Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- PALLADIUM - NEW YORK MERCANTILE EXCHANGE (CONTRACTS OF 100 TROY OUNCES) : CFTC Code #075651 Open Interest is 22,866 : : Positions : : 2,818 10,606 3,124 2,520 1,309 10,537 3,765 196 2,606 2,838 376 : : : : Changes from: November 1, 2016 : : 389 290 -774 581 360 -166 -989 25 -201 -569 -198 : : : : Percent of Open Interest Represented by Each Category of Trader : : 12.3 46.4 13.7 11.0 5.7 46.1 16.5 0.9 11.4 12.4 1.6 : : : : Number of Traders in Each Category Total Traders: 145 : : 17 18 14 10 11 33 11 7 31 16 8 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- PLATINUM - NEW YORK MERCANTILE EXCHANGE (CONTRACTS OF 50 TROY OUNCES) : CFTC Code #076651 Open Interest is 68,832 : : Positions : : 4,751 28,607 3,255 12,528 2,056 30,392 14,924 2,007 18,488 4,472 579 : : : : Changes from: November 1, 2016 : : -375 1,919 -694 2,428 -200 -30 -7,760 -362 -1,907 -773 -59 : : : : Percent of Open Interest Represented by Each Category of Trader : : 6.9 41.6 4.7 18.2 3.0 44.2 21.7 2.9 26.9 6.5 0.8 : : : : Number of Traders in Each Category Total Traders: 223 : : 16 17 8 16 8 53 27 19 74 16 8 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- SILVER - COMMODITY EXCHANGE INC. (CONTRACTS OF 5,000 TROY OUNCES) : CFTC Code #084691 Open Interest is 212,306 : : Positions : : 12,931 66,874 25,042 57,381 21,664 72,776 15,262 14,702 18,432 6,975 17,145 : : : : Changes from: November 1, 2016 : : -2,687 1,229 -581 1,217 -1,733 5,151 -3,303 -1,809 -4,979 -47 -1,096 : : : : Percent of Open Interest Represented by Each Category of Trader : : 6.1 31.5 11.8 27.0 10.2 34.3 7.2 6.9 8.7 3.3 8.1 : : : : Number of Traders in Each Category Total Traders: 219 : : 15 24 13 13 19 63 16 32 56 27 40 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- GOLD - COMMODITY EXCHANGE INC. (CONTRACTS OF 100 TROY OUNCES) : CFTC Code #088691 Open Interest is 748,147 : : Positions : : 47,836 177,651 27,989 150,464 126,004 212,887 36,513 76,821 79,557 32,782 121,039 : : : : Changes from: November 1, 2016 : : -383 3,329 -5,951 -6,768 9,810 4,416 575 3,327 -8,037 -2,438 6,403 : : : : Percent of Open Interest Represented by Each Category of Trader : : 6.4 23.7 3.7 20.1 16.8 28.5 4.9 10.3 10.6 4.4 16.2 : : : : Number of Traders in Each Category Total Traders: 400 : : 31 32 14 20 26 99 31 65 122 66 97 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- COPPER-GRADE #1 - COMMODITY EXCHANGE INC. (CONTRACTS OF 25,000 POUNDS) : CFTC Code #085692 Open Interest is 236,021 : : Positions : : 25,357 97,020 43,730 9,783 961 92,032 32,769 10,975 26,093 45,872 18,482 : : : : Changes from: November 1, 2016 : : -1,090 24,633 -2,186 3,287 -370 24,226 -11,696 1,249 5,278 13,006 2,103 : : : : Percent of Open Interest Represented by Each Category of Trader : : 10.7 41.1 18.5 4.1 0.4 39.0 13.9 4.7 11.1 19.4 7.8 : : : : Number of Traders in Each Category Total Traders: 344 : : 30 51 17 7 12 87 39 37 50 74 54 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. (25 METRIC TONS) : CFTC Code #191693 Open Interest is 27,640 : : Positions : : 6,886 26,248 6,188 525 43 2,150 0 0 11,997 212 24 : : : : Changes from: November 1, 2016 : : -627 -2,252 -490 -9 -16 -160 0 0 -1,032 -40 0 : : : : Percent of Open Interest Represented by Each Category of Trader : : 24.9 95.0 22.4 1.9 0.2 7.8 0.0 0.0 43.4 0.8 0.1 : : : : Number of Traders in Each Category Total Traders: 27 : : 7 17 . . . . 0 0 . . . : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE (CONTRACTS OF 20 SHORT TONS) : CFTC Code #192651 Open Interest is 16,890 : : Positions : : 2,349 475 6,594 0 0 964 2,526 130 6,217 13,085 603 : : : : Changes from: November 1, 2016 : : 2 0 49 0 0 0 0 0 -50 0 25 : : : : Percent of Open Interest Represented by Each Category of Trader : : 13.9 2.8 39.0 0.0 0.0 5.7 15.0 0.8 36.8 77.5 3.6 : : : : Number of Traders in Each Category Total Traders: 23 : : 7 . . 0 0 . . . 7 . 4 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE (CONTRACTS OF 500 DRY METRIC TONS) : CFTC Code #195651 Open Interest is 17,416 : : Positions : : 5,242 4,839 0 0 0 1,454 5,019 117 6,207 3,093 3,885 : : : : Changes from: November 1, 2016 : : -180 -6 0 0 0 115 -182 -799 -1,093 -646 161 : : : : Percent of Open Interest Represented by Each Category of Trader : : 30.1 27.8 0.0 0.0 0.0 8.3 28.8 0.7 35.6 17.8 22.3 : : : : Number of Traders in Each Category Total Traders: 61 : : 15 12 0 0 0 6 7 . 19 14 20 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- IRON ORE 62% FE CFR N CHNA APO - NEW YORK MERCANTILE EXCHANGE (CONTRACTS OF 500 DRY METRIC TONS) : CFTC Code #195653 Open Interest is 11,026 : : Positions : : 1,005 2,953 0 0 0 2,217 480 1,686 1,413 1,210 4,630 : : : : Changes from: November 1, 2016 : : . . . . . . . . . . . : : : : Percent of Open Interest Represented by Each Category of Trader : : 9.1 26.8 0.0 0.0 0.0 20.1 4.4 15.3 12.8 11.0 42.0 : : : : Number of Traders in Each Category Total Traders: 23 : : 8 7 0 0 0 . . . 5 6 6 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE (CONTRACTS OF 110,000 BOARD FEET) : CFTC Code #058643 Open Interest is 4,195 : : Positions : : 1,061 1,558 91 0 0 626 944 11 980 663 205 : : : : Changes from: November 1, 2016 : : 90 -102 -1 0 0 71 144 0 54 188 -29 : : : : Percent of Open Interest Represented by Each Category of Trader : : 25.3 37.1 2.2 0.0 0.0 14.9 22.5 0.3 23.4 15.8 4.9 : : : : Number of Traders in Each Category Total Traders: 56 : : 16 18 . 0 0 5 9 . 12 6 7 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV 1,000 california carbon allowances : CFTC Code #00639H Open Interest is 34,435 : : Positions : : 16,568 16,259 2,771 7,515 1,240 0 0 0 9,946 5,591 3,830 : : : : Changes from: November 1, 2016 : : -60 -213 -34 0 -10 0 0 0 304 402 -500 : : : : Percent of Open Interest Represented by Each Category of Trader : : 48.1 47.2 8.0 21.8 3.6 0.0 0.0 0.0 28.9 16.2 11.1 : : : : Number of Traders in Each Category Total Traders: 34 : : 10 9 . . . 0 0 0 10 9 9 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- NJ SRECS VINTAGE 2017 - ICE FUTURES ENERGY DIV (10 SRECs) : CFTC Code #00639W Open Interest is 34,610 : : Positions : : 15,200 21,900 0 0 0 0 0 0 18,810 12,110 600 : : : : Changes from: November 1, 2016 : : 50 -100 0 0 0 0 0 0 300 450 0 : : : : Percent of Open Interest Represented by Each Category of Trader : : 43.9 63.3 0.0 0.0 0.0 0.0 0.0 0.0 54.3 35.0 1.7 : : : : Number of Traders in Each Category Total Traders: 25 : : 8 5 0 0 0 0 0 0 7 6 . : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV (10 SRECs) : CFTC Code #00639X Open Interest is 29,130 : : Positions : : 22,215 10,870 0 0 0 0 0 0 6,700 18,065 195 : : : : Changes from: November 1, 2016 : : 650 120 0 0 0 0 0 0 265 835 0 : : : : Percent of Open Interest Represented by Each Category of Trader : : 76.3 37.3 0.0 0.0 0.0 0.0 0.0 0.0 23.0 62.0 0.7 : : : : Number of Traders in Each Category Total Traders: 26 : : 10 4 0 0 0 0 0 0 6 9 . : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV 1,000 california carbon allowances : CFTC Code #00639Y Open Interest is 29,217 : : Positions : : 22,601 12,553 707 12,900 65 0 0 0 2,625 480 3,218 : : : : Changes from: November 1, 2016 : : -229 -223 -8 0 0 0 0 0 1 -13 18 : : : : Percent of Open Interest Represented by Each Category of Trader : : 77.4 43.0 2.4 44.2 0.2 0.0 0.0 0.0 9.0 1.6 11.0 : : : : Number of Traders in Each Category Total Traders: 25 : : 9 6 . . . 0 0 0 8 . 6 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV 1,000 RGGI CO2 Allowances : CFTC Code #0063A1 Open Interest is 71,021 : : Positions : : 43,439 30,483 0 17,186 15,268 0 0 0 7,484 3,249 4,829 : : : : Changes from: November 1, 2016 : : 188 186 0 42 1,832 0 0 0 19 -1 -2 : : : : Percent of Open Interest Represented by Each Category of Trader : : 61.2 42.9 0.0 24.2 21.5 0.0 0.0 0.0 10.5 4.6 6.8 : : : : Number of Traders in Each Category Total Traders: 33 : : 16 12 0 . . 0 0 0 7 6 8 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV (10 SRECs) : CFTC Code #0063A3 Open Interest is 18,485 : : Positions : : 14,500 8,900 0 0 0 0 0 0 3,525 9,185 400 : : : : Changes from: November 1, 2016 : : 200 50 0 0 0 0 0 0 125 325 0 : : : : Percent of Open Interest Represented by Each Category of Trader : : 78.4 48.1 0.0 0.0 0.0 0.0 0.0 0.0 19.1 49.7 2.2 : : : : Number of Traders in Each Category Total Traders: 26 : : 7 5 0 0 0 0 0 0 7 8 . : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- NJ SRECS VINTAGE 2020 - ICE FUTURES ENERGY DIV (10 SRECs) : CFTC Code #0063A4 Open Interest is 6,505 : : Positions : : 2,700 2,910 0 0 0 0 0 0 3,805 3,595 0 : : : : Changes from: November 1, 2016 : : . . . . . . . . . . . : : : : Percent of Open Interest Represented by Each Category of Trader : : 41.5 44.7 0.0 0.0 0.0 0.0 0.0 0.0 58.5 55.3 0.0 : : : : Number of Traders in Each Category Total Traders: 20 : : 4 4 0 0 0 0 0 0 6 6 0 : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- PJM TRI-RECs CLASS 1 Vin 2017 - ICE FUTURES ENERGY DIV 100 MWh of renewable energy certificates : CFTC Code #0063AA Open Interest is 18,223 : : Positions : : 9,367 9,603 0 0 0 1,411 0 0 7,225 8,420 200 : : : : Changes from: November 1, 2016 : : -17 -51 0 0 0 -84 0 0 -50 -100 0 : : : : Percent of Open Interest Represented by Each Category of Trader : : 51.4 52.7 0.0 0.0 0.0 7.7 0.0 0.0 39.6 46.2 1.1 : : : : Number of Traders in Each Category Total Traders: 24 : : 8 8 0 0 0 . 0 0 6 4 . : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV 100 MWh of renewable energy certificates : CFTC Code #0063AB Open Interest is 19,845 : : Positions : : 9,951 10,995 0 0 0 3,129 0 0 5,365 7,450 1,400 : : : : Changes from: November 1, 2016 : : 675 311 0 0 0 -14 0 0 -100 250 0 : : : : Percent of Open Interest Represented by Each Category of Trader : : 50.1 55.4 0.0 0.0 0.0 15.8 0.0 0.0 27.0 37.5 7.1 : : : : Number of Traders in Each Category Total Traders: 25 : : 9 4 0 0 0 . 0 0 8 4 . : ---------------------------------------------------------------------------------------------------------------- Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 8, 2016 : Reportable Positions : :------------------------------------------------------------------------------------------------------------- : : Producer/Merchant : : : : : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Long : Short : Long : Short :Spreading: Long : Short :Spreading: Long : Short :Spreading : ---------------------------------------------------------------------------------------------------------------- PJM TRI-RECs CLASS 1 Vin 2019 - ICE FUTURES ENERGY DIV 100 MWh of renewable energy certificates : CFTC Code #0063AD Open Interest is 11,845 : : Positions : : 4,325 5,600 0 0 0 1,300 0 0 6,120 6,145 100 : : : : Changes from: November 1, 2016 : : 100 100 0 0 0 0 0 0 50 50 0 : : : : Percent of Open Interest Represented by Each Category of Trader : : 36.5 47.3 0.0 0.0 0.0 11.0 0.0 0.0 51.7 51.9 0.8 : : : : Number of Traders in Each Category Total Traders: 20 : : 7 4 0 0 0 . 0 0 4 4 . : ----------------------------------------------------------------------------------------------------------------
Updated November 11, 2016