51.9 0.2 22.0 11.0 0.0 0.0 0.0 13.8 5.7 9.3: 0.0 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 33: 15 11 . . . 0 0 0 8 6 8: Old : 33: 15 11 . . . 0 0 0 8 6 8: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 44.6 51.0 65.6 76.7 40.8 45.2 50.3 52.7 Old : 44.6 51.0 65.6 76.7 40.8 45.2 50.3 52.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 16,810: 9,425 8,150 0 0 0 0 0 0 6,975 8,260 400: 10 0 Old : 16,810: 9,425 8,150 0 0 0 0 0 0 6,975 8,260 400: 10 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : 700: 350 250 0 0 0 0 0 0 350 450 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 56.1 48.5 0.0 0.0 0.0 0.0 0.0 0.0 41.5 49.1 2.4: 0.1 0.0 Old : 100.0: 56.1 48.5 0.0 0.0 0.0 0.0 0.0 0.0 41.5 49.1 2.4: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 6 5 0 0 0 0 0 0 8 6 .: Old : 24: 6 5 0 0 0 0 0 0 8 6 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 70.6 67.3 88.6 95.7 70.6 64.9 88.6 93.3 Old : 70.6 67.3 88.6 95.7 70.6 64.9 88.6 93.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV Code-0063AA Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 16,347: 7,134 9,857 0 0 0 2,448 0 0 6,575 6,320 170: 20 0 Old : 16,347: 7,134 9,857 0 0 0 2,448 0 0 6,575 6,320 170: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -367: -269 -367 0 0 0 -97 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 43.6 60.3 0.0 0.0 0.0 15.0 0.0 0.0 40.2 38.7 1.0: 0.1 0.0 Old : 100.0: 43.6 60.3 0.0 0.0 0.0 15.0 0.0 0.0 40.2 38.7 1.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 8 8 0 0 0 . 0 0 7 . .: Old : 24: 8 8 0 0 0 . 0 0 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 62.3 66.6 86.8 91.0 55.0 66.6 74.4 82.5 Old : 62.3 66.6 86.8 91.0 55.0 66.6 74.4 82.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Options and Futures Combined, October 04, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 17,159: 9,450 9,739 0 0 0 2,824 0 0 4,285 6,820 600: 0 0 Old : 17,159: 9,450 9,739 0 0 0 2,824 0 0 4,285 6,820 600: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 27, 2016 : : -12: 0 -12 0 0 0 -12 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 55.1 56.8 0.0 0.0 0.0 16.5 0.0 0.0 25.0 39.7 3.5: 0.0 0.0 Old : 100.0: 55.1 56.8 0.0 0.0 0.0 16.5 0.0 0.0 25.0 39.7 3.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 9 5 0 0 0 . 0 0 6 5 .: Old : 24: 9 5 0 0 0 . 0 0 6 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 52.8 71.0 81.7 94.5 51.7 66.4 79.3 87.5 Old : 52.8 71.0 81.7 94.5 51.7 66.4 79.3 87.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 7, 2016