PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 26,133: 2,012 12,154 1,465 4,263 602 16,283 3,148 345 2,892 3,589 588: 1,946 1,444 Old : 26,133: 2,012 12,154 1,465 4,263 602 16,283 3,148 345 2,892 3,589 588: 1,946 1,444 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : -2,672: -548 -1,003 163 -1,420 -71 -1,122 -287 46 -636 -46 -30: -475 140 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.7 46.5 5.6 16.3 2.3 62.3 12.0 1.3 11.1 13.7 2.3: 7.4 5.5 Old : 100.0: 7.7 46.5 5.6 16.3 2.3 62.3 12.0 1.3 11.1 13.7 2.3: 7.4 5.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 166: 12 20 11 11 7 46 12 9 29 28 7: Old : 166: 12 20 11 11 7 46 12 9 29 28 7: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 25.5 33.1 41.3 48.0 25.5 32.6 41.1 46.6 Old : 25.5 33.1 41.3 48.0 25.5 32.6 41.1 46.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 72,002: 5,441 28,966 6,133 12,205 1,685 27,954 17,258 1,756 20,322 5,690 879: 7,832 3,563 Old : 72,002: 5,441 28,966 6,133 12,205 1,685 27,954 17,258 1,756 20,322 5,690 879: 7,832 3,563 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 270: 203 -2,729 1,375 -2,824 525 -2,822 3,345 257 458 1,278 176: 98 241 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.6 40.2 8.5 17.0 2.3 38.8 24.0 2.4 28.2 7.9 1.2: 10.9 4.9 Old : 100.0: 7.6 40.2 8.5 17.0 2.3 38.8 24.0 2.4 28.2 7.9 1.2: 10.9 4.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 246: 17 21 11 15 5 48 38 22 84 16 8: Old : 246: 17 21 11 15 5 48 38 22 84 16 8: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 16.4 28.7 27.6 43.0 15.7 28.2 26.9 41.6 Old : 16.4 28.7 27.6 43.0 15.7 28.2 26.9 41.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 213,588: 16,278 66,641 25,771 56,550 15,935 72,710 25,018 12,227 25,525 7,680 16,680: 28,462 12,857 Old : 213,588: 16,278 66,641 25,771 56,550 15,935 72,710 25,018 12,227 25,525 7,680 16,680: 28,462 12,857 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : -9,249: 1,428 -3,107 1,442 -7,421 1,050 -16,404 2,323 849 2,385 -3,278 497: -497 -162 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.6 31.2 12.1 26.5 7.5 34.0 11.7 5.7 12.0 3.6 7.8: 13.3 6.0 Old : 100.0: 7.6 31.2 12.1 26.5 7.5 34.0 11.7 5.7 12.0 3.6 7.8: 13.3 6.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 232: 21 24 11 13 15 52 33 29 61 28 40: Old : 232: 21 24 11 13 15 52 33 29 61 28 40: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 18.4 33.4 27.6 48.7 18.3 30.6 26.5 44.7 Old : 18.4 33.4 27.6 48.7 18.3 30.6 26.5 44.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 731,252: 50,037 163,608 32,281 156,884 112,589 201,353 47,577 71,478 84,856 28,035 118,875: 59,782 32,206 Old : 731,252: 50,037 163,608 32,281 156,884 112,589 201,353 47,577 71,478 84,856 28,035 118,875: 59,782 32,206 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : -30,738: 2,526 -12,352 4,223 -32,419 -2,145 -43,309 8,091 4,121 261 -89 4,188: -604 -134 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.8 22.4 4.4 21.5 15.4 27.5 6.5 9.8 11.6 3.8 16.3: 8.2 4.4 Old : 100.0: 6.8 22.4 4.4 21.5 15.4 27.5 6.5 9.8 11.6 3.8 16.3: 8.2 4.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 397: 31 32 15 17 22 84 49 66 115 68 94: Old : 397: 31 32 15 17 22 84 49 66 115 68 94: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 19.2 29.8 27.9 41.4 15.2 22.7 19.7 29.9 Old : 19.2 29.8 27.9 41.4 15.2 22.7 19.7 29.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 186,602: 25,479 64,934 43,259 7,360 574 57,719 44,874 9,279 21,339 29,957 13,097: 15,855 16,527 Old : 186,602: 25,479 64,934 43,259 7,360 574 57,719 44,874 9,279 21,339 29,957 13,097: 15,855 16,527 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 4,017: -290 341 -1,150 889 354 1,494 -4,310 406 529 2,891 2,158: 515 1,287 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 13.7 34.8 23.2 3.9 0.3 30.9 24.0 5.0 11.4 16.1 7.0: 8.5 8.9 Old : 100.0: 13.7 34.8 23.2 3.9 0.3 30.9 24.0 5.0 11.4 16.1 7.0: 8.5 8.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 265: 33 49 18 7 6 50 43 29 38 54 25: Old : 265: 33 49 18 7 6 50 43 29 38 54 25: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 21.6 28.3 34.0 39.1 21.4 27.7 33.5 37.0 Old : 21.6 28.3 34.0 39.1 21.4 27.7 33.5 37.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 29,298: 7,027 27,880 6,763 534 39 2,220 0 0 12,875 252 24: 350 569 Old : 29,298: 7,027 27,880 6,763 534 39 2,220 0 0 12,875 252 24: 350 569 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 1,213: 1,191 1,213 -18 0 0 0 0 0 0 0 0: 40 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 24.0 95.2 23.1 1.8 0.1 7.6 0.0 0.0 43.9 0.9 0.1: 1.2 1.9 Old : 100.0: 24.0 95.2 23.1 1.8 0.1 7.6 0.0 0.0 43.9 0.9 0.1: 1.2 1.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 7 17 . . . . 0 0 . . .: Old : 26: 7 17 . . . . 0 0 . . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 76.9 53.6 91.6 79.6 76.9 53.6 89.9 78.0 Old : 76.9 53.6 91.6 79.6 76.9 53.6 89.9 78.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 18,552: 2,631 605 7,675 0 0 811 2,997 29 6,856 14,240 521: 29 160 Old : 18,552: 2,631 605 7,675 0 0 811 2,997 29 6,856 14,240 521: 29 160 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 467: 67 -46 135 0 0 0 21 0 180 367 80: 5 45 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 14.2 3.3 41.4 0.0 0.0 4.4 16.2 0.2 37.0 76.8 2.8: 0.2 0.9 Old : 100.0: 14.2 3.3 41.4 0.0 0.0 4.4 16.2 0.2 37.0 76.8 2.8: 0.2 0.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 8 5 . 0 0 . . . 6 . .: Old : 25: 8 5 . 0 0 . . . 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.1 92.4 88.3 98.8 73.1 92.2 87.5 95.3 Old : 73.1 92.4 88.3 98.8 73.1 92.2 87.5 95.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 19,373: 5,690 4,737 0 0 0 1,339 5,116 961 6,912 3,720 4,106: 365 733 Old : 19,373: 5,690 4,737 0 0 0 1,339 5,116 961 6,912 3,720 4,106: 365 733 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 248: 80 170 0 0 0 20 -30 -60 26 -22 143: 39 47 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 29.4 24.5 0.0 0.0 0.0 6.9 26.4 5.0 35.7 19.2 21.2: 1.9 3.8 Old : 100.0: 29.4 24.5 0.0 0.0 0.0 6.9 26.4 5.0 35.7 19.2 21.2: 1.9 3.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 52: 13 14 0 0 0 5 4 . 14 12 22: Old : 52: 13 14 0 0 0 5 4 . 14 12 22: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 27.6 39.2 42.2 56.2 25.4 32.5 35.4 41.3 Old : 27.6 39.2 42.2 56.2 25.4 32.5 35.4 41.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE CFR N CHNA APO - NEW YORK MERCANTILE EXCHANGE Code-195653 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 8,923: 1,282 2,367 0 0 0 906 350 1,813 1,330 813 3,548: 45 32 Old : 8,923: 1,282 2,367 0 0 0 906 350 1,813 1,330 813 3,548: 45 32 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 138: -153 -28 0 0 0 169 47 -91 9 9 204: -1 -3 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 14.4 26.5 0.0 0.0 0.0 10.2 3.9 20.3 14.9 9.1 39.8: 0.5 0.4 Old : 100.0: 14.4 26.5 0.0 0.0 0.0 10.2 3.9 20.3 14.9 9.1 39.8: 0.5 0.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 8 7 0 0 0 . . . . 6 7: Old : 20: 8 7 0 0 0 . . . . 6 7: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 80.4 65.2 92.2 89.6 28.2 24.5 31.5 30.6 Old : 80.4 65.2 92.2 89.6 28.2 24.5 31.5 30.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 5,125: 469 2,415 84 0 0 1,313 388 0 1,392 546 541: 1,327 1,236 Old : 5,125: 469 2,415 84 0 0 1,313 388 0 1,392 546 541: 1,327 1,236 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 802: 33 601 0 0 0 326 -52 0 258 72 89: 96 91 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 9.2 47.1 1.6 0.0 0.0 25.6 7.6 0.0 27.2 10.7 10.5: 25.9 24.1 Old : 100.0: 9.2 47.1 1.6 0.0 0.0 25.6 7.6 0.0 27.2 10.7 10.5: 25.9 24.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 69: 16 24 . 0 0 13 . 0 14 9 12: Old : 69: 16 24 . 0 0 13 . 0 14 9 12: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 25.5 26.5 35.7 42.0 25.5 26.0 34.7 39.9 Old : 25.5 26.5 35.7 42.0 25.5 26.0 34.7 39.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIFORNIA CARBON ALLOWANCE VINTAGE 2015 - ICE FUTURES ENERGY DIV Code-006393 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 6,479: 4,377 831 223 4,866 50 0 0 0 1,661 583 148: 20 1 Old : 6,479: 4,377 831 223 4,866 50 0 0 0 1,661 583 148: 20 1 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 52: 78 2 0 50 0 0 0 0 -27 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 67.6 12.8 3.4 75.1 0.8 0.0 0.0 0.0 25.6 9.0 2.3: 0.3 0.0 Old : 100.0: 67.6 12.8 3.4 75.1 0.8 0.0 0.0 0.0 25.6 9.0 2.3: 0.3 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 21: 8 4 . . . 0 0 0 5 . .: Old : 21: 8 4 . . . 0 0 0 5 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 71.8 87.1 91.9 96.2 64.5 83.7 82.6 88.8 Old : 71.8 87.1 91.9 96.2 64.5 83.7 82.6 88.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 37,135: 18,690 19,373 2,309 7,515 1,407 0 0 0 10,256 4,514 4,326: 147 0 Old : 37,135: 18,690 19,373 2,309 7,515 1,407 0 0 0 10,256 4,514 4,326: 147 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 1,294: 9,725 3,307 3 0 -5 0 0 0 -6,198 306 -2,313: 82 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 50.3 52.2 6.2 20.2 3.8 0.0 0.0 0.0 27.6 12.2 11.6: 0.4 0.0 Old : 100.0: 50.3 52.2 6.2 20.2 3.8 0.0 0.0 0.0 27.6 12.2 11.6: 0.4 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 35: 10 9 . . . 0 0 0 11 9 9: Old : 35: 10 9 . . . 0 0 0 11 9 9: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 56.1 45.0 76.7 68.9 46.4 39.9 53.1 50.9 Old : 56.1 45.0 76.7 68.9 46.4 39.9 53.1 50.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639W Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 34,650: 15,900 22,090 0 0 0 0 0 0 17,900 11,710 850: 0 0 Old : 34,650: 15,900 22,090 0 0 0 0 0 0 17,900 11,710 850: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 500: 300 17,154 0 0 0 0 0 0 200 -16,654 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 45.9 63.8 0.0 0.0 0.0 0.0 0.0 0.0 51.7 33.8 2.5: 0.0 0.0 Old : 100.0: 45.9 63.8 0.0 0.0 0.0 0.0 0.0 0.0 51.7 33.8 2.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 9 5 0 0 0 0 0 0 6 7 .: Old : 25: 9 5 0 0 0 0 0 0 6 7 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 67.7 75.9 87.8 94.9 67.2 73.7 87.3 92.5 Old : 67.7 75.9 87.8 94.9 67.2 73.7 87.3 92.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 27,145: 20,815 9,700 0 0 0 0 0 0 5,990 17,085 320: 20 40 Old : 27,145: 20,815 9,700 0 0 0 0 0 0 5,990 17,085 320: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 1,650: 3,050 5,100 0 0 0 0 0 0 0 -2,050 -1,400: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 76.7 35.7 0.0 0.0 0.0 0.0 0.0 0.0 22.1 62.9 1.2: 0.1 0.1 Old : 100.0: 76.7 35.7 0.0 0.0 0.0 0.0 0.0 0.0 22.1 62.9 1.2: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 10 4 0 0 0 0 0 0 5 9 .: Old : 25: 10 4 0 0 0 0 0 0 5 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 63.8 68.6 83.8 93.3 63.8 63.4 82.2 84.2 Old : 63.8 68.6 83.8 93.3 63.8 63.4 82.2 84.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 29,887: 23,090 13,291 702 12,900 65 0 0 0 3,409 1,010 2,622: 0 0 Old : 29,887: 23,090 13,291 702 12,900 65 0 0 0 3,409 1,010 2,622: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : -68: 769 659 -2 0 0 0 0 0 -110 -2 -725: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 77.3 44.5 2.3 43.2 0.2 0.0 0.0 0.0 11.4 3.4 8.8: 0.0 0.0 Old : 100.0: 77.3 44.5 2.3 43.2 0.2 0.0 0.0 0.0 11.4 3.4 8.8: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 9 6 . . . 0 0 0 7 4 4: Old : 24: 9 6 . . . 0 0 0 7 4 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 68.4 74.5 82.4 93.3 46.9 58.4 55.5 61.8 Old : 68.4 74.5 82.4 93.3 46.9 58.4 55.5 61.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 65,732: 44,821 31,904 109 16,113 7,842 0 0 0 7,201 4,094 5,739: 20 40 Old : 65,732: 44,821 31,904 109 16,113 7,842 0 0 0 7,201 4,094 5,739: 20 40 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 1,033: 2,296 -1,671 -4 1,855 720 0 0 0 -1,730 378 -249: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 68.2 48.5 0.2 24.5 11.9 0.0 0.0 0.0 11.0 6.2 8.7: 0.0 0.1 Old : 100.0: 68.2 48.5 0.2 24.5 11.9 0.0 0.0 0.0 11.0 6.2 8.7: 0.0 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 33: 16 12 . . . 0 0 0 7 6 7: Old : 33: 16 12 . . . 0 0 0 7 6 7: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 44.0 50.7 65.2 76.6 40.3 45.3 49.7 53.1 Old : 44.0 50.7 65.2 76.6 40.3 45.3 49.7 53.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 17,610: 13,800 8,750 0 0 0 0 0 0 3,400 8,460 400: 10 0 Old : 17,610: 13,800 8,750 0 0 0 0 0 0 3,400 8,460 400: 10 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 800: 4,375 600 0 0 0 0 0 0 -3,575 200 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 78.4 49.7 0.0 0.0 0.0 0.0 0.0 0.0 19.3 48.0 2.3: 0.1 0.0 Old : 100.0: 78.4 49.7 0.0 0.0 0.0 0.0 0.0 0.0 19.3 48.0 2.3: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 7 5 0 0 0 0 0 0 6 6 .: Old : 23: 7 5 0 0 0 0 0 0 6 6 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 74.7 67.1 91.4 95.9 74.7 64.8 91.4 93.6 Old : 74.7 67.1 91.4 95.9 74.7 64.8 91.4 93.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV Code-0063AA Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 16,435: 7,291 9,295 0 0 0 1,979 0 0 6,775 6,770 370: 20 0 Old : 16,435: 7,291 9,295 0 0 0 1,979 0 0 6,775 6,770 370: 20 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : 88: 156 -562 0 0 0 -469 0 0 200 450 200: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 44.4 56.6 0.0 0.0 0.0 12.0 0.0 0.0 41.2 41.2 2.3: 0.1 0.0 Old : 100.0: 44.4 56.6 0.0 0.0 0.0 12.0 0.0 0.0 41.2 41.2 2.3: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 8 8 0 0 0 . 0 0 7 . .: Old : 24: 8 8 0 0 0 . 0 0 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 61.8 70.2 86.2 91.9 56.2 68.9 76.8 84.8 Old : 61.8 70.2 86.2 91.9 56.2 68.9 76.8 84.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Options and Futures Combined, October 11, 2016 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 17,091: 9,450 9,671 0 0 0 2,756 0 0 4,285 6,820 600: 0 0 Old : 17,091: 9,450 9,671 0 0 0 2,756 0 0 4,285 6,820 600: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 4, 2016 : : -68: 0 -68 0 0 0 -68 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 55.3 56.6 0.0 0.0 0.0 16.1 0.0 0.0 25.1 39.9 3.5: 0.0 0.0 Old : 100.0: 55.3 56.6 0.0 0.0 0.0 16.1 0.0 0.0 25.1 39.9 3.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 9 5 0 0 0 . 0 0 6 5 .: Old : 24: 9 5 0 0 0 . 0 0 6 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 52.6 71.3 81.6 93.9 51.5 66.6 79.3 86.9 Old : 52.6 71.3 81.6 93.9 51.5 66.6 79.3 86.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 14, 2016